REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.

Morgan StanleyAnnouncement

27/03/2020 10:55

RNS Number : 8606H
  
Morgan Stanley & Co. LLC
  
27 March 2020
  
 

 
 FORM 38.5 
 
IRISH TAKEOVER PANEL
 
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2007 (AS AMENDED)
 
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
 
1.             KEY INFORMATION



 Name of exempt market-maker


   Morgan Stanley & Co. LLC




 Company dealt in


   ABBVIE INC.




 Class of relevant security to which the dealings being disclosed relate (Note 1)


  US$0.01 COMMON STOCK




 Date of dealing


   26 MARCH 2020



 
 
2.             DEALINGS (Note 2)
 
(a)           Purchases and sales



 Total number of relevant secuities accquired


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  2,263,389


 74.3100 USD


 67.5000 USD



 



 Total number of relevant secuities disposed


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  2,256,981


 74.3100 USD


 67.5000 USD



 
 
(b)           Derivatives transactions (other than options transactions)
 



 Product name, e.g. CFD


 Nature of transaction 
                (Note 4)


 Number of relevant securities 
                (Note 5)


 Price per unit




 N/A


 N/A


 N/A


 N/A 



 
 
(c)            Options transactions in respect of existing relevant securities
 
i)           Writing, selling, purchasing or varying
 



 Product name, eg call option


 Writing, selling, purchasing, varying etc


 Number of securities to which the option relates (Note 5)


 Exercise Price


 Type, e.g American, European etc 


 Expiry Date 


 Option money paid/received per unit (Note 3)




 PUT


 PURCHASE


 100


 65.0000


A


 27/03/2020


 0.1700 USD




 PUT


 PURCHASE


 100


 63.0000


A


 27/03/2020


 0.1900 USD




 PUT


 PURCHASE


 800


 65.0000


A


 27/03/2020


 0.2300 USD




 PUT


 PURCHASE


 1,000


 69.0000


A


 27/03/2020


 0.8400 USD




 CALL


 PURCHASE


 100


 97.5000


A


 21/08/2020


 0.9200 USD




 CALL


 PURCHASE


 100


 95.0000


A


 21/08/2020


 0.9200 USD




 PUT


 PURCHASE


 100


 70.0000


A


 27/03/2020


 0.9600 USD




 CALL


 PURCHASE


 100


 75.0000


A


 27/03/2020


 1.0000 USD




 CALL


 PURCHASE


 100


 75.0000


A


 27/03/2020


 1.0000 USD




 CALL


 PURCHASE


 100


 75.0000


A


 27/03/2020


 1.0000 USD




 CALL


 PURCHASE


 100


 75.0000


A


 27/03/2020


 1.0000 USD




 PUT


 PURCHASE


 1,300


 70.0000


A


 27/03/2020


 1.0400 USD




 CALL


 PURCHASE


 100


 97.5000


A


 18/09/2020


 1.0500 USD




 CALL


 PURCHASE


 100


 75.0000


A


 27/03/2020


 1.1100 USD




 PUT


 PURCHASE


 200


 70.0000


A


 27/03/2020


 1.1200 USD




 PUT


 PURCHASE


 100


 71.0000


A


 27/03/2020


 1.2000 USD




 CALL


 PURCHASE


 100


 78.0000


A


 03/04/2020


 1.2900 USD




 CALL


 PURCHASE


 100


 85.0000


A


 15/05/2020


 1.3300 USD




 PUT


 PURCHASE


 100


 66.0000


A


 03/04/2020


 1.3400 USD




 CALL


 PURCHASE


 100


 80.0000


A


 17/04/2020


 1.4500 USD




 CALL


 PURCHASE


 300


 100.0000


A


 15/01/2021


 1.4600 USD




 CALL


 PURCHASE


 100


 71.0000


A


 27/03/2020


 1.7000 USD




 CALL


 PURCHASE


 200


 72.0000


A


 27/03/2020


 1.7600 USD




 CALL


 PURCHASE


 300


 72.0000


A


 27/03/2020


 1.7600 USD




 CALL


 PURCHASE


 200


 75.0000


A


 17/04/2020


 1.7900 USD




 PUT


 PURCHASE


 100


 65.0000


A


 09/04/2020


 1.8700 USD




 PUT


 PURCHASE


 100


 65.0000


A


 09/04/2020


 1.8700 USD




 CALL


 PURCHASE


 100


 76.0000


A


 17/04/2020


 1.9900 USD




 PUT


 PURCHASE


 100


 72.0000


A


 27/03/2020


 2.0900 USD




 PUT


 PURCHASE


 100


 67.5000


A


 17/04/2020


 2.3900 USD




 CALL


 PURCHASE


 100


 75.0000


A


 17/04/2020


 2.5700 USD




 PUT


 PURCHASE


 200


 65.0000


A


 01/05/2020


 2.8200 USD




 CALL


 PURCHASE


 500


 90.0000


A


 15/01/2021


 2.9000 USD




 CALL


 PURCHASE


 100


 76.0000


A


 09/04/2020


 3.0000 USD




 CALL


 PURCHASE


 600


 87.5000


A


 15/01/2021


 3.0500 USD




 CALL


 PURCHASE


 100


 85.0000


A


 21/08/2020


 3.1200 USD




 CALL


 PURCHASE


 100


 85.0000


A


 21/08/2020


 3.1200 USD




 CALL


 PURCHASE


 300


 87.5000


A


 15/01/2021


 3.2000 USD




 CALL


 PURCHASE


 100


 70.0000


A


 27/03/2020


 3.7900 USD




 CALL


 PURCHASE


 100


 75.0000


A


 08/05/2020


 3.7900 USD




 CALL


 PURCHASE


 100


 70.0000


A


 03/04/2020


 3.7900 USD




 CALL


 PURCHASE


 100


 87.5000


A


 15/01/2021


 3.8300 USD




 CALL


 PURCHASE


 100


 87.5000


A


 15/01/2021


 3.8300 USD




 CALL


 PURCHASE


 100


 87.5000


A


 15/01/2021


 3.8300 USD




 PUT


 PURCHASE


 600


 60.0000


A


 18/09/2020


 4.4000 USD




 PUT


 PURCHASE


 100


 72.0000


A


 17/04/2020


 4.7200 USD




 PUT


 PURCHASE


 100


 72.0000


A


 17/04/2020


 4.7200 USD




 CALL


 PURCHASE


 100


 72.5000


A


 15/05/2020


 4.7800 USD




 CALL


 PURCHASE


 100


 72.5000


A


 15/05/2020


 4.8400 USD




 PUT


 PURCHASE


 300


 62.5000


A


 18/09/2020


 5.0200 USD




 CALL


 PURCHASE


 200


 80.0000


A


 15/01/2021


 5.2600 USD




 CALL


 PURCHASE


 200


 80.0000


A


 15/01/2021


 5.2900 USD




 PUT


 PURCHASE


 400


 65.0000


A


 18/09/2020


 5.9000 USD




 CALL


 PURCHASE


 100


 67.0000


A


 03/04/2020


 6.1000 USD




 CALL


 PURCHASE


 100


 67.0000


A


 03/04/2020


 6.1000 USD




 CALL


 PURCHASE


 500


 71.0000


A


 01/05/2020


 6.5000 USD




 CALL


 PURCHASE


 100


 70.0000


A


 18/09/2020


 8.5100 USD




 CALL


 PURCHASE


 100


 65.0000


A


 20/11/2020


 12.7500 USD




 PUT


 PURCHASE


 100


 80.0000


A


 20/11/2020


 15.4800 USD




 PUT


 PURCHASE


 100


 80.0000


A


 20/11/2020


 15.4800 USD




 PUT


 PURCHASE


 100


 80.0000


A


 20/11/2020


 15.4800 USD




 CALL


 SALE


 300


 100.0000


A


 17/04/2020


 0.0800 USD




 CALL


 SALE


 200


 100.0000


A


 17/04/2020


 0.0800 USD




 CALL


 SALE


 100


 100.0000


A


 17/04/2020


 0.0900 USD




 CALL


 SALE


 200


 95.0000


A


 15/05/2020


 0.3000 USD




 CALL


 SALE


 200


 95.0000


A


 15/05/2020


 0.3000 USD




 CALL


 SALE


 100


 100.0000


A


 19/06/2020


 0.3600 USD




 CALL


 SALE


 100


 100.0000


A


 19/06/2020


 0.3600 USD




 CALL


 SALE


 3,000


 92.5000


A


 15/05/2020


 0.5400 USD




 CALL


 SALE


 100


 97.5000


A


 15/05/2020


 0.5600 USD




 CALL


 SALE


 1,000


 75.0000


A


 27/03/2020


 1.0100 USD




 PUT


 SALE


 500


 55.0000


A


 17/04/2020


 1.0500 USD




 CALL


 SALE


 100


 85.0000


A


 15/05/2020


 1.2300 USD




 PUT


 SALE


 800


 55.0000


A


 15/05/2020


 1.6400 USD




 PUT


 SALE


 100


 62.5000


A


 15/05/2020


 3.3000 USD




 PUT


 SALE


 100


 62.5000


A


 15/05/2020


 3.3000 USD




 CALL


 SALE


 1,200


 80.0000


A


 19/06/2020


 3.4500 USD




 CALL


 SALE


 100


 72.5000


A


 15/05/2020


 4.8900 USD




 CALL


 SALE


 100


 72.5000


A


 15/05/2020


 5.2300 USD




 CALL


 SALE


 100


 71.0000


A


 24/04/2020


 5.2500 USD




 CALL


 SALE


 100


 72.5000


A


 21/08/2020


 6.9700 USD




 CALL


 SALE


 400


 72.5000


A


 21/08/2020


 6.9700 USD




 CALL


 SALE


 500


 72.5000


A


 21/08/2020


 6.9700 USD




 CALL


 SALE


 100


 75.0000


A


 21/01/2022


 10.6900 USD




 CALL


 SALE


 100


 75.0000


A


 21/01/2022


 10.6900 USD




 CALL


 SALE


 100


 60.0000


A


 27/03/2020


 13.0800 USD




 CALL


 SALE


 100


 60.0000


A


 27/03/2020


 13.0800 USD




 PUT


 SALE


 100


 85.0000


A


 17/04/2020


 15.0500 USD




 CALL


 SALE


 2,000


 50.0000


A


 15/01/2021


 23.8500 USD




 CALL


 SALE


 2,000


 50.0000


A


 15/01/2021


 23.8500 USD




 PUT


 SALE


 400


 90.0000


A


 15/01/2021


 25.4200 USD



 
(ii) Exercising
 



 Product name, eg call option


 Number of securities


 Exercise price per unit (Note 3)




 PUT


 100


 95.0000 USD




 PUT


 100


 97.0000 USD



 
 
3. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 



Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
 




 
 
 
 
 



 
 



 Date of disclosure


 27 MARCH 2020




 Contact Name


Craig Horsley




 Telephone Number


+44(141) 245 7736 




 Name of offeree/offeror with which connected


ABBVIE INC. 




Nature of connection (Note 6)


Advisory 



 


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
  END
 
 
ISESESSUWESSEID