REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.
FORM 38.5
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
1. KEY INFORMATION
Name of exempt market-maker
Morgan Stanley & Co. LLC
Company dealt in
ABBVIE INC.
Class of relevant security to which the dealings being disclosed relate (Note 1)
US$0.01 COMMON STOCK
Date of dealing
31 MARCH 2020
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant secuities accquired
Highest price paid (Note 3)
Lowest price paid (Note 3)
3,309,341
77.9200 USD
74.4500 USD
Total number of relevant secuities disposed
Highest price paid (Note 3)
Lowest price paid (Note 3)
3,432,958
77.9200 USD
74.4600 USD
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD
Nature of transaction
(Note 4)
Number of relevant securities
(Note 5)
Price per unit
N/A
N/A
N/A
N/A
(c) Options transactions in respect of existing relevant securities
i) Writing, selling, purchasing or varying
Product name, eg call option
Writing, selling, purchasing, varying etc
Number of securities to which the option relates (Note 5)
Exercise Price
Type, e.g American, European etc
Expiry Date
Option money paid/received per unit (Note 3)
PUT
PURCHASE
100
72.5000
A
15/01/2021
9.5000 USD
CALL
PURCHASE
100
97.5000
A
17/04/2020
0.0700 USD
CALL
PURCHASE
400
100.0000
A
19/06/2020
0.3300 USD
CALL
PURCHASE
300
100.0000
A
19/06/2020
0.3300 USD
CALL
PURCHASE
100
85.0000
A
17/04/2020
0.4100 USD
CALL
PURCHASE
2,000
80.0000
A
03/04/2020
0.4200 USD
CALL
PURCHASE
100
90.0000
A
19/06/2020
1.3000 USD
CALL
PURCHASE
100
90.0000
A
19/06/2020
1.3000 USD
CALL
PURCHASE
100
77.0000
A
03/04/2020
1.3400 USD
CALL
PURCHASE
100
77.0000
A
03/04/2020
1.3400 USD
CALL
PURCHASE
100
87.5000
A
19/06/2020
1.4100 USD
CALL
PURCHASE
100
85.0000
A
15/05/2020
1.4200 USD
CALL
PURCHASE
200
87.5000
A
19/06/2020
1.8000 USD
CALL
PURCHASE
300
87.5000
A
19/06/2020
1.8000 USD
CALL
PURCHASE
1,300
85.0000
A
19/06/2020
2.0300 USD
CALL
PURCHASE
100
77.5000
A
17/04/2020
2.3600 USD
CALL
PURCHASE
100
80.0000
A
15/05/2020
2.8500 USD
CALL
PURCHASE
100
75.0000
A
03/04/2020
3.2000 USD
CALL
PURCHASE
100
80.0000
A
19/06/2020
3.6200 USD
PUT
PURCHASE
100
70.0000
A
19/06/2020
3.9600 USD
CALL
PURCHASE
1,500
73.0000
A
01/05/2020
6.3600 USD
CALL
PURCHASE
100
75.0000
A
15/01/2021
8.2500 USD
CALL
PURCHASE
700
75.0000
A
15/01/2021
8.2500 USD
PUT
PURCHASE
100
77.5000
A
18/09/2020
9.6500 USD
CALL
PURCHASE
100
72.5000
A
20/11/2020
9.8500 USD
CALL
PURCHASE
200
65.0000
A
24/04/2020
10.5000 USD
CALL
PURCHASE
100
67.5000
A
15/01/2021
12.8600 USD
CALL
PURCHASE
100
67.5000
A
15/01/2021
13.6800 USD
CALL
PURCHASE
100
32.5000
A
15/01/2021
44.6100 USD
CALL
SALE
500
85.0000
A
03/04/2020
0.0700 USD
CALL
SALE
500
85.0000
A
03/04/2020
0.0700 USD
CALL
SALE
100
86.5000
A
03/04/2020
0.1000 USD
PUT
SALE
1,000
65.0000
A
03/04/2020
0.1500 USD
PUT
SALE
100
64.0000
A
09/04/2020
0.3100 USD
PUT
SALE
100
60.0000
A
17/04/2020
0.3600 USD
PUT
SALE
100
70.0000
A
03/04/2020
0.3900 USD
CALL
SALE
200
79.0000
A
03/04/2020
0.7800 USD
CALL
SALE
100
79.0000
A
03/04/2020
0.7800 USD
CALL
SALE
100
97.5000
A
21/08/2020
0.8500 USD
CALL
SALE
100
79.0000
A
03/04/2020
0.9400 USD
CALL
SALE
100
82.0000
A
17/04/2020
1.0200 USD
CALL
SALE
100
78.0000
A
03/04/2020
1.2100 USD
PUT
SALE
100
72.5000
A
17/04/2020
1.7700 USD
CALL
SALE
100
77.0000
A
03/04/2020
1.7700 USD
CALL
SALE
100
77.0000
A
17/04/2020
2.4700 USD
PUT
SALE
200
76.0000
A
17/04/2020
2.8000 USD
CALL
SALE
1,000
80.0000
A
08/05/2020
2.9300 USD
CALL
SALE
100
72.5000
A
17/04/2020
4.4900 USD
CALL
SALE
100
81.0000
A
01/05/2020
4.7000 USD
CALL
SALE
100
77.5000
A
21/08/2020
6.1500 USD
CALL
SALE
100
77.5000
A
18/09/2020
6.5700 USD
CALL
SALE
100
71.0000
A
03/04/2020
8.0000 USD
CALL
SALE
4,000
70.0000
A
15/01/2021
11.8800 USD
PUT
SALE
100
90.0000
A
15/05/2020
14.4300 USD
(ii) Exercising
Product name, eg call option
Number of securities
Exercise price per unit (Note 3)
N/A
N/A
N/A
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Date of disclosure
01 APRIL 2020
Contact Name
Craig Horsley
Telephone Number
+44(141) 245 7736
Name of offeree/offeror with which connected
ABBVIE INC.
Nature of connection (Note 6)
Advisory
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