REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.

Morgan StanleyAnnouncement

02/04/2020 11:40

RNS Number : 5691I
  
Morgan Stanley & Co. LLC
  
02 April 2020
  
 

 
 FORM 38.5 
 
IRISH TAKEOVER PANEL
 
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2007 (AS AMENDED)
 
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
 
1.             KEY INFORMATION



 Name of exempt market-maker


   Morgan Stanley & Co. LLC




 Company dealt in


   ABBVIE INC.




 Class of relevant security to which the dealings being disclosed relate (Note 1)


  US$0.01 COMMON STOCK




 Date of dealing


   01 APRIL 2020



 
 
2.             DEALINGS (Note 2)
 
(a)           Purchases and sales



 Total number of relevant secuities accquired


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  1,557,329


 76.1900 USD


 71.4200 USD



 



 Total number of relevant secuities disposed


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  1,797,475


 76.1900 USD


 71.4200 USD



 
 
(b)           Derivatives transactions (other than options transactions)
 



 Product name, e.g. CFD


 Nature of transaction 
                (Note 4)


 Number of relevant securities 
                (Note 5)


 Price per unit




 N/A


 N/A


 N/A


 N/A 



 
 
(c)            Options transactions in respect of existing relevant securities
 
i)           Writing, selling, purchasing or varying
 



 Product name, eg call option


 Writing, selling, purchasing, varying etc


 Number of securities to which the option relates (Note 5)


 Exercise Price


 Type, e.g American, European etc 


 Expiry Date 


 Option money paid/received per unit (Note 3)




 CALL


 PURCHASE


 100


 90.0000


A


 21/08/2020


 1.4700 USD




 CALL


 SALE


 100


 80.0000


A


 21/08/2020


 4.7000 USD




 CALL


 PURCHASE


 100


 78.0000


A


 03/04/2020


 0.2700 USD




 PUT


 PURCHASE


 100


 55.0000


A


 17/04/2020


 0.5100 USD




 PUT


 PURCHASE


 100


 72.0000


A


 03/04/2020


 1.1700 USD




 CALL


 PURCHASE


 400


 90.0000


A


 20/11/2020


 2.2600 USD




 PUT


 PURCHASE


 700


 72.0000


A


 24/04/2020


 4.3500 USD




 CALL


 PURCHASE


 100


 75.0000


A


 19/06/2020


 4.5900 USD




 CALL


 PURCHASE


 100


 70.0000


A


 17/04/2020


 5.3000 USD




 PUT


 PURCHASE


 1,900


 65.0000


A


 15/01/2021


 7.7700 USD




 PUT


 PURCHASE


 100


 65.0000


A


 15/01/2021


 7.7700 USD




 PUT


 PURCHASE


 100


 65.0000


A


 15/01/2021


 7.9500 USD




 CALL


 SALE


 100


 105.0000


A


 19/06/2020


 0.1100 USD




 CALL


 SALE


 100


 95.0000


A


 15/05/2020


 0.2400 USD




 CALL


 SALE


 500


 76.0000


A


 03/04/2020


 0.4400 USD




 CALL


 SALE


 100


 76.0000


A


 03/04/2020


 0.4500 USD




 CALL


 SALE


 200


 76.0000


A


 03/04/2020


 0.4500 USD




 CALL


 SALE


 100


 75.0000


A


 03/04/2020


 0.7500 USD




 CALL


 SALE


 100


 81.0000


A


 17/04/2020


 0.8000 USD




 CALL


 SALE


 100


 75.0000


A


 03/04/2020


 0.8100 USD




 PUT


 SALE


 500


 70.0000


A


 03/04/2020


 0.8400 USD




 PUT


 SALE


 100


 70.0000


A


 03/04/2020


 0.8600 USD




 CALL


 SALE


 100


 82.5000


A


 15/05/2020


 1.2900 USD




 CALL


 SALE


 200


 80.0000


A


 15/05/2020


 1.7200 USD




 CALL


 SALE


 100


 90.0000


A


 15/01/2021


 2.5800 USD




 CALL


 SALE


 100


 77.5000


A


 15/05/2020


 2.6000 USD




 PUT


 SALE


 100


 65.0000


A


 15/05/2020


 2.6900 USD




 CALL


 SALE


 100


 73.0000


A


 09/04/2020


 2.8500 USD




 PUT


 SALE


 9,800


 75.0000


A


 03/04/2020


 3.2000 USD




 PUT


 SALE


 200


 75.0000


A


 03/04/2020


 3.2000 USD




 CALL


 SALE


 100


 72.5000


A


 17/04/2020


 3.6000 USD




 CALL


 SALE


 100


 70.0000


A


 03/04/2020


 3.7100 USD




 CALL


 SALE


 100


 70.0000


A


 03/04/2020


 3.7100 USD




 PUT


 SALE


 100


 72.5000


A


 17/04/2020


 4.3200 USD




 CALL


 SALE


 1,300


 70.0000


A


 18/09/2020


 9.0000 USD




 CALL


 SALE


 100


 70.0000


A


 15/01/2021


 9.9400 USD



 
(ii) Exercising
 



 Product name, eg call option


 Number of securities


 Exercise price per unit (Note 3)




 N/A


 N/A


 N/A  



 
 
3. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 



Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
 




 
 
 
 
 



 
 



 Date of disclosure


 02 APRIL 2020




 Contact Name


Craig Horsley




 Telephone Number


+44(141) 245 7736 




 Name of offeree/offeror with which connected


ABBVIE INC. 




Nature of connection (Note 6)


Advisory 



 


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