REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.

Morgan StanleyAnnouncement

08/04/2020 11:10

RNS Number : 2100J
  
Morgan Stanley & Co. LLC
  
08 April 2020
  
 

 
 FORM 38.5 
 
IRISH TAKEOVER PANEL
 
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2007 (AS AMENDED)
 
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
 
1.             KEY INFORMATION



 Name of exempt market-maker


   Morgan Stanley & Co. LLC




 Company dealt in


   ABBVIE INC.




 Class of relevant security to which the dealings being disclosed relate (Note 1)


  US$0.01 COMMON STOCK




 Date of dealing


   07 APRIL 2020



 
 
2.             DEALINGS (Note 2)
 
(a)           Purchases and sales



 Total number of relevant secuities accquired


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  1,696,853


 78.5600 USD


 75.0000 USD



 



 Total number of relevant secuities disposed


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  1,665,206


 78.5600 USD


 75.0000 USD



 
 
(b)           Derivatives transactions (other than options transactions)
 



 Product name, e.g. CFD


 Nature of transaction 
                (Note 4)


 Number of relevant securities 
                (Note 5)


 Price per unit




 N/A


 N/A


 N/A


 N/A 



 
 
(c)            Options transactions in respect of existing relevant securities
 
i)           Writing, selling, purchasing or varying
 



 Product name, eg call option


 Writing, selling, purchasing, varying etc


 Number of securities to which the option relates (Note 5)


 Exercise Price


 Type, e.g American, European etc 


 Expiry Date 


 Option money paid/received per unit (Note 3)




 CALL


 PURCHASE


 500


 84.0000


A


 09/04/2020


 0.0700 USD




 PUT


 PURCHASE


 100


 40.0000


A


 15/01/2021


 1.4800 USD




 CALL


 PURCHASE


 100


 90.0000


A


 17/04/2020


 0.0900 USD




 CALL


 PURCHASE


 100


 90.0000


A


 17/04/2020


 0.0900 USD




 CALL


 PURCHASE


 100


 87.5000


A


 17/04/2020


 0.1200 USD




 CALL


 PURCHASE


 200


 85.0000


A


 17/04/2020


 0.1600 USD




 CALL


 PURCHASE


 100


 92.5000


A


 15/05/2020


 0.2300 USD




 CALL


 PURCHASE


 100


 87.5000


A


 15/05/2020


 0.5500 USD




 CALL


 PURCHASE


 100


 100.0000


A


 21/08/2020


 0.5700 USD




 CALL


 PURCHASE


 100


 100.0000


A


 21/08/2020


 0.5900 USD




 CALL


 PURCHASE


 100


 100.0000


A


 21/08/2020


 0.6200 USD




 CALL


 PURCHASE


 500


 78.5000


A


 09/04/2020


 0.8600 USD




 PUT


 PURCHASE


 100


 77.0000


A


 09/04/2020


 0.9200 USD




 CALL


 PURCHASE


 200


 90.0000


A


 19/06/2020


 0.9500 USD




 CALL


 PURCHASE


 200


 90.0000


A


 19/06/2020


 0.9700 USD




 CALL


 PURCHASE


 100


 90.0000


A


 19/06/2020


 1.0000 USD




 CALL


 PURCHASE


 100


 90.0000


A


 19/06/2020


 1.0000 USD




 CALL


 PURCHASE


 100


 77.0000


A


 09/04/2020


 1.0100 USD




 CALL


 PURCHASE


 400


 87.5000


A


 19/06/2020


 1.3000 USD




 CALL


 PURCHASE


 100


 87.5000


A


 19/06/2020


 1.3700 USD




 CALL


 PURCHASE


 100


 92.5000


A


 21/08/2020


 1.4600 USD




 CALL


 PURCHASE


 100


 90.0000


A


 18/09/2020


 1.6900 USD




 CALL


 PURCHASE


 100


 90.0000


A


 18/09/2020


 1.7100 USD




 CALL


 PURCHASE


 200


 90.0000


A


 18/09/2020


 1.7100 USD




 CALL


 PURCHASE


 400


 85.0000


A


 19/06/2020


 1.8000 USD




 CALL


 PURCHASE


 100


 90.0000


A


 18/09/2020


 2.2000 USD




 CALL


 PURCHASE


 100


 95.0000


A


 20/11/2020


 2.2000 USD




 CALL


 PURCHASE


 100


 90.0000


A


 18/09/2020


 2.2300 USD




 CALL


 PURCHASE


 100


 90.0000


A


 18/09/2020


 2.2300 USD




 CALL


 PURCHASE


 100


 90.0000


A


 18/09/2020


 2.2300 USD




 CALL


 PURCHASE


 100


 90.0000


A


 18/09/2020


 2.2300 USD




 CALL


 PURCHASE


 100


 90.0000


A


 18/09/2020


 2.2300 USD




 CALL


 PURCHASE


 100


 90.0000


A


 18/09/2020


 2.2400 USD




 CALL


 PURCHASE


 100


 90.0000


A


 18/09/2020


 2.2400 USD




 CALL


 PURCHASE


 100


 90.0000


A


 18/09/2020


 2.2500 USD




 CALL


 PURCHASE


 100


 90.0000


A


 18/09/2020


 2.2500 USD




 CALL


 PURCHASE


 100


 90.0000


A


 18/09/2020


 2.2700 USD




 CALL


 PURCHASE


 100


 90.0000


A


 18/09/2020


 2.2800 USD




 CALL


 PURCHASE


 100


 90.0000


A


 18/09/2020


 2.3100 USD




 CALL


 PURCHASE


 300


 80.0000


A


 15/05/2020


 2.3100 USD




 CALL


 PURCHASE


 400


 80.0000


A


 15/05/2020


 2.3100 USD




 CALL


 PURCHASE


 100


 90.0000


A


 18/09/2020


 2.3300 USD




 CALL


 PURCHASE


 100


 90.0000


A


 18/09/2020


 2.3400 USD




 CALL


 PURCHASE


 100


 90.0000


A


 18/09/2020


 2.3500 USD




 CALL


 PURCHASE


 100


 95.0000


A


 15/01/2021


 2.4600 USD




 CALL


 PURCHASE


 100


 95.0000


A


 15/01/2021


 2.4600 USD




 CALL


 PURCHASE


 100


 90.0000


A


 18/09/2020


 2.4900 USD




 CALL


 PURCHASE


 200


 85.0000


A


 19/06/2020


 2.5000 USD




 CALL


 PURCHASE


 100


 76.0000


A


 17/04/2020


 2.5400 USD




 CALL


 PURCHASE


 200


 82.5000


A


 19/06/2020


 2.6300 USD




 CALL


 PURCHASE


 100


 82.5000


A


 19/06/2020


 2.6300 USD




 CALL


 PURCHASE


 100


 82.5000


A


 19/06/2020


 2.6300 USD




 PUT


 PURCHASE


 200


 75.0000


A


 08/05/2020


 3.4000 USD




 CALL


 PURCHASE


 100


 80.0000


A


 19/06/2020


 3.7000 USD




 CALL


 PURCHASE


 100


 80.0000


A


 19/06/2020


 3.7100 USD




 CALL


 PURCHASE


 500


 82.5000


A


 21/08/2020


 4.3500 USD




 PUT


 PURCHASE


 100


 75.0000


A


 19/06/2020


 4.8600 USD




 CALL


 PURCHASE


 500


 85.0000


A


 15/01/2021


 4.9500 USD




 CALL


 PURCHASE


 100


 85.0000


A


 15/01/2021


 5.1100 USD




 CALL


 PURCHASE


 100


 72.5000


A


 15/05/2020


 5.6100 USD




 CALL


 PURCHASE


 100


 72.5000


A


 15/05/2020


 5.6100 USD




 PUT


 PURCHASE


 400


 65.0000


A


 15/01/2021


 6.1400 USD




 PUT


 PURCHASE


 100


 80.0000


A


 19/06/2020


 7.4900 USD




 CALL


 PURCHASE


 1,600


 70.0000


A


 15/01/2021


 12.1900 USD




 CALL


 PURCHASE


 400


 70.0000


A


 15/01/2021


 12.1900 USD




 CALL


 PURCHASE


 100


 70.0000


A


 15/01/2021


 12.3900 USD




 CALL


 PURCHASE


 100


 70.0000


A


 15/01/2021


 12.4400 USD




 CALL


 PURCHASE


 100


 65.0000


A


 15/01/2021


 14.9500 USD




 CALL


 PURCHASE


 100


 60.0000


A


 15/01/2021


 19.3500 USD




 CALL


 PURCHASE


 100


 60.0000


A


 15/01/2021


 19.3500 USD




 PUT


 SALE


 100


 70.0000


A


 09/04/2020


 0.0500 USD




 PUT


 SALE


 100


 70.0000


A


 09/04/2020


 0.0500 USD




 CALL


 SALE


 500


 81.0000


A


 09/04/2020


 0.1200 USD




 CALL


 SALE


 100


 95.0000


A


 15/05/2020


 0.1400 USD




 CALL


 SALE


 600


 95.0000


A


 15/05/2020


 0.1600 USD




 PUT


 SALE


 200


 73.0000


A


 09/04/2020


 0.3000 USD




 CALL


 SALE


 100


 90.0000


A


 15/05/2020


 0.4200 USD




 PUT


 SALE


 1,500


 65.0000


A


 15/05/2020


 1.0700 USD




 PUT


 SALE


 1,500


 65.0000


A


 15/05/2020


 1.0700 USD




 CALL


 SALE


 100


 78.0000


A


 09/04/2020


 1.8500 USD




 CALL


 SALE


 100


 77.0000


A


 09/04/2020


 2.4000 USD




 PUT


 SALE


 300


 77.0000


A


 17/04/2020


 2.4200 USD




 PUT


 SALE


 4,700


 77.0000


A


 17/04/2020


 2.4200 USD




 CALL


 SALE


 300


 92.5000


A


 15/01/2021


 3.2300 USD




 CALL


 SALE


 300


 92.5000


A


 15/01/2021


 3.2300 USD




 CALL


 SALE


 100


 77.5000


A


 15/05/2020


 3.8300 USD




 CALL


 SALE


 100


 90.0000


A


 15/01/2021


 3.8400 USD




 CALL


 SALE


 700


 90.0000


A


 15/01/2021


 3.8400 USD




 CALL


 SALE


 300


 90.0000


A


 15/01/2021


 3.9200 USD




 CALL


 SALE


 100


 90.0000


A


 15/01/2021


 3.9200 USD




 CALL


 SALE


 300


 90.0000


A


 15/01/2021


 3.9200 USD




 CALL


 SALE


 100


 75.0000


A


 15/05/2020


 4.5600 USD




 CALL


 SALE


 100


 75.0000


A


 24/04/2020


 5.2500 USD




 CALL


 SALE


 100


 60.0000


A


 09/04/2020


 17.6700 USD




 CALL


 SALE


 100


 60.0000


A


 09/04/2020


 17.6700 USD



 
(ii) Exercising
 



 Product name, eg call option


 Number of securities


 Exercise price per unit (Note 3)




 N/A


 N/A


 N/A  



 
 
3. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 



Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
 




 
 
 
 
 



 
 



 Date of disclosure


 08 APRIL 2020




 Contact Name


Craig Horsley




 Telephone Number


+44(141) 245 7736 




 Name of offeree/offeror with which connected


ABBVIE INC. 




Nature of connection (Note 6)


Advisory 



 


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