REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.

Morgan StanleyAnnouncement

09/04/2020 11:10

RNS Number : 3626J
  
Morgan Stanley & Co. LLC
  
09 April 2020
  
 

 
 FORM 38.5 
 
IRISH TAKEOVER PANEL
 
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2007 (AS AMENDED)
 
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
 
1.             KEY INFORMATION



 Name of exempt market-maker


   Morgan Stanley & Co. LLC




 Company dealt in


   ABBVIE INC.




 Class of relevant security to which the dealings being disclosed relate (Note 1)


  US$0.01 COMMON STOCK




 Date of dealing


   08 APRIL 2020



 
 
2.             DEALINGS (Note 2)
 
(a)           Purchases and sales



 Total number of relevant secuities accquired


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  2,511,866


 78.9800 USD


 74.7800 USD



 



 Total number of relevant secuities disposed


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  2,516,228


 78.9800 USD


 74.7900 USD



 
 
(b)           Derivatives transactions (other than options transactions)
 



 Product name, e.g. CFD


 Nature of transaction 
                (Note 4)


 Number of relevant securities 
                (Note 5)


 Price per unit




 N/A


 N/A


 N/A


 N/A 



 
 
(c)            Options transactions in respect of existing relevant securities
 
i)           Writing, selling, purchasing or varying
 



 Product name, eg call option


 Writing, selling, purchasing, varying etc


 Number of securities to which the option relates (Note 5)


 Exercise Price


 Type, e.g American, European etc 


 Expiry Date 


 Option money paid/received per unit (Note 3)




 CALL


 PURCHASE


 500


 79.0000


A


 09/04/2020


 0.1000 USD




 PUT


 PURCHASE


 100


 75.0000


A


 09/04/2020


 0.2000 USD




 CALL


 PURCHASE


 200


 78.0000


A


 09/04/2020


 0.2700 USD




 CALL


 PURCHASE


 200


 78.0000


A


 09/04/2020


 0.3100 USD




 CALL


 PURCHASE


 100


 80.0000


A


 09/04/2020


 0.3400 USD




 PUT


 PURCHASE


 300


 76.0000


A


 09/04/2020


 0.3400 USD




 PUT


 PURCHASE


 400


 76.0000


A


 09/04/2020


 0.4200 USD




 PUT


 PURCHASE


 200


 77.0000


A


 09/04/2020


 0.4500 USD




 PUT


 PURCHASE


 1,100


 77.0000


A


 09/04/2020


 0.4600 USD




 CALL


 PURCHASE


 100


 85.0000


A


 15/05/2020


 0.8000 USD




 CALL


 PURCHASE


 500


 76.0000


A


 09/04/2020


 0.8700 USD




 CALL


 PURCHASE


 100


 92.5000


A


 21/08/2020


 1.0900 USD




 PUT


 PURCHASE


 100


 65.0000


A


 01/05/2020


 1.4800 USD




 CALL


 PURCHASE


 100


 85.0000


A


 19/06/2020


 1.5400 USD




 CALL


 PURCHASE


 200


 85.0000


A


 19/06/2020


 1.5400 USD




 CALL


 PURCHASE


 100


 90.0000


A


 21/08/2020


 1.5800 USD




 CALL


 PURCHASE


 100


 90.0000


A


 21/08/2020


 1.7300 USD




 CALL


 PURCHASE


 100


 90.0000


A


 21/08/2020


 1.7300 USD




 CALL


 PURCHASE


 100


 80.0000


A


 15/05/2020


 2.1000 USD




 CALL


 PURCHASE


 100


 95.0000


A


 20/11/2020


 2.1300 USD




 PUT


 PURCHASE


 100


 80.0000


A


 09/04/2020


 3.9100 USD




 CALL


 PURCHASE


 100


 85.0000


A


 15/01/2021


 4.3500 USD




 CALL


 PURCHASE


 100


 70.0000


A


 21/08/2020


 11.2200 USD




 CALL


 PURCHASE


 100


 70.0000


A


 15/01/2021


 12.7900 USD




 PUT


 PURCHASE


 100


 87.5000


A


 21/08/2020


 14.1500 USD




 PUT


 SALE


 100


 65.0000


A


 09/04/2020


 0.0100 USD




 CALL


 SALE


 500


 100.0000


A


 15/05/2020


 0.0800 USD




 CALL


 SALE


 100


 85.0000


A


 17/04/2020


 0.1300 USD




 PUT


 SALE


 1,100


 78.0000


A


 09/04/2020


 0.7100 USD




 CALL


 SALE


 100


 79.0000


A


 09/04/2020


 0.7300 USD




 CALL


 SALE


 1,100


 79.0000


A


 09/04/2020


 0.7300 USD




 CALL


 SALE


 400


 79.0000


A


 09/04/2020


 0.7300 USD




 PUT


 SALE


 200


 78.0000


A


 09/04/2020


 0.8300 USD




 PUT


 SALE


 100


 75.0000


A


 17/04/2020


 1.0000 USD




 CALL


 SALE


 300


 75.0000


A


 17/04/2020


 3.7300 USD




 PUT


 SALE


 100


 80.0000


A


 17/04/2020


 3.7700 USD




 CALL


 SALE


 100


 85.0000


A


 21/01/2022


 6.6000 USD




 PUT


 SALE


 100


 80.0000


A


 21/08/2020


 9.2100 USD




 PUT


 SALE


 300


 75.0000


A


 15/01/2021


 10.7700 USD



 
(ii) Exercising
 



 Product name, eg call option


 Number of securities


 Exercise price per unit (Note 3)




 N/A


 N/A


 N/A  



 
 
3. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 



Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
 




 
 
 
 
 



 
 



 Date of disclosure


 09 APRIL 2020




 Contact Name


Craig Horsley




 Telephone Number


+44(141) 245 7736 




 Name of offeree/offeror with which connected


ABBVIE INC. 




Nature of connection (Note 6)


Advisory 



 


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