REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.

Morgan StanleyAnnouncement

14/04/2020 10:50

RNS Number : 5437J
  
Morgan Stanley & Co. LLC
  
14 April 2020
  
 

 
 FORM 38.5 
 
IRISH TAKEOVER PANEL
 
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2007 (AS AMENDED)
 
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
 
1.             KEY INFORMATION



 Name of exempt market-maker


   Morgan Stanley & Co. LLC




 Company dealt in


   ABBVIE INC.




 Class of relevant security to which the dealings being disclosed relate (Note 1)


  US$0.01 COMMON STOCK




 Date of dealing


   13 APRIL 2020



 
 
2.             DEALINGS (Note 2)
 
(a)           Purchases and sales



 Total number of relevant secuities accquired


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  2,074,277


 81.3000 USD


78.6600 USD



 



 Total number of relevant secuities disposed


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  2,122,663


 81.3000 USD


 78.6600 USD



 
 
(b)           Derivatives transactions (other than options transactions)
 



 Product name, e.g. CFD


 Nature of transaction 
                (Note 4)


 Number of relevant securities 
                (Note 5)


 Price per unit




 N/A


 N/A


 N/A


 N/A 



 
 
(c)            Options transactions in respect of existing relevant securities
 
i)           Writing, selling, purchasing or varying
 



 Product name, eg call option


 Writing, selling, purchasing, varying etc


 Number of securities to which the option relates (Note 5)


 Exercise Price


 Type, e.g American, European etc 


 Expiry Date 


 Option money paid/received per unit (Note 3)




 PUT


 PURCHASE


 100


 68.0000


A


 24/04/2020


 0.3300 USD




 PUT


 PURCHASE


 100


 60.0000


A


 17/04/2020


 0.0800 USD




 CALL


 PURCHASE


 100


 85.0000


A


 17/04/2020


 0.1000 USD




 CALL


 PURCHASE


 100


 85.0000


A


 17/04/2020


 0.1000 USD




 PUT


 PURCHASE


 100


 65.0000


A


 17/04/2020


 0.1400 USD




 PUT


 PURCHASE


 100


 70.0000


A


 17/04/2020


 0.1900 USD




 PUT


 PURCHASE


 100


 73.0000


A


 17/04/2020


 0.3400 USD




 CALL


 PURCHASE


 100


 92.5000


A


 15/05/2020


 0.3900 USD




 CALL


 PURCHASE


 100


 81.0000


A


 17/04/2020


 0.5900 USD




 CALL


 PURCHASE


 100


 81.0000


A


 17/04/2020


 0.6200 USD




 CALL


 PURCHASE


 100


 81.0000


A


 17/04/2020


 0.6200 USD




 CALL


 PURCHASE


 100


 82.5000


A


 17/04/2020


 0.6300 USD




 CALL


 PURCHASE


 200


 80.0000


A


 17/04/2020


 0.8200 USD




 CALL


 PURCHASE


 200


 80.0000


A


 17/04/2020


 0.8200 USD




 CALL


 PURCHASE


 100


 90.0000


A


 19/06/2020


 1.2800 USD




 CALL


 PURCHASE


 300


 77.5000


A


 17/04/2020


 1.3100 USD




 PUT


 PURCHASE


 200


 78.5000


A


 17/04/2020


 1.3200 USD




 PUT


 PURCHASE


 100


 70.0000


A


 15/05/2020


 1.5000 USD




 CALL


 PURCHASE


 200


 78.0000


A


 17/04/2020


 1.7300 USD




 CALL


 PURCHASE


 200


 78.0000


A


 17/04/2020


 1.7300 USD




 CALL


 PURCHASE


 3,800


 87.5000


A


 19/06/2020


 1.8100 USD




 CALL


 PURCHASE


 3,700


 87.5000


A


 19/06/2020


 1.8100 USD




 CALL


 PURCHASE


 3,800


 87.5000


A


 19/06/2020


 1.8100 USD




 CALL


 PURCHASE


 3,700


 87.5000


A


 19/06/2020


 1.8100 USD




 CALL


 PURCHASE


 2,700


 87.5000


A


 19/06/2020


 1.8200 USD




 CALL


 PURCHASE


 3,700


 87.5000


A


 19/06/2020


 1.8200 USD




 CALL


 PURCHASE


 3,800


 87.5000


A


 19/06/2020


 1.8300 USD




 CALL


 PURCHASE


 3,700


 87.5000


A


 19/06/2020


 1.8300 USD




 CALL


 PURCHASE


 3,700


 87.5000


A


 19/06/2020


 1.8300 USD




 CALL


 PURCHASE


 3,800


 87.5000


A


 19/06/2020


 1.8300 USD




 CALL


 PURCHASE


 300


 87.5000


A


 19/06/2020


 1.8300 USD




 CALL


 PURCHASE


 7,500


 87.5000


A


 19/06/2020


 1.8300 USD




 CALL


 PURCHASE


 3,800


 87.5000


A


 19/06/2020


 1.8500 USD




 CALL


 PURCHASE


 3,700


 87.5000


A


 19/06/2020


 1.8500 USD




 CALL


 PURCHASE


 3,000


 87.5000


A


 19/06/2020


 1.8500 USD




 CALL


 PURCHASE


 2,600


 87.5000


A


 19/06/2020


 1.8500 USD




 CALL


 PURCHASE


 3,700


 87.5000


A


 19/06/2020


 1.8600 USD




 CALL


 PURCHASE


 3,800


 87.5000


A


 19/06/2020


 1.8600 USD




 CALL


 PURCHASE


 3,800


 87.5000


A


 19/06/2020


 1.8600 USD




 CALL


 PURCHASE


 3,700


 87.5000


A


 19/06/2020


 1.8600 USD




 CALL


 PURCHASE


 900


 87.5000


A


 19/06/2020


 1.8600 USD




 CALL


 PURCHASE


 900


 87.5000


A


 19/06/2020


 1.8600 USD




 CALL


 PURCHASE


 3,800


 87.5000


A


 19/06/2020


 1.8600 USD




 CALL


 PURCHASE


 3,700


 87.5000


A


 19/06/2020


 1.8600 USD




 CALL


 PURCHASE


 3,800


 87.5000


A


 19/06/2020


 1.8600 USD




 CALL


 PURCHASE


 3,700


 87.5000


A


 19/06/2020


 1.8600 USD




 CALL


 PURCHASE


 3,700


 87.5000


A


 19/06/2020


 1.8700 USD




 CALL


 PURCHASE


 3,800


 87.5000


A


 19/06/2020


 1.8700 USD




 CALL


 PURCHASE


 3,700


 87.5000


A


 19/06/2020


 1.8700 USD




 CALL


 PURCHASE


 3,800


 87.5000


A


 19/06/2020


 1.8700 USD




 CALL


 PURCHASE


 5,000


 87.5000


A


 19/06/2020


 1.8800 USD




 CALL


 PURCHASE


 5,000


 87.5000


A


 19/06/2020


 1.8800 USD




 CALL


 PURCHASE


 700


 87.5000


A


 19/06/2020


 1.8900 USD




 CALL


 PURCHASE


 1,100


 87.5000


A


 19/06/2020


 1.8900 USD




 PUT


 PURCHASE


 700


 79.0000


A


 17/04/2020


 1.9900 USD




 CALL


 PURCHASE


 100


 80.0000


A


 19/06/2020


 4.7000 USD




 PUT


 PURCHASE


 100


 80.0000


A


 15/05/2020


 4.7400 USD




 PUT


 PURCHASE


 100


 80.0000


A


 15/05/2020


 4.7400 USD




 CALL


 PURCHASE


 100


 75.0000


A


 17/04/2020


 5.2500 USD




 CALL


 PURCHASE


 100


 85.0000


A


 20/11/2020


 5.3600 USD




 CALL


 PURCHASE


 100


 85.0000


A


 20/11/2020


 5.3600 USD




 CALL


 PURCHASE


 500


 80.0000


A


 21/08/2020


 5.5900 USD




 CALL


 PURCHASE


 100


 77.5000


A


 21/08/2020


 7.0200 USD




 CALL


 PURCHASE


 100


 80.0000


A


 15/01/2021


 8.0000 USD




 CALL


 PURCHASE


 100


 75.0000


A


 21/08/2020


 8.6200 USD




 CALL


 PURCHASE


 100


 75.0000


A


 21/08/2020


 8.6400 USD




 CALL


 PURCHASE


 100


 75.0000


A


 21/08/2020


 8.6400 USD




 PUT


 PURCHASE


 100


 87.5000


A


 21/08/2020


 13.0300 USD




 PUT


 PURCHASE


 100


 87.5000


A


 21/08/2020


 13.0300 USD




 CALL


 PURCHASE


 200


 50.0000


A


 18/09/2020


 29.7200 USD




 CALL


 PURCHASE


 300


 50.0000


A


 18/09/2020


 29.7200 USD




 CALL


 PURCHASE


 100


 45.0000


A


 21/01/2022


 34.9000 USD




 CALL


 SALE


 100


 110.0000


A


 19/06/2020


 0.0800 USD




 CALL


 SALE


 100


 110.0000


A


 21/08/2020


 0.2600 USD




 PUT


 SALE


 100


 60.0000


A


 01/05/2020


 0.3000 USD




 CALL


 SALE


 100


 80.0000


A


 17/04/2020


 0.9700 USD




 CALL


 SALE


 200


 80.0000


A


 17/04/2020


 1.1800 USD




 CALL


 SALE


 200


 80.0000


A


 17/04/2020


 1.1800 USD




 CALL


 SALE


 100


 80.0000


A


 17/04/2020


 1.4800 USD




 CALL


 SALE


 100


 80.0000


A


 24/04/2020


 1.6700 USD




 PUT


 SALE


 1,000


 80.0000


A


 17/04/2020


 1.9800 USD




 PUT


 SALE


 700


 80.0000


A


 17/04/2020


 2.6300 USD




 PUT


 SALE


 100


 75.0000


A


 15/05/2020


 2.7000 USD




 CALL


 SALE


 100


 75.0000


A


 17/04/2020


 4.7600 USD




 CALL


 SALE


 1,000


 90.0000


A


 21/01/2022


 6.6000 USD




 CALL


 SALE


 900


 75.0000


A


 15/05/2020


 6.7500 USD




 CALL


 SALE


 100


 75.0000


A


 15/05/2020


 7.1800 USD




 PUT


 SALE


 500


 60.0000


A


 21/01/2022


 8.2400 USD




 PUT


 SALE


 100


 80.0000


A


 18/09/2020


 8.3500 USD




 CALL


 SALE


 100


 70.0000


A


 17/04/2020


 10.3500 USD




 PUT


 SALE


 100


 95.0000


A


 21/01/2022


 28.3300 USD



 
(ii) Exercising
 



 Product name, eg call option


 Number of securities


 Exercise price per unit (Note 3)




 CALL


 100


 32.5000 USD




 CALL


 400


 60.0000 USD




 CALL


 100


 45.0000 USD




 CALL


 800


 50.0000 USD




 CALL


 300


 67.5000 USD




 CALL


 200


 76.0000 USD




 CALL


 200


 65.0000 USD




 CALL


 200


 75.0000 USD




 CALL


 100


 65.0000 USD




 CALL


 600


 60.0000 USD




 CALL


 1,900


 65.0000 USD




 CALL


 500


 77.5000 USD




 CALL


 600


 50.0000 USD




 CALL


 900


 67.5000 USD



 
 
3. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 



Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
 




 
 
 
 
 



 
 



 Date of disclosure


 14 APRIL 2020




 Contact Name


Craig Horsley




 Telephone Number


+44(141) 245 7736 




 Name of offeree/offeror with which connected


ABBVIE INC. 




Nature of connection (Note 6)


Advisory 



 


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