REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.
FORM 38.5
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
1. KEY INFORMATION
Name of exempt market-maker
Morgan Stanley & Co. LLC
Company dealt in
ABBVIE INC.
Class of relevant security to which the dealings being disclosed relate (Note 1)
US$0.01 COMMON STOCK
Date of dealing
14 APRIL 2020
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant secuities accquired
Highest price paid (Note 3)
Lowest price paid (Note 3)
2,345,143
82.8500 USD
80.3000 USD
Total number of relevant secuities disposed
Highest price paid (Note 3)
Lowest price paid (Note 3)
2,340,255
82.8500 USD
80.2900 USD
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD
Nature of transaction
(Note 4)
Number of relevant securities
(Note 5)
Price per unit
N/A
N/A
N/A
N/A
(c) Options transactions in respect of existing relevant securities
i) Writing, selling, purchasing or varying
Product name, eg call option
Writing, selling, purchasing, varying etc
Number of securities to which the option relates (Note 5)
Exercise Price
Type, e.g American, European etc
Expiry Date
Option money paid/received per unit (Note 3)
CALL
PURCHASE
100
105.0000
A
19/06/2020
0.1400 USD
PUT
PURCHASE
200
70.0000
A
24/04/2020
0.1900 USD
PUT
PURCHASE
100
70.0000
A
24/04/2020
0.2300 USD
CALL
PURCHASE
500
85.0000
A
17/04/2020
0.2500 USD
PUT
PURCHASE
900
80.0000
A
17/04/2020
0.4400 USD
PUT
PURCHASE
300
80.0000
A
17/04/2020
0.6500 USD
PUT
PURCHASE
200
80.0000
A
17/04/2020
0.6500 USD
CALL
PURCHASE
100
95.0000
A
19/06/2020
0.8000 USD
CALL
PURCHASE
100
90.0000
A
15/05/2020
0.9800 USD
CALL
PURCHASE
100
90.0000
A
15/05/2020
0.9800 USD
CALL
PURCHASE
100
92.5000
A
19/06/2020
1.4100 USD
CALL
PURCHASE
100
87.5000
A
15/05/2020
1.5400 USD
CALL
PURCHASE
100
87.5000
A
15/05/2020
1.5400 USD
CALL
PURCHASE
100
87.5000
A
15/05/2020
1.5600 USD
CALL
PURCHASE
100
90.0000
A
19/06/2020
1.8900 USD
CALL
PURCHASE
100
81.0000
A
17/04/2020
1.9800 USD
CALL
PURCHASE
100
81.0000
A
24/04/2020
2.0800 USD
PUT
PURCHASE
100
77.5000
A
15/05/2020
2.1100 USD
CALL
PURCHASE
500
84.0000
A
01/05/2020
2.2500 USD
CALL
PURCHASE
500
85.0000
A
15/05/2020
2.6200 USD
CALL
PURCHASE
100
87.5000
A
19/06/2020
2.7500 USD
CALL
PURCHASE
100
83.0000
A
01/05/2020
2.7500 USD
CALL
PURCHASE
100
90.0000
A
21/08/2020
2.7800 USD
CALL
PURCHASE
100
80.0000
A
17/04/2020
2.9500 USD
CALL
PURCHASE
500
82.5000
A
15/05/2020
3.9200 USD
CALL
PURCHASE
500
82.5000
A
15/05/2020
3.9200 USD
PUT
PURCHASE
100
80.0000
A
19/06/2020
4.3400 USD
CALL
PURCHASE
100
82.5000
A
19/06/2020
4.6500 USD
CALL
PURCHASE
200
80.0000
A
19/06/2020
5.6700 USD
CALL
PURCHASE
100
80.0000
A
19/06/2020
6.0300 USD
CALL
PURCHASE
100
80.0000
A
19/06/2020
6.0300 USD
CALL
PURCHASE
100
82.5000
A
21/08/2020
6.1300 USD
CALL
PURCHASE
100
80.0000
A
19/06/2020
6.3100 USD
PUT
PURCHASE
100
60.0000
A
21/01/2022
6.8600 USD
PUT
PURCHASE
100
80.0000
A
20/11/2020
8.7100 USD
CALL
PURCHASE
100
72.0000
A
17/04/2020
9.5000 USD
CALL
PURCHASE
100
75.0000
A
21/08/2020
10.5900 USD
CALL
PURCHASE
100
75.0000
A
21/08/2020
10.6200 USD
CALL
PURCHASE
100
65.0000
A
15/01/2021
19.6700 USD
CALL
SALE
500
100.0000
A
15/05/2020
0.0700 USD
CALL
SALE
500
100.0000
A
15/05/2020
0.0700 USD
PUT
SALE
100
75.0000
A
17/04/2020
0.1300 USD
PUT
SALE
100
75.0000
A
17/04/2020
0.1300 USD
PUT
SALE
100
75.0000
A
17/04/2020
0.1700 USD
PUT
SALE
100
77.0000
A
17/04/2020
0.1800 USD
PUT
SALE
500
45.0000
A
19/06/2020
0.2500 USD
CALL
SALE
200
85.0000
A
17/04/2020
0.2700 USD
CALL
SALE
600
92.5000
A
15/05/2020
0.5100 USD
PUT
SALE
100
80.0000
A
17/04/2020
0.8100 USD
CALL
SALE
400
90.0000
A
15/05/2020
0.9600 USD
PUT
SALE
900
82.0000
A
17/04/2020
1.1100 USD
CALL
SALE
100
84.0000
A
24/04/2020
1.1600 USD
CALL
SALE
100
82.0000
A
17/04/2020
1.1700 USD
CALL
SALE
100
82.5000
A
17/04/2020
1.2600 USD
CALL
SALE
100
82.0000
A
17/04/2020
1.4400 USD
CALL
SALE
100
82.0000
A
17/04/2020
1.4500 USD
CALL
SALE
200
87.5000
A
15/05/2020
1.4800 USD
CALL
SALE
200
87.5000
A
15/05/2020
1.4800 USD
CALL
SALE
300
82.0000
A
17/04/2020
1.5600 USD
PUT
SALE
100
75.0000
A
15/05/2020
1.5900 USD
CALL
SALE
100
105.0000
A
15/01/2021
1.7000 USD
PUT
SALE
100
50.0000
A
15/01/2021
1.8600 USD
CALL
SALE
300
81.0000
A
17/04/2020
1.9500 USD
CALL
SALE
300
85.0000
A
08/05/2020
2.2500 USD
CALL
SALE
500
81.5000
A
17/04/2020
2.3600 USD
CALL
SALE
100
87.5000
A
19/06/2020
2.7000 USD
CALL
SALE
100
80.0000
A
17/04/2020
2.7500 USD
CALL
SALE
100
80.0000
A
17/04/2020
2.7500 USD
CALL
SALE
200
80.0000
A
17/04/2020
3.1000 USD
CALL
SALE
100
80.0000
A
17/04/2020
3.1000 USD
PUT
SALE
100
80.0000
A
15/05/2020
3.2200 USD
CALL
SALE
300
78.5000
A
17/04/2020
3.9400 USD
CALL
SALE
1,000
80.0000
A
15/05/2020
4.9600 USD
CALL
SALE
100
82.5000
A
21/08/2020
6.5100 USD
CALL
SALE
100
72.0000
A
17/04/2020
9.6200 USD
CALL
SALE
800
80.0000
A
15/01/2021
9.9300 USD
CALL
SALE
500
80.0000
A
21/01/2022
11.9600 USD
CALL
SALE
100
75.0000
A
21/01/2022
13.6100 USD
(ii) Exercising
Product name, eg call option
Number of securities
Exercise price per unit (Note 3)
CALL
700
50.0000 USD
CALL
100
57.5000 USD
CALL
500
70.0000 USD
CALL
100
75.0000 USD
CALL
200
73.0000 USD
CALL
400
47.5000 USD
CALL
200
63.0000 USD
CALL
100
71.0000 USD
CALL
100
77.0000 USD
CALL
100
78.0000 USD
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Date of disclosure
15 APRIL 2020
Contact Name
Craig Horsley
Telephone Number
+44(141) 245 7736
Name of offeree/offeror with which connected
ABBVIE INC.
Nature of connection (Note 6)
Advisory
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDISESFASUIESSEFL
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