REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.

Morgan StanleyAnnouncement

17/04/2020 11:10

RNS Number : 0270K
  
Morgan Stanley & Co. LLC
  
17 April 2020
  
 

 
 FORM 38.5 
 
IRISH TAKEOVER PANEL
 
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2007 (AS AMENDED)
 
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
 
1.             KEY INFORMATION



 Name of exempt market-maker


   Morgan Stanley & Co. LLC




 Company dealt in


   ABBVIE INC.




 Class of relevant security to which the dealings being disclosed relate (Note 1)


  US$0.01 COMMON STOCK




 Date of dealing


   16 APRIL 2020



 
 
2.             DEALINGS (Note 2)
 
(a)           Purchases and sales



 Total number of relevant secuities accquired


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  1,243,687


 83.7100 USD


 81.6000 USD



 



 Total number of relevant secuities disposed


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  1,199,967


 83.7100 USD


 81.6000 USD



 
 
(b)           Derivatives transactions (other than options transactions)
 



 Product name, e.g. CFD


 Nature of transaction 
                (Note 4)


 Number of relevant securities 
                (Note 5)


 Price per unit




 N/A


 N/A


 N/A


 N/A 



 
 
(c)            Options transactions in respect of existing relevant securities
 
i)           Writing, selling, purchasing or varying
 



 Product name, eg call option


 Writing, selling, purchasing, varying etc


 Number of securities to which the option relates (Note 5)


 Exercise Price


 Type, e.g American, European etc 


 Expiry Date 


 Option money paid/received per unit (Note 3)




 CALL


 PURCHASE


 100


 90.0000


A


 24/04/2020


 0.1100 USD




 CALL


 PURCHASE


 100


 90.0000


A


 24/04/2020


 0.1700 USD




 CALL


 PURCHASE


 200


 95.0000


A


 15/05/2020


 0.3000 USD




 PUT


 PURCHASE


 100


 65.0000


A


 15/05/2020


 0.4700 USD




 CALL


 PURCHASE


 100


 83.0000


A


 17/04/2020


 0.9800 USD




 CALL


 PURCHASE


 100


 85.0000


A


 24/04/2020


 0.9900 USD




 CALL


 PURCHASE


 300


 90.0000


A


 15/05/2020


 1.0100 USD




 CALL


 PURCHASE


 200


 90.0000


A


 15/05/2020


 1.0100 USD




 CALL


 PURCHASE


 100


 90.0000


A


 15/05/2020


 1.1500 USD




 CALL


 PURCHASE


 200


 105.0000


A


 15/01/2021


 1.9300 USD




 CALL


 PURCHASE


 200


 105.0000


A


 15/01/2021


 1.9300 USD




 CALL


 PURCHASE


 1,000


 85.0000


A


 08/05/2020


 2.0600 USD




 CALL


 PURCHASE


 100


 90.0000


A


 19/06/2020


 2.2600 USD




 CALL


 PURCHASE


 100


 95.0000


A


 18/09/2020


 2.4300 USD




 CALL


 PURCHASE


 100


 85.0000


A


 15/05/2020


 2.5900 USD




 CALL


 PURCHASE


 100


 80.0000


A


 17/04/2020


 2.6900 USD




 PUT


 PURCHASE


 200


 82.5000


A


 15/05/2020


 3.4700 USD




 CALL


 PURCHASE


 100


 80.0000


A


 17/04/2020


 3.5500 USD




 CALL


 PURCHASE


 1,000


 85.0000


A


 19/06/2020


 4.3900 USD




 CALL


 PURCHASE


 1,000


 85.0000


A


 19/06/2020


 4.3900 USD




 CALL


 PURCHASE


 100


 80.0000


A


 21/08/2020


 7.4900 USD




 PUT


 PURCHASE


 100


 82.5000


A


 15/01/2021


 10.6800 USD




 CALL


 PURCHASE


 100


 67.5000


A


 15/01/2021


 18.1600 USD




 PUT


 SALE


 100


 77.5000


A


 17/04/2020


 0.0800 USD




 PUT


 SALE


 100


 77.5000


A


 17/04/2020


 0.1000 USD




 CALL


 SALE


 100


 84.0000


A


 17/04/2020


 0.2300 USD




 CALL


 SALE


 100


 84.0000


A


 17/04/2020


 0.2300 USD




 PUT


 SALE


 200


 60.0000


A


 15/05/2020


 0.2900 USD




 PUT


 SALE


 100


 60.0000


A


 15/05/2020


 0.2900 USD




 CALL


 SALE


 100


 110.0000


A


 21/08/2020


 0.4000 USD




 CALL


 SALE


 1,000


 83.0000


A


 17/04/2020


 0.7600 USD




 CALL


 SALE


 200


 84.0000


A


 01/05/2020


 2.2100 USD




 CALL


 SALE


 100


 80.0000


A


 17/04/2020


 2.8400 USD




 CALL


 SALE


 100


 80.0000


A


 17/04/2020


 2.8400 USD




 CALL


 SALE


 100


 82.5000


A


 15/05/2020


 3.5300 USD




 CALL


 SALE


 200


 85.0000


A


 18/09/2020


 5.9500 USD




 CALL


 SALE


 500


 82.5000


A


 21/08/2020


 7.0400 USD




 CALL


 SALE


 500


 82.5000


A


 21/08/2020


 7.0400 USD




 CALL


 SALE


 100


 75.0000


A


 21/08/2020


 11.8900 USD



 
(ii) Exercising
 



 Product name, eg call option


 Number of securities


 Exercise price per unit (Note 3)




 PUT


 7,700


 90.0000 USD




 PUT


 100


 95.0000 USD



 
 
3. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 



Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
 




 
 
 
 
 



 
 



 Date of disclosure


 17 APRIL 2020




 Contact Name


Craig Horsley




 Telephone Number


+44(141) 245 7736 




 Name of offeree/offeror with which connected


ABBVIE INC. 




Nature of connection (Note 6)


Advisory 



 


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