REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.

Morgan StanleyAnnouncement

20/04/2020 11:10

RNS Number : 1818K
  
Morgan Stanley & Co. LLC
  
20 April 2020
  
 

 
 FORM 38.5 
 
IRISH TAKEOVER PANEL
 
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2007 (AS AMENDED)
 
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
 
1.             KEY INFORMATION



 Name of exempt market-maker


   Morgan Stanley & Co. LLC




 Company dealt in


   ABBVIE INC.




 Class of relevant security to which the dealings being disclosed relate (Note 1)


  US$0.01 COMMON STOCK




 Date of dealing


   17 APRIL 2020



 
 
2.             DEALINGS (Note 2)
 
(a)           Purchases and sales



 Total number of relevant secuities accquired


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  1,363,318


 84.7900 USD


 82.5000 USD



 



 Total number of relevant secuities disposed


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  1,359,054


 84.7900 USD


 82.5000 USD



 
 
(b)           Derivatives transactions (other than options transactions)
 



 Product name, e.g. CFD


 Nature of transaction 
                (Note 4)


 Number of relevant securities 
                (Note 5)


 Price per unit




 N/A


 N/A


 N/A


 N/A 



 
 
(c)            Options transactions in respect of existing relevant securities
 
i)           Writing, selling, purchasing or varying
 



 Product name, eg call option


 Writing, selling, purchasing, varying etc


 Number of securities to which the option relates (Note 5)


 Exercise Price


 Type, e.g American, European etc 


 Expiry Date 


 Option money paid/received per unit (Note 3)




 CALL


 PURCHASE


 1,300


 95.0000


A


 21/08/2020


 2.4000 USD




 CALL


 PURCHASE


 1,200


 95.0000


A


 21/08/2020


 2.4000 USD




 PUT


 SALE


 100


 90.0000


A


 21/08/2020


 10.4500 USD




 CALL


 PURCHASE


 1,300


 85.0000


A


 17/04/2020


 0.0400 USD




 CALL


 PURCHASE


 1,200


 85.0000


A


 17/04/2020


 0.0400 USD




 CALL


 PURCHASE


 1,500


 97.5000


A


 15/05/2020


 0.1900 USD




 PUT


 PURCHASE


 100


 82.0000


A


 17/04/2020


 0.2500 USD




 CALL


 PURCHASE


 200


 125.0000


A


 15/01/2021


 0.4200 USD




 PUT


 PURCHASE


 100


 67.5000


A


 15/05/2020


 0.5100 USD




 CALL


 PURCHASE


 200


 92.5000


A


 15/05/2020


 0.6800 USD




 CALL


 PURCHASE


 100


 87.5000


A


 24/04/2020


 0.6900 USD




 CALL


 PURCHASE


 100


 87.5000


A


 24/04/2020


 0.6900 USD




 CALL


 PURCHASE


 100


 87.5000


A


 24/04/2020


 0.6900 USD




 CALL


 PURCHASE


 800


 86.0000


A


 24/04/2020


 0.7400 USD




 CALL


 PURCHASE


 100


 90.0000


A


 15/05/2020


 0.9300 USD




 CALL


 PURCHASE


 200


 105.0000


A


 18/09/2020


 0.9800 USD




 CALL


 PURCHASE


 200


 105.0000


A


 18/09/2020


 0.9800 USD




 CALL


 PURCHASE


 300


 95.0000


A


 19/06/2020


 1.0100 USD




 CALL


 PURCHASE


 100


 85.0000


A


 24/04/2020


 1.0200 USD




 CALL


 PURCHASE


 100


 85.0000


A


 24/04/2020


 1.1000 USD




 CALL


 PURCHASE


 100


 85.0000


A


 24/04/2020


 1.1000 USD




 PUT


 PURCHASE


 100


 82.0000


A


 24/04/2020


 1.2700 USD




 CALL


 PURCHASE


 100


 90.0000


A


 15/05/2020


 1.2800 USD




 PUT


 PURCHASE


 100


 50.0000


A


 20/11/2020


 1.3200 USD




 PUT


 PURCHASE


 500


 80.5000


A


 01/05/2020


 1.4100 USD




 CALL


 PURCHASE


 300


 84.0000


A


 24/04/2020


 1.4200 USD




 CALL


 PURCHASE


 100


 100.0000


A


 18/09/2020


 1.6300 USD




 CALL


 PURCHASE


 300


 92.5000


A


 19/06/2020


 1.8300 USD




 CALL


 PURCHASE


 300


 92.5000


A


 19/06/2020


 1.8300 USD




 CALL


 PURCHASE


 1,600


 90.0000


A


 19/06/2020


 2.0700 USD




 CALL


 PURCHASE


 100


 90.0000


A


 19/06/2020


 2.0800 USD




 CALL


 PURCHASE


 100


 90.0000


A


 19/06/2020


 2.3700 USD




 CALL


 PURCHASE


 100


 90.0000


A


 19/06/2020


 2.3700 USD




 CALL


 PURCHASE


 100


 84.0000


A


 01/05/2020


 2.6400 USD




 CALL


 PURCHASE


 100


 84.0000


A


 01/05/2020


 2.7400 USD




 CALL


 PURCHASE


 100


 85.0000


A


 15/05/2020


 2.8300 USD




 CALL


 PURCHASE


 500


 85.0000


A


 15/05/2020


 3.3000 USD




 CALL


 PURCHASE


 100


 80.0000


A


 17/04/2020


 4.3900 USD




 PUT


 PURCHASE


 1,000


 75.0000


A


 18/09/2020


 4.6900 USD




 CALL


 PURCHASE


 300


 80.0000


A


 19/06/2020


 6.8200 USD




 CALL


 PURCHASE


 300


 80.0000


A


 19/06/2020


 6.8200 USD




 CALL


 PURCHASE


 100


 75.0000


A


 19/06/2020


 10.9700 USD




 PUT


 SALE


 600


 60.0000


A


 17/04/2020


 0.0100 USD




 PUT


 SALE


 600


 60.0000


A


 17/04/2020


 0.0100 USD




 CALL


 SALE


 100


 95.0000


A


 17/04/2020


 0.0200 USD




 CALL


 SALE


 300


 84.0000


A


 17/04/2020


 0.0900 USD




 CALL


 SALE


 400


 84.0000


A


 17/04/2020


 0.0900 USD




 PUT


 SALE


 1,000


 65.0000


A


 24/04/2020


 0.1400 USD




 CALL


 SALE


 600


 85.0000


A


 17/04/2020


 0.1900 USD




 CALL


 SALE


 100


 85.0000


A


 17/04/2020


 0.2000 USD




 CALL


 SALE


 100


 85.0000


A


 17/04/2020


 0.3200 USD




 CALL


 SALE


 100


 83.0000


A


 17/04/2020


 1.4000 USD




 CALL


 SALE


 100


 85.0000


A


 24/04/2020


 1.4600 USD




 CALL


 SALE


 100


 97.5000


A


 21/08/2020


 1.8500 USD




 CALL


 SALE


 100


 90.0000


A


 19/06/2020


 2.5500 USD




 CALL


 SALE


 100


 85.0000


A


 15/05/2020


 2.5900 USD




 CALL


 SALE


 400


 81.0000


A


 24/04/2020


 2.9500 USD




 CALL


 SALE


 100


 87.5000


A


 19/06/2020


 3.2000 USD




 CALL


 SALE


 120,000


 87.5000


A


 19/06/2020


 3.2200 USD




 PUT


 SALE


 200


 82.5000


A


 15/05/2020


 3.2200 USD




 CALL


 SALE


 100


 85.0000


A


 15/05/2020


 3.3300 USD




 CALL


 SALE


 100


 85.0000


A


 15/05/2020


 3.3300 USD




 CALL


 SALE


 100


 87.5000


A


 19/06/2020


 3.4700 USD




 CALL


 SALE


 200


 80.0000


A


 24/04/2020


 3.9000 USD




 CALL


 SALE


 300


 90.0000


A


 20/11/2020


 5.2000 USD




 CALL


 SALE


 200


 90.0000


A


 20/11/2020


 5.2000 USD




 CALL


 SALE


 2,300


 80.0000


A


 15/05/2020


 5.9200 USD




 CALL


 SALE


 300


 77.5000


A


 15/05/2020


 7.8600 USD




 CALL


 SALE


 400


 77.5000


A


 15/05/2020


 7.8600 USD




 CALL


 SALE


 300


 80.0000


A


 20/11/2020


 9.5000 USD




 PUT


 SALE


 100


 97.5000


A


 19/06/2020


 14.6000 USD




 PUT


 SALE


 100


 80.0000


A


 21/01/2022


 14.7700 USD



 
(ii) Exercising
 



 Product name, eg call option


 Number of securities


 Exercise price per unit (Note 3)




 N/A


 N/A


 N/A  



 
 
3. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 



Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
 




 
 
 
 
 



 
 



 Date of disclosure


 20 APRIL 2020




 Contact Name


Craig Horsley




 Telephone Number


+44(141) 245 7736 




 Name of offeree/offeror with which connected


ABBVIE INC. 




Nature of connection (Note 6)


Advisory 



 


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