REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.
FORM 38.5
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
1. KEY INFORMATION
Name of exempt market-maker
Morgan Stanley & Co. LLC
Company dealt in
ABBVIE INC.
Class of relevant security to which the dealings being disclosed relate (Note 1)
US$0.01 COMMON STOCK
Date of dealing
24 APRIL 2020
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant secuities accquired
Highest price paid (Note 3)
Lowest price paid (Note 3)
1,139,277
83.8200 USD
82.3500 USD
Total number of relevant secuities disposed
Highest price paid (Note 3)
Lowest price paid (Note 3)
1,066,616
83.8200 USD
82.3500 USD
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD
Nature of transaction
(Note 4)
Number of relevant securities
(Note 5)
Price per unit
N/A
N/A
N/A
N/A
(c) Options transactions in respect of existing relevant securities
i) Writing, selling, purchasing or varying
Product name, eg call option
Writing, selling, purchasing, varying etc
Number of securities to which the option relates (Note 5)
Exercise Price
Type, e.g American, European etc
Expiry Date
Option money paid/received per unit (Note 3)
CALL
SALE
900
82.5000
A
21/08/2020
6.8000 USD
CALL
PURCHASE
100
84.0000
A
24/04/2020
0.0400 USD
CALL
PURCHASE
100
85.0000
A
24/04/2020
0.0500 USD
CALL
PURCHASE
200
92.0000
A
01/05/2020
0.0900 USD
CALL
PURCHASE
100
92.0000
A
01/05/2020
0.1300 USD
CALL
PURCHASE
100
83.0000
A
24/04/2020
0.2000 USD
CALL
PURCHASE
200
83.0000
A
24/04/2020
0.3300 USD
CALL
PURCHASE
100
83.0000
A
24/04/2020
0.3300 USD
PUT
PURCHASE
100
75.0000
A
01/05/2020
0.4000 USD
PUT
PURCHASE
1,100
70.0000
A
15/05/2020
0.4500 USD
PUT
PURCHASE
900
70.0000
A
15/05/2020
0.4500 USD
PUT
PURCHASE
1,100
70.0000
A
15/05/2020
0.4500 USD
PUT
PURCHASE
800
70.0000
A
15/05/2020
0.4500 USD
PUT
PURCHASE
100
72.5000
A
15/05/2020
0.6600 USD
PUT
PURCHASE
100
78.0000
A
01/05/2020
0.7400 USD
CALL
PURCHASE
500
82.0000
A
24/04/2020
0.8300 USD
CALL
PURCHASE
100
90.0000
A
29/05/2020
1.2500 USD
CALL
PURCHASE
100
92.5000
A
19/06/2020
1.2800 USD
CALL
PURCHASE
100
85.0000
A
01/05/2020
1.3100 USD
CALL
PURCHASE
100
85.0000
A
01/05/2020
1.3100 USD
CALL
PURCHASE
100
85.0000
A
01/05/2020
1.4600 USD
CALL
PURCHASE
100
84.0000
A
01/05/2020
1.6300 USD
PUT
PURCHASE
200
72.5000
A
19/06/2020
1.7900 USD
PUT
PURCHASE
200
72.5000
A
19/06/2020
1.7900 USD
PUT
PURCHASE
100
72.5000
A
19/06/2020
1.7900 USD
CALL
PURCHASE
100
83.5000
A
01/05/2020
1.9500 USD
CALL
PURCHASE
100
105.0000
A
15/01/2021
1.9600 USD
CALL
PURCHASE
100
105.0000
A
15/01/2021
1.9700 USD
CALL
PURCHASE
100
85.0000
A
15/05/2020
2.2800 USD
PUT
PURCHASE
2,000
81.5000
A
15/05/2020
2.4600 USD
CALL
PURCHASE
1,400
85.0000
A
19/06/2020
3.9100 USD
CALL
PURCHASE
1,300
85.0000
A
19/06/2020
3.9100 USD
PUT
PURCHASE
500
70.0000
A
15/01/2021
5.6300 USD
PUT
PURCHASE
500
70.0000
A
15/01/2021
5.6300 USD
CALL
PURCHASE
100
80.0000
A
18/09/2020
8.7700 USD
CALL
PURCHASE
100
75.0000
A
21/08/2020
11.3700 USD
CALL
PURCHASE
100
75.0000
A
21/08/2020
11.3700 USD
CALL
PURCHASE
100
62.5000
A
19/06/2020
21.2300 USD
CALL
SALE
100
97.5000
A
15/05/2020
0.0900 USD
CALL
SALE
100
97.5000
A
15/05/2020
0.0900 USD
CALL
SALE
500
97.5000
A
15/05/2020
0.1000 USD
CALL
SALE
100
83.0000
A
24/04/2020
0.5800 USD
CALL
SALE
300
85.5000
A
01/05/2020
1.1600 USD
CALL
SALE
200
81.5000
A
01/05/2020
3.3900 USD
CALL
SALE
100
95.0000
A
20/11/2020
3.8000 USD
CALL
SALE
100
85.0000
A
19/06/2020
3.9300 USD
CALL
SALE
100
77.0000
A
24/04/2020
5.8900 USD
CALL
SALE
100
75.0000
A
21/08/2020
11.2000 USD
CALL
SALE
100
75.0000
A
21/08/2020
11.7800 USD
(ii) Exercising
Product name, eg call option
Number of securities
Exercise price per unit (Note 3)
CALL
800
83.0000 USD
CALL
1,100
82.0000 USD
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Date of disclosure
27 APRIL 2020
Contact Name
Craig Horsley
Telephone Number
+44(141) 245 7736
Name of offeree/offeror with which connected
ABBVIE INC.
Nature of connection (Note 6)
Advisory
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