REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.
FORM 38.5
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
1. KEY INFORMATION
Name of exempt market-maker
Morgan Stanley & Co. LLC
Company dealt in
ABBVIE INC.
Class of relevant security to which the dealings being disclosed relate (Note 1)
US$0.01 COMMON STOCK
Date of dealing
28 APRIL 2020
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant secuities accquired
Highest price paid (Note 3)
Lowest price paid (Note 3)
2,211,154
85.9400 USD
82.3600 USD
Total number of relevant secuities disposed
Highest price paid (Note 3)
Lowest price paid (Note 3)
2,191,033
85.9000 USD
82.3800 USD
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD
Nature of transaction
(Note 4)
Number of relevant securities
(Note 5)
Price per unit
N/A
N/A
N/A
N/A
(c) Options transactions in respect of existing relevant securities
i) Writing, selling, purchasing or varying
Product name, eg call option
Writing, selling, purchasing, varying etc
Number of securities to which the option relates (Note 5)
Exercise Price
Type, e.g American, European etc
Expiry Date
Option money paid/received per unit (Note 3)
PUT
PURCHASE
100
78.0000
A
01/05/2020
0.3600 USD
PUT
PURCHASE
100
73.0000
A
01/05/2020
0.0500 USD
PUT
PURCHASE
200
80.0000
A
01/05/2020
0.5500 USD
CALL
PURCHASE
100
86.0000
A
01/05/2020
0.7100 USD
CALL
PURCHASE
100
90.0000
A
29/05/2020
0.7800 USD
PUT
PURCHASE
1,000
81.0000
A
01/05/2020
0.8500 USD
CALL
PURCHASE
100
85.0000
A
01/05/2020
0.9600 USD
CALL
PURCHASE
100
85.0000
A
01/05/2020
0.9600 USD
CALL
PURCHASE
100
85.0000
A
01/05/2020
0.9600 USD
CALL
PURCHASE
100
85.0000
A
01/05/2020
0.9600 USD
PUT
PURCHASE
200
80.0000
A
08/05/2020
0.9700 USD
CALL
PURCHASE
100
85.0000
A
01/05/2020
0.9900 USD
CALL
PURCHASE
100
110.0000
A
15/01/2021
1.1900 USD
CALL
PURCHASE
100
110.0000
A
15/01/2021
1.1900 USD
CALL
PURCHASE
100
87.0000
A
15/05/2020
1.2500 USD
CALL
PURCHASE
100
90.0000
A
19/06/2020
1.5600 USD
CALL
PURCHASE
200
90.0000
A
19/06/2020
1.5600 USD
CALL
PURCHASE
200
86.0000
A
15/05/2020
1.7600 USD
CALL
PURCHASE
200
83.5000
A
01/05/2020
1.7700 USD
CALL
PURCHASE
200
83.5000
A
01/05/2020
1.7700 USD
CALL
PURCHASE
200
95.0000
A
21/08/2020
1.8500 USD
CALL
PURCHASE
200
95.0000
A
21/08/2020
1.8500 USD
PUT
PURCHASE
100
77.5000
A
19/06/2020
2.3300 USD
CALL
PURCHASE
100
100.0000
A
15/01/2021
2.5000 USD
CALL
PURCHASE
100
100.0000
A
15/01/2021
2.6100 USD
CALL
PURCHASE
200
100.0000
A
15/01/2021
2.6100 USD
CALL
PURCHASE
200
100.0000
A
15/01/2021
2.6100 USD
CALL
PURCHASE
600
85.0000
A
15/05/2020
2.6100 USD
CALL
PURCHASE
800
85.0000
A
15/05/2020
2.6100 USD
CALL
PURCHASE
100
100.0000
A
15/01/2021
2.6300 USD
CALL
PURCHASE
100
100.0000
A
15/01/2021
2.6300 USD
CALL
PURCHASE
100
100.0000
A
15/01/2021
2.6300 USD
PUT
PURCHASE
100
65.0000
A
20/11/2020
3.0900 USD
CALL
PURCHASE
4,000
82.5000
A
15/05/2020
3.1400 USD
CALL
PURCHASE
300
95.0000
A
15/01/2021
3.9000 USD
CALL
PURCHASE
100
95.0000
A
15/01/2021
3.9400 USD
CALL
PURCHASE
100
95.0000
A
15/01/2021
3.9400 USD
CALL
PURCHASE
100
95.0000
A
15/01/2021
3.9400 USD
CALL
PURCHASE
200
87.5000
A
20/11/2020
5.8200 USD
CALL
PURCHASE
100
82.5000
A
15/01/2021
8.7800 USD
PUT
PURCHASE
100
82.5000
A
15/01/2021
10.2100 USD
CALL
SALE
600
100.0000
A
15/05/2020
0.0600 USD
CALL
SALE
800
100.0000
A
15/05/2020
0.0600 USD
CALL
SALE
1,100
100.0000
A
15/05/2020
0.0600 USD
CALL
SALE
100
100.0000
A
15/05/2020
0.0600 USD
CALL
SALE
100
95.0000
A
15/05/2020
0.1300 USD
CALL
SALE
100
90.0000
A
08/05/2020
0.3000 USD
CALL
SALE
300
90.0000
A
08/05/2020
0.3000 USD
CALL
SALE
100
90.0000
A
08/05/2020
0.3000 USD
CALL
SALE
300
90.0000
A
08/05/2020
0.3000 USD
CALL
SALE
100
90.0000
A
08/05/2020
0.3000 USD
CALL
SALE
100
90.0000
A
08/05/2020
0.3000 USD
CALL
SALE
300
90.0000
A
08/05/2020
0.3000 USD
CALL
SALE
100
90.0000
A
08/05/2020
0.3000 USD
CALL
SALE
100
90.0000
A
08/05/2020
0.3000 USD
CALL
SALE
400
90.0000
A
01/05/2020
0.3300 USD
CALL
SALE
100
110.0000
A
18/09/2020
0.3600 USD
CALL
SALE
100
110.0000
A
18/09/2020
0.3600 USD
CALL
SALE
200
90.0000
A
29/05/2020
1.0100 USD
CALL
SALE
100
87.5000
A
15/05/2020
1.1400 USD
CALL
SALE
1,100
87.5000
A
15/05/2020
1.1500 USD
CALL
SALE
100
87.5000
A
15/05/2020
1.1500 USD
CALL
SALE
100
87.5000
A
15/05/2020
1.1600 USD
CALL
SALE
100
87.5000
A
15/05/2020
1.1600 USD
CALL
SALE
1,100
87.5000
A
15/05/2020
1.1600 USD
CALL
SALE
1,100
87.5000
A
15/05/2020
1.1600 USD
CALL
SALE
100
90.0000
A
19/06/2020
1.6200 USD
CALL
SALE
100
84.0000
A
01/05/2020
1.7700 USD
CALL
SALE
200
84.0000
A
01/05/2020
1.8000 USD
CALL
SALE
300
85.0000
A
15/05/2020
1.9900 USD
CALL
SALE
200
85.0000
A
15/05/2020
1.9900 USD
PUT
SALE
100
83.0000
A
01/05/2020
2.0300 USD
PUT
SALE
100
82.5000
A
15/05/2020
2.4200 USD
CALL
SALE
1,000
87.5000
A
19/06/2020
2.5400 USD
CALL
SALE
100
82.5000
A
15/05/2020
3.4300 USD
PUT
SALE
600
72.5000
A
18/09/2020
3.5400 USD
CALL
SALE
100
85.0000
A
19/06/2020
3.6100 USD
CALL
SALE
900
82.5000
A
15/05/2020
3.8000 USD
CALL
SALE
100
82.5000
A
19/06/2020
4.7500 USD
CALL
SALE
100
80.0000
A
19/06/2020
6.4500 USD
CALL
SALE
100
80.0000
A
19/06/2020
6.4500 USD
CALL
SALE
100
82.5000
A
18/09/2020
6.9000 USD
PUT
SALE
100
87.5000
A
21/08/2020
9.0500 USD
CALL
SALE
100
80.0000
A
15/01/2021
9.8000 USD
PUT
SALE
300
85.0000
A
20/11/2020
10.4500 USD
(ii) Exercising
Product name, eg call option
Number of securities
Exercise price per unit (Note 3)
N/A
N/A
N/A
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Date of disclosure
29 APRIL 2020
Contact Name
Craig Horsley
Telephone Number
+44(141) 245 7736
Name of offeree/offeror with which connected
ABBVIE INC.
Nature of connection (Note 6)
Advisory
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDISESEWSUUESSELL
Recent news on Morgan Stanley
See all newsREG - iShares Physical - Final Terms
AnnouncementREG - iShares Physical - Final Terms
AnnouncementREG - iShares Physical - Final Terms
AnnouncementREG - JTC PLC Morgan Stanley - Holding(s) in Company
AnnouncementREG - Toronto-Dominion Ldn - Post-Stabilisation Notice
Announcement