REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.
FORM 38.5
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
1. KEY INFORMATION
Name of exempt market-maker
Morgan Stanley & Co. LLC
Company dealt in
ABBVIE INC.
Class of relevant security to which the dealings being disclosed relate (Note 1)
US$0.01 COMMON STOCK
Date of dealing
29 APRIL 2020
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant secuities accquired
Highest price paid (Note 3)
Lowest price paid (Note 3)
1,286,308
84.7500 USD
82.1600 USD
Total number of relevant secuities disposed
Highest price paid (Note 3)
Lowest price paid (Note 3)
1,292,179
84.7500 USD
82.1600 USD
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD
Nature of transaction
(Note 4)
Number of relevant securities
(Note 5)
Price per unit
N/A
N/A
N/A
N/A
(c) Options transactions in respect of existing relevant securities
i) Writing, selling, purchasing or varying
Product name, eg call option
Writing, selling, purchasing, varying etc
Number of securities to which the option relates (Note 5)
Exercise Price
Type, e.g American, European etc
Expiry Date
Option money paid/received per unit (Note 3)
PUT
SALE
100
78.0000
A
01/05/2020
0.2800 USD
CALL
PURCHASE
300
92.0000
A
01/05/2020
0.0300 USD
CALL
PURCHASE
200
92.0000
A
01/05/2020
0.0300 USD
CALL
PURCHASE
400
90.0000
A
01/05/2020
0.0800 USD
CALL
PURCHASE
1,500
90.0000
A
01/05/2020
0.1200 USD
PUT
PURCHASE
100
80.5000
A
01/05/2020
0.4500 USD
CALL
PURCHASE
100
86.0000
A
01/05/2020
0.4800 USD
CALL
PURCHASE
100
87.5000
A
15/05/2020
1.0000 USD
CALL
PURCHASE
100
87.5000
A
15/05/2020
1.0800 USD
CALL
PURCHASE
100
86.5000
A
08/05/2020
1.1400 USD
PUT
PURCHASE
100
82.0000
A
08/05/2020
1.2000 USD
CALL
PURCHASE
100
84.5000
A
01/05/2020
1.4800 USD
CALL
PURCHASE
100
85.0000
A
08/05/2020
1.4900 USD
CALL
PURCHASE
100
85.0000
A
08/05/2020
1.4900 USD
CALL
PURCHASE
100
85.0000
A
08/05/2020
1.4900 USD
CALL
PURCHASE
100
85.0000
A
08/05/2020
1.5000 USD
CALL
PURCHASE
100
83.0000
A
01/05/2020
1.5700 USD
CALL
PURCHASE
100
85.0000
A
21/08/2020
5.3600 USD
CALL
PURCHASE
100
85.0000
A
21/08/2020
5.3600 USD
CALL
PURCHASE
100
80.0000
A
15/01/2021
9.9200 USD
PUT
SALE
1,100
60.0000
A
15/05/2020
0.0400 USD
CALL
SALE
100
90.0000
A
01/05/2020
0.1000 USD
CALL
SALE
100
90.0000
A
08/05/2020
0.3200 USD
CALL
SALE
100
90.0000
A
15/05/2020
0.4400 USD
CALL
SALE
100
86.0000
A
01/05/2020
0.4700 USD
CALL
SALE
100
90.0000
A
15/05/2020
0.4800 USD
CALL
SALE
100
90.0000
A
15/05/2020
0.5000 USD
CALL
SALE
100
87.0000
A
01/05/2020
0.5800 USD
CALL
SALE
100
86.0000
A
01/05/2020
0.7100 USD
CALL
SALE
100
86.0000
A
01/05/2020
0.7100 USD
CALL
SALE
100
88.5000
A
15/05/2020
0.7400 USD
CALL
SALE
200
85.0000
A
01/05/2020
0.9000 USD
CALL
SALE
100
95.0000
A
21/08/2020
1.5900 USD
CALL
SALE
200
83.0000
A
01/05/2020
1.6700 USD
CALL
SALE
100
83.0000
A
01/05/2020
1.6700 USD
CALL
SALE
200
83.0000
A
01/05/2020
1.6700 USD
CALL
SALE
100
83.0000
A
01/05/2020
1.6800 USD
CALL
SALE
100
85.0000
A
08/05/2020
1.7500 USD
CALL
SALE
100
85.0000
A
15/05/2020
2.1400 USD
PUT
SALE
100
80.0000
A
19/06/2020
2.5500 USD
PUT
SALE
100
80.0000
A
19/06/2020
2.5500 USD
PUT
SALE
100
80.0000
A
19/06/2020
2.7300 USD
PUT
SALE
500
80.0000
A
19/06/2020
2.8800 USD
CALL
SALE
100
82.5000
A
15/05/2020
3.0800 USD
CALL
SALE
300
85.0000
A
19/06/2020
3.2000 USD
CALL
SALE
300
82.5000
A
15/05/2020
3.4300 USD
CALL
SALE
100
85.0000
A
19/06/2020
3.4500 USD
CALL
SALE
100
85.0000
A
19/06/2020
3.4500 USD
CALL
SALE
100
82.5000
A
15/01/2021
8.5600 USD
PUT
SALE
200
82.5000
A
15/01/2021
10.2400 USD
(ii) Exercising
Product name, eg call option
Number of securities
Exercise price per unit (Note 3)
N/A
N/A
N/A
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Date of disclosure
30 APRIL 2020
Contact Name
Craig Horsley
Telephone Number
+44(141) 245 7736
Name of offeree/offeror with which connected
ABBVIE INC.
Nature of connection (Note 6)
Advisory
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDISESDIFSSESSESL
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