REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.

Morgan StanleyAnnouncement

04/05/2020 11:40

RNS Number : 8119L
  
Morgan Stanley & Co. LLC
  
04 May 2020
  
 

 
 FORM 38.5 
 
IRISH TAKEOVER PANEL
 
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2007 (AS AMENDED)
 
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
 
1.             KEY INFORMATION



 Name of exempt market-maker


   Morgan Stanley & Co. LLC




 Company dealt in


   ABBVIE INC.




 Class of relevant security to which the dealings being disclosed relate (Note 1)


  US$0.01 COMMON STOCK




 Date of dealing


   01 MAY 2020



 
 
2.             DEALINGS (Note 2)
 
(a)           Purchases and sales



 Total number of relevant secuities accquired


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  1,788,738


 84.3200 USD


 80.5000 USD



 



 Total number of relevant secuities disposed


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  1,585,478


 84.3200 USD


 80.5000 USD



 
 
(b)           Derivatives transactions (other than options transactions)
 



 Product name, e.g. CFD


 Nature of transaction 
                (Note 4)


 Number of relevant securities 
                (Note 5)


 Price per unit




 N/A


 N/A


 N/A


 N/A 



 
 
(c)            Options transactions in respect of existing relevant securities
 
i)           Writing, selling, purchasing or varying
 



 Product name, eg call option


 Writing, selling, purchasing, varying etc


 Number of securities to which the option relates (Note 5)


 Exercise Price


 Type, e.g American, European etc 


 Expiry Date 


 Option money paid/received per unit (Note 3)




 PUT


 PURCHASE


 500


 78.0000


A


 08/05/2020


 0.4000 USD




 PUT


 PURCHASE


 100


 78.0000


A


 08/05/2020


 0.4000 USD




 PUT


 PURCHASE


 100


 79.0000


A


 08/05/2020


 0.4800 USD




 CALL


 PURCHASE


 100


 82.5000


A


 15/05/2020


 2.2500 USD




 CALL


 PURCHASE


 200


 82.5000


A


 15/05/2020


 2.2500 USD




 CALL


 SALE


 200


 82.5000


A


 15/05/2020


 3.2900 USD




 CALL


 PURCHASE


 100


 84.0000


A


 01/05/2020


 0.0100 USD




 CALL


 PURCHASE


 100


 83.5000


A


 01/05/2020


 0.0100 USD




 CALL


 PURCHASE


 100


 86.5000


A


 01/05/2020


 0.0200 USD




 CALL


 PURCHASE


 800


 85.0000


A


 01/05/2020


 0.0200 USD




 CALL


 PURCHASE


 200


 85.0000


A


 01/05/2020


 0.0200 USD




 CALL


 PURCHASE


 100


 85.0000


A


 01/05/2020


 0.0200 USD




 CALL


 PURCHASE


 200,000


 85.0000


A


 01/05/2020


 0.0200 USD




 CALL


 PURCHASE


 100


 84.0000


A


 01/05/2020


 0.0300 USD




 CALL


 PURCHASE


 600


 85.0000


A


 01/05/2020


 0.0400 USD




 CALL


 PURCHASE


 200


 90.0000


A


 08/05/2020


 0.0500 USD




 PUT


 PURCHASE


 100


 62.5000


A


 15/05/2020


 0.0500 USD




 PUT


 PURCHASE


 1,100


 62.5000


A


 15/05/2020


 0.0500 USD




 PUT


 PURCHASE


 800


 62.5000


A


 15/05/2020


 0.0500 USD




 PUT


 PURCHASE


 1,100


 62.5000


A


 15/05/2020


 0.0500 USD




 CALL


 PURCHASE


 1,000


 90.0000


A


 08/05/2020


 0.0700 USD




 CALL


 PURCHASE


 100


 85.0000


A


 01/05/2020


 0.0700 USD




 CALL


 PURCHASE


 100


 84.0000


A


 01/05/2020


 0.0900 USD




 CALL


 PURCHASE


 100


 85.0000


A


 01/05/2020


 0.1000 USD




 CALL


 PURCHASE


 200


 83.0000


A


 01/05/2020


 0.1200 USD




 PUT


 PURCHASE


 100


 82.0000


A


 01/05/2020


 0.1200 USD




 PUT


 PURCHASE


 100


 82.0000


A


 01/05/2020


 0.1300 USD




 PUT


 PURCHASE


 1,100


 74.0000


A


 08/05/2020


 0.1400 USD




 CALL


 PURCHASE


 2,500


 83.0000


A


 01/05/2020


 0.1400 USD




 CALL


 PURCHASE


 200


 83.0000


A


 01/05/2020


 0.2000 USD




 CALL


 PURCHASE


 100


 84.0000


A


 01/05/2020


 0.2600 USD




 CALL


 PURCHASE


 100


 84.0000


A


 01/05/2020


 0.2600 USD




 CALL


 PURCHASE


 100


 84.0000


A


 01/05/2020


 0.2600 USD




 PUT


 PURCHASE


 100


 72.5000


A


 15/05/2020


 0.2800 USD




 CALL


 PURCHASE


 1,100


 82.5000


A


 01/05/2020


 0.2800 USD




 CALL


 PURCHASE


 1,100


 82.5000


A


 01/05/2020


 0.2800 USD




 CALL


 PURCHASE


 900


 82.5000


A


 01/05/2020


 0.2800 USD




 PUT


 PURCHASE


 100


 74.0000


A


 15/05/2020


 0.3300 USD




 PUT


 PURCHASE


 1,100


 74.0000


A


 15/05/2020


 0.3300 USD




 PUT


 PURCHASE


 1,400


 74.0000


A


 15/05/2020


 0.3300 USD




 CALL


 PURCHASE


 100


 82.5000


A


 01/05/2020


 0.4100 USD




 CALL


 PURCHASE


 1,700


 86.0000


A


 08/05/2020


 0.4100 USD




 CALL


 PURCHASE


 100


 83.0000


A


 01/05/2020


 0.5400 USD




 CALL


 PURCHASE


 500


 81.5000


A


 01/05/2020


 0.5700 USD




 CALL


 PURCHASE


 300


 85.0000


A


 08/05/2020


 0.5700 USD




 CALL


 PURCHASE


 300


 82.5000


A


 01/05/2020


 0.5800 USD




 CALL


 PURCHASE


 200


 82.5000


A


 01/05/2020


 0.5800 USD




 CALL


 PURCHASE


 500


 82.5000


A


 01/05/2020


 0.5800 USD




 PUT


 PURCHASE


 100


 76.0000


A


 15/05/2020


 0.5800 USD




 PUT


 PURCHASE


 100


 80.0000


A


 08/05/2020


 0.5900 USD




 PUT


 PURCHASE


 100


 83.0000


A


 01/05/2020


 0.5900 USD




 PUT


 PURCHASE


 100


 45.0000


A


 20/11/2020


 0.6100 USD




 CALL


 PURCHASE


 700


 86.0000


A


 08/05/2020


 0.6100 USD




 CALL


 PURCHASE


 200


 85.0000


A


 08/05/2020


 0.6700 USD




 CALL


 PURCHASE


 100


 85.0000


A


 08/05/2020


 0.6800 USD




 PUT


 PURCHASE


 500


 78.0000


A


 15/05/2020


 0.7700 USD




 CALL


 PURCHASE


 100


 85.0000


A


 08/05/2020


 0.7900 USD




 CALL


 PURCHASE


 100


 83.0000


A


 01/05/2020


 0.9900 USD




 PUT


 PURCHASE


 100


 80.0000


A


 15/05/2020


 1.0100 USD




 CALL


 PURCHASE


 700


 82.0000


A


 08/05/2020


 1.1900 USD




 CALL


 PURCHASE


 100


 90.0000


A


 19/06/2020


 1.2100 USD




 CALL


 PURCHASE


 200


 85.0000


A


 15/05/2020


 1.2300 USD




 CALL


 PURCHASE


 800


 85.5000


A


 15/05/2020


 1.2800 USD




 CALL


 PURCHASE


 100


 97.5000


A


 18/09/2020


 1.5200 USD




 CALL


 PURCHASE


 100


 97.5000


A


 18/09/2020


 1.5200 USD




 CALL


 PURCHASE


 100


 81.0000


A


 01/05/2020


 1.6700 USD




 CALL


 PURCHASE


 500


 97.5000


A


 18/09/2020


 1.7500 USD




 PUT


 PURCHASE


 100


 82.0000


A


 15/05/2020


 2.0800 USD




 PUT


 PURCHASE


 100


 82.5000


A


 15/05/2020


 2.1500 USD




 CALL


 PURCHASE


 200


 81.0000


A


 15/05/2020


 2.1700 USD




 CALL


 PURCHASE


 100


 85.0000


A


 29/05/2020


 2.1800 USD




 CALL


 PURCHASE


 200


 85.0000


A


 29/05/2020


 2.1800 USD




 CALL


 PURCHASE


 200


 85.0000


A


 29/05/2020


 2.1800 USD




 PUT


 PURCHASE


 200


 83.0000


A


 15/05/2020


 2.4800 USD




 CALL


 PURCHASE


 100


 90.0000


A


 21/08/2020


 2.6900 USD




 CALL


 PURCHASE


 400


 82.0000


A


 15/05/2020


 2.8100 USD




 CALL


 PURCHASE


 100


 80.0000


A


 01/05/2020


 3.1900 USD




 PUT


 PURCHASE


 100


 67.5000


A


 20/11/2020


 3.6000 USD




 PUT


 PURCHASE


 100


 82.5000


A


 19/06/2020


 4.0900 USD




 CALL


 PURCHASE


 100


 80.0000


A


 15/05/2020


 4.2700 USD




 CALL


 PURCHASE


 300


 80.0000


A


 15/05/2020


 4.6000 USD




 CALL


 PURCHASE


 200


 80.0000


A


 15/05/2020


 4.6000 USD




 CALL


 PURCHASE


 200


 80.0000


A


 15/05/2020


 4.6000 USD




 CALL


 PURCHASE


 1,000


 90.0000


A


 15/01/2021


 5.0700 USD




 CALL


 PURCHASE


 1,100


 78.0000


A


 15/05/2020


 5.5500 USD




 CALL


 PURCHASE


 100


 77.5000


A


 15/05/2020


 6.4600 USD




 CALL


 PURCHASE


 100


 76.0000


A


 01/05/2020


 6.7500 USD




 CALL


 SALE


 600


 110.0000


A


 15/05/2020


 0.0200 USD




 CALL


 SALE


 200


 85.0000


A


 01/05/2020


 0.0400 USD




 PUT


 SALE


 100


 65.0000


A


 15/05/2020


 0.1100 USD




 PUT


 SALE


 200


 65.0000


A


 15/05/2020


 0.1100 USD




 PUT


 SALE


 300


 65.0000


A


 15/05/2020


 0.1100 USD




 PUT


 SALE


 100


 81.0000


A


 01/05/2020


 0.1500 USD




 CALL


 SALE


 200


 83.0000


A


 01/05/2020


 0.1600 USD




 PUT


 SALE


 100


 81.0000


A


 01/05/2020


 0.2300 USD




 PUT


 SALE


 100


 70.0000


A


 15/05/2020


 0.2300 USD




 CALL


 SALE


 1,000


 84.5000


A


 01/05/2020


 0.2500 USD




 CALL


 SALE


 1,000


 84.5000


A


 01/05/2020


 0.2500 USD




 CALL


 SALE


 200


 88.0000


A


 08/05/2020


 0.2500 USD




 CALL


 SALE


 500


 90.0000


A


 15/05/2020


 0.2500 USD




 PUT


 SALE


 100


 82.0000


A


 01/05/2020


 0.2700 USD




 CALL


 SALE


 500


 90.0000


A


 15/05/2020


 0.4000 USD




 CALL


 SALE


 200


 83.0000


A


 01/05/2020


 0.4400 USD




 CALL


 SALE


 100


 86.5000


A


 08/05/2020


 0.4700 USD




 CALL


 SALE


 100


 85.0000


A


 08/05/2020


 0.4900 USD




 PUT


 SALE


 200,000


 82.5000


A


 01/05/2020


 0.5700 USD




 CALL


 SALE


 200,000


 82.5000


A


 01/05/2020


 0.5900 USD




 PUT


 SALE


 5,400


 82.5000


A


 01/05/2020


 0.6100 USD




 CALL


 SALE


 200


 85.0000


A


 08/05/2020


 0.6800 USD




 CALL


 SALE


 1,100


 85.0000


A


 08/05/2020


 0.6800 USD




 CALL


 SALE


 300


 86.0000


A


 08/05/2020


 0.6800 USD




 CALL


 SALE


 100


 83.0000


A


 01/05/2020


 0.7800 USD




 CALL


 SALE


 100


 85.0000


A


 08/05/2020


 0.8500 USD




 PUT


 SALE


 100


 83.0000


A


 01/05/2020


 0.9100 USD




 CALL


 SALE


 200


 82.5000


A


 01/05/2020


 0.9800 USD




 CALL


 SALE


 200


 82.5000


A


 01/05/2020


 0.9800 USD




 PUT


 SALE


 100


 80.0000


A


 15/05/2020


 1.0300 USD




 CALL


 SALE


 400


 82.5000


A


 01/05/2020


 1.1400 USD




 CALL


 SALE


 1,000


 83.0000


A


 08/05/2020


 1.3400 USD




 CALL


 SALE


 1,000


 83.0000


A


 08/05/2020


 1.3400 USD




 CALL


 SALE


 100


 90.0000


A


 19/06/2020


 1.4100 USD




 CALL


 SALE


 200


 82.0000


A


 08/05/2020


 1.5000 USD




 CALL


 SALE


 100


 85.0000


A


 15/05/2020


 1.6400 USD




 CALL


 SALE


 300


 90.0000


A


 19/06/2020


 1.7100 USD




 CALL


 SALE


 600


 90.0000


A


 19/06/2020


 1.7200 USD




 PUT


 SALE


 1,100


 82.5000


A


 08/05/2020


 1.7200 USD




 CALL


 SALE


 500


 85.0000


A


 15/05/2020


 1.9400 USD




 CALL


 SALE


 100


 87.5000


A


 19/06/2020


 2.3800 USD




 CALL


 SALE


 100


 83.0000


A


 15/05/2020


 2.6500 USD




 PUT


 SALE


 100


 86.0000


A


 01/05/2020


 2.9800 USD




 CALL


 SALE


 300


 82.0000


A


 15/05/2020


 3.0200 USD




 CALL


 SALE


 300


 82.0000


A


 15/05/2020


 3.0200 USD




 CALL


 SALE


 100


 82.0000


A


 15/05/2020


 3.0200 USD




 CALL


 SALE


 100


 85.0000


A


 19/06/2020


 3.2400 USD




 CALL


 SALE


 100


 85.0000


A


 19/06/2020


 3.5400 USD




 CALL


 SALE


 100


 85.0000


A


 19/06/2020


 3.5400 USD




 CALL


 SALE


 10,000


 82.5000


A


 19/06/2020


 3.6300 USD




 CALL


 SALE


 100


 82.0000


A


 12/06/2020


 4.3300 USD




 PUT


 SALE


 100


 67.5000


A


 15/01/2021


 4.4800 USD




 CALL


 SALE


 100


 80.0000


A


 19/06/2020


 4.7700 USD




 CALL


 SALE


 100


 85.0000


A


 21/08/2020


 4.8200 USD




 CALL


 SALE


 100


 85.0000


A


 21/08/2020


 4.9000 USD




 CALL


 SALE


 300


 85.0000


A


 21/08/2020


 4.9000 USD




 CALL


 SALE


 1,100


 85.0000


A


 21/08/2020


 4.9000 USD




 CALL


 SALE


 100


 82.5000


A


 21/08/2020


 5.9300 USD




 PUT


 SALE


 1,100


 72.5000


A


 15/01/2021


 6.3000 USD




 CALL


 SALE


 100


 82.5000


A


 15/01/2021


 8.3100 USD




 CALL


 SALE


 100


 82.5000


A


 15/01/2021


 8.3900 USD




 PUT


 SALE


 1,100


 80.0000


A


 15/01/2021


 9.3000 USD




 PUT


 SALE


 500


 80.0000


A


 15/01/2021


 9.3000 USD




 CALL


 SALE


 100


 85.0000


A


 21/01/2022


 10.1400 USD



 
(ii) Exercising
 



 Product name, eg call option


 Number of securities


 Exercise price per unit (Note 3)




 PUT


 100


 83.5000 USD




 CALL


 500


 71.0000 USD




 CALL


 1,500


 73.0000 USD




 CALL


 100


 76.0000 USD




 CALL


 100


 79.5000 USD




 CALL


 3,300


 82.5000 USD




 CALL


 300


 67.0000 USD




 CALL


 800


 72.0000 USD




 PUT


 100


 85.0000 USD



 
 
3. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 



Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
 




 
 
 
 
 



 
 



 Date of disclosure


 04 MAY 2020




 Contact Name


Craig Horsley




 Telephone Number


+44(141) 245 7736 




 Name of offeree/offeror with which connected


ABBVIE INC. 




Nature of connection (Note 6)


Advisory 



 


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  END
 
 
ISESSMSULESSEDI