REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.
FORM 38.5
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
1. KEY INFORMATION
Name of exempt market-maker
Morgan Stanley & Co. LLC
Company dealt in
ABBVIE INC.
Class of relevant security to which the dealings being disclosed relate (Note 1)
US$0.01 COMMON STOCK
Date of dealing
05 MAY 2020
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant secuities accquired
Highest price paid (Note 3)
Lowest price paid (Note 3)
1,537,723
86.8500 USD
82.0857 USD
Total number of relevant secuities disposed
Highest price paid (Note 3)
Lowest price paid (Note 3)
1,628,751
86.8500 USD
82.5500 USD
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD
Nature of transaction
(Note 4)
Number of relevant securities
(Note 5)
Price per unit
N/A
N/A
N/A
N/A
(c) Options transactions in respect of existing relevant securities
i) Writing, selling, purchasing or varying
Product name, eg call option
Writing, selling, purchasing, varying etc
Number of securities to which the option relates (Note 5)
Exercise Price
Type, e.g American, European etc
Expiry Date
Option money paid/received per unit (Note 3)
PUT
PURCHASE
100
80.5000
A
15/05/2020
0.5500 USD
CALL
PURCHASE
100
88.0000
A
15/05/2020
0.5700 USD
CALL
PURCHASE
100
88.0000
A
15/05/2020
1.0000 USD
CALL
PURCHASE
100
83.5000
A
15/05/2020
1.5000 USD
CALL
PURCHASE
100
83.5000
A
15/05/2020
1.5000 USD
CALL
PURCHASE
100
83.5000
A
15/05/2020
1.5000 USD
CALL
PURCHASE
100
85.5000
A
15/05/2020
1.5100 USD
CALL
PURCHASE
100
83.5000
A
15/05/2020
1.6600 USD
CALL
PURCHASE
1,000
83.5000
A
15/05/2020
2.4000 USD
CALL
PURCHASE
100
95.0000
A
18/09/2020
2.4900 USD
CALL
PURCHASE
100
84.0000
A
15/05/2020
2.8000 USD
CALL
PURCHASE
100
84.0000
A
15/05/2020
2.9000 USD
CALL
SALE
500
86.5000
A
15/05/2020
0.9100 USD
CALL
SALE
100
85.5000
A
15/05/2020
1.3600 USD
CALL
SALE
100
85.5000
A
15/05/2020
1.3600 USD
CALL
SALE
400
85.5000
A
15/05/2020
1.4200 USD
CALL
SALE
200
86.5000
A
15/05/2020
1.6100 USD
CALL
PURCHASE
200
100.0000
A
29/05/2020
0.0700 USD
CALL
PURCHASE
400
90.0000
A
08/05/2020
0.1200 USD
CALL
PURCHASE
100
88.0000
A
08/05/2020
0.1800 USD
CALL
PURCHASE
100
90.0000
A
15/05/2020
0.2100 USD
CALL
PURCHASE
100
90.0000
A
15/05/2020
0.2100 USD
CALL
PURCHASE
100
90.0000
A
15/05/2020
0.2100 USD
CALL
PURCHASE
700
100.0000
A
19/06/2020
0.2100 USD
CALL
PURCHASE
100
90.0000
A
15/05/2020
0.2300 USD
CALL
PURCHASE
100
87.0000
A
08/05/2020
0.2600 USD
CALL
PURCHASE
200
87.0000
A
08/05/2020
0.4000 USD
CALL
PURCHASE
100
88.0000
A
08/05/2020
0.4400 USD
CALL
PURCHASE
100
90.0000
A
15/05/2020
0.4500 USD
CALL
PURCHASE
300
85.0000
A
08/05/2020
0.4900 USD
CALL
PURCHASE
100
85.0000
A
08/05/2020
0.5000 USD
CALL
PURCHASE
200
86.0000
A
08/05/2020
0.5000 USD
CALL
PURCHASE
100
86.0000
A
08/05/2020
0.5000 USD
CALL
PURCHASE
100
86.0000
A
08/05/2020
0.5700 USD
CALL
PURCHASE
900
87.0000
A
08/05/2020
0.6800 USD
CALL
PURCHASE
100
85.0000
A
08/05/2020
0.7000 USD
CALL
PURCHASE
100
87.5000
A
15/05/2020
0.7400 USD
CALL
PURCHASE
100
86.5000
A
08/05/2020
0.8800 USD
CALL
PURCHASE
500
85.0000
A
08/05/2020
0.9000 USD
CALL
PURCHASE
500
85.0000
A
08/05/2020
0.9000 USD
CALL
PURCHASE
1,000
85.0000
A
08/05/2020
0.9000 USD
CALL
PURCHASE
200
86.0000
A
08/05/2020
0.9500 USD
CALL
PURCHASE
100
86.0000
A
08/05/2020
0.9500 USD
CALL
PURCHASE
100
85.0000
A
08/05/2020
0.9700 USD
CALL
PURCHASE
1,000
85.0000
A
08/05/2020
1.0000 USD
PUT
PURCHASE
200
82.5000
A
15/05/2020
1.0000 USD
PUT
PURCHASE
200
82.5000
A
15/05/2020
1.0000 USD
CALL
PURCHASE
800
85.0000
A
08/05/2020
1.0100 USD
CALL
PURCHASE
900
85.0000
A
08/05/2020
1.0100 USD
PUT
PURCHASE
100
75.0000
A
19/06/2020
1.0700 USD
CALL
PURCHASE
600
85.0000
A
08/05/2020
1.0800 USD
CALL
PURCHASE
800
85.0000
A
08/05/2020
1.0800 USD
CALL
PURCHASE
100
85.0000
A
15/05/2020
1.1500 USD
CALL
PURCHASE
100
86.0000
A
08/05/2020
1.1500 USD
CALL
PURCHASE
100
85.0000
A
08/05/2020
1.1600 USD
CALL
PURCHASE
100
86.0000
A
15/05/2020
1.1800 USD
CALL
PURCHASE
700
86.0000
A
15/05/2020
1.1900 USD
CALL
PURCHASE
1,200
86.0000
A
15/05/2020
1.1900 USD
CALL
PURCHASE
1,100
90.0000
A
29/05/2020
1.2200 USD
CALL
PURCHASE
200
85.0000
A
15/05/2020
1.3100 USD
CALL
PURCHASE
100
90.0000
A
19/06/2020
1.4900 USD
CALL
PURCHASE
100
90.0000
A
19/06/2020
1.5200 USD
CALL
PURCHASE
100
85.0000
A
08/05/2020
1.6600 USD
CALL
PURCHASE
200
85.0000
A
15/05/2020
1.6700 USD
CALL
PURCHASE
200
85.0000
A
15/05/2020
1.7000 USD
CALL
PURCHASE
500
85.0000
A
15/05/2020
1.7300 USD
CALL
PURCHASE
100
86.0000
A
15/05/2020
1.7600 USD
CALL
PURCHASE
100
86.0000
A
15/05/2020
1.7600 USD
CALL
PURCHASE
100
83.0000
A
08/05/2020
2.0300 USD
CALL
PURCHASE
3,700
95.0000
A
21/08/2020
2.0700 USD
CALL
PURCHASE
3,800
95.0000
A
21/08/2020
2.0700 USD
CALL
PURCHASE
3,800
95.0000
A
21/08/2020
2.0800 USD
CALL
PURCHASE
3,700
95.0000
A
21/08/2020
2.0800 USD
CALL
PURCHASE
3,700
95.0000
A
21/08/2020
2.0800 USD
CALL
PURCHASE
3,800
95.0000
A
21/08/2020
2.0800 USD
CALL
PURCHASE
200
88.0000
A
05/06/2020
2.0800 USD
CALL
PURCHASE
100
88.0000
A
05/06/2020
2.0800 USD
CALL
PURCHASE
500
95.0000
A
21/08/2020
2.0900 USD
CALL
PURCHASE
2,500
95.0000
A
21/08/2020
2.0900 USD
CALL
PURCHASE
3,800
95.0000
A
21/08/2020
2.0900 USD
CALL
PURCHASE
3,700
95.0000
A
21/08/2020
2.0900 USD
CALL
PURCHASE
3,800
95.0000
A
21/08/2020
2.0900 USD
CALL
PURCHASE
3,700
95.0000
A
21/08/2020
2.0900 USD
CALL
PURCHASE
3,800
95.0000
A
21/08/2020
2.0900 USD
CALL
PURCHASE
3,700
95.0000
A
21/08/2020
2.0900 USD
CALL
PURCHASE
2,000
95.0000
A
21/08/2020
2.0900 USD
CALL
PURCHASE
3,000
95.0000
A
21/08/2020
2.1300 USD
CALL
PURCHASE
800
95.0000
A
21/08/2020
2.1300 USD
CALL
PURCHASE
3,700
95.0000
A
21/08/2020
2.1300 USD
PUT
PURCHASE
100
86.5000
A
15/05/2020
2.1500 USD
CALL
PURCHASE
100
85.0000
A
15/05/2020
2.3200 USD
CALL
PURCHASE
100
85.0000
A
15/05/2020
2.3200 USD
CALL
PURCHASE
200
85.0000
A
15/05/2020
2.3200 USD
CALL
PURCHASE
200
92.5000
A
21/08/2020
2.3200 USD
CALL
PURCHASE
300
85.0000
A
15/05/2020
2.3400 USD
CALL
PURCHASE
400
82.0000
A
08/05/2020
2.3800 USD
CALL
PURCHASE
100
82.0000
A
08/05/2020
2.3800 USD
PUT
PURCHASE
200
85.0000
A
15/05/2020
2.7400 USD
PUT
PURCHASE
200
83.0000
A
05/06/2020
2.8500 USD
CALL
PURCHASE
100
87.5000
A
19/06/2020
3.0100 USD
CALL
PURCHASE
100
97.5000
A
15/01/2021
3.5100 USD
CALL
PURCHASE
300
85.0000
A
19/06/2020
4.4000 USD
CALL
PURCHASE
200
85.0000
A
19/06/2020
4.4000 USD
CALL
PURCHASE
800
84.0000
A
12/06/2020
4.7100 USD
PUT
PURCHASE
400
90.0000
A
29/05/2020
4.8000 USD
PUT
PURCHASE
1,100
90.0000
A
29/05/2020
5.0000 USD
PUT
PURCHASE
600
90.0000
A
29/05/2020
5.0000 USD
CALL
PURCHASE
100
82.5000
A
19/06/2020
5.1100 USD
CALL
PURCHASE
200
80.0000
A
15/05/2020
5.4000 USD
CALL
PURCHASE
100
82.5000
A
19/06/2020
5.8800 USD
CALL
PURCHASE
200
82.5000
A
19/06/2020
5.9100 USD
CALL
PURCHASE
100
82.5000
A
19/06/2020
5.9100 USD
CALL
PURCHASE
100
82.5000
A
19/06/2020
5.9100 USD
CALL
PURCHASE
200
82.5000
A
19/06/2020
6.0900 USD
CALL
PURCHASE
100
82.5000
A
19/06/2020
6.0900 USD
PUT
PURCHASE
100
75.0000
A
15/01/2021
6.1400 USD
CALL
PURCHASE
200
80.0000
A
15/05/2020
6.2500 USD
CALL
PURCHASE
100
80.0000
A
21/08/2020
8.3700 USD
CALL
PURCHASE
200
80.0000
A
21/08/2020
8.3700 USD
CALL
PURCHASE
2,500
80.0000
A
18/09/2020
9.0700 USD
CALL
PURCHASE
100
80.0000
A
15/01/2021
10.9100 USD
CALL
PURCHASE
100
72.5000
A
19/06/2020
13.1200 USD
PUT
PURCHASE
200
80.0000
A
21/01/2022
14.2500 USD
PUT
PURCHASE
200
80.0000
A
21/01/2022
14.2500 USD
PUT
PURCHASE
100
80.0000
A
21/01/2022
14.2500 USD
CALL
SALE
100
100.0000
A
15/05/2020
0.0200 USD
CALL
SALE
100
95.0000
A
15/05/2020
0.0300 USD
CALL
SALE
200
95.0000
A
15/05/2020
0.0300 USD
CALL
SALE
100
90.0000
A
15/05/2020
0.1900 USD
CALL
SALE
100
90.0000
A
15/05/2020
0.4900 USD
CALL
SALE
700
90.0000
A
15/05/2020
0.4900 USD
CALL
SALE
300
90.0000
A
15/05/2020
0.4900 USD
CALL
SALE
200
89.5000
A
15/05/2020
0.6000 USD
PUT
SALE
100
85.0000
A
08/05/2020
0.7300 USD
CALL
SALE
100
88.5000
A
15/05/2020
0.9100 USD
CALL
SALE
100
85.0000
A
08/05/2020
0.9800 USD
CALL
SALE
600
87.5000
A
15/05/2020
1.2400 USD
CALL
SALE
200
90.0000
A
19/06/2020
1.5900 USD
CALL
SALE
200
85.0000
A
15/05/2020
1.6600 USD
CALL
SALE
100
85.0000
A
15/05/2020
1.6600 USD
CALL
SALE
100
85.0000
A
15/05/2020
1.6700 USD
CALL
SALE
100
90.0000
A
19/06/2020
1.6700 USD
CALL
SALE
100
83.5000
A
08/05/2020
1.6900 USD
CALL
SALE
100
85.0000
A
15/05/2020
1.8600 USD
PUT
SALE
100
85.0000
A
15/05/2020
1.8800 USD
CALL
SALE
500
90.0000
A
19/06/2020
1.9800 USD
CALL
SALE
100
90.0000
A
19/06/2020
1.9900 USD
CALL
SALE
1,000
90.0000
A
19/06/2020
2.0200 USD
CALL
SALE
100
90.0000
A
19/06/2020
2.0300 USD
CALL
SALE
100
90.0000
A
19/06/2020
2.0300 USD
CALL
SALE
100
90.0000
A
19/06/2020
2.0400 USD
CALL
SALE
100
90.0000
A
19/06/2020
2.0400 USD
CALL
SALE
100
90.0000
A
19/06/2020
2.0600 USD
CALL
SALE
200
90.0000
A
19/06/2020
2.0800 USD
CALL
SALE
400
85.0000
A
15/05/2020
2.4100 USD
CALL
SALE
100
86.0000
A
22/05/2020
3.2000 USD
CALL
SALE
100
83.5000
A
22/05/2020
3.2500 USD
CALL
SALE
1,100
83.5000
A
22/05/2020
3.2500 USD
CALL
SALE
100
90.0000
A
21/08/2020
3.7400 USD
CALL
SALE
200
90.0000
A
21/08/2020
3.7400 USD
CALL
SALE
200
85.0000
A
19/06/2020
3.7900 USD
CALL
SALE
100
85.0000
A
19/06/2020
3.8800 USD
CALL
SALE
100
85.0000
A
19/06/2020
3.8800 USD
CALL
SALE
1,000
83.0000
A
15/05/2020
3.9400 USD
CALL
SALE
100
90.0000
A
18/09/2020
4.0000 USD
CALL
SALE
500
85.0000
A
19/06/2020
4.5600 USD
CALL
SALE
500
85.0000
A
19/06/2020
4.5600 USD
CALL
SALE
100
87.5000
A
21/08/2020
5.1000 USD
CALL
SALE
100
80.0000
A
15/05/2020
5.3500 USD
CALL
SALE
100
85.0000
A
18/09/2020
5.9800 USD
PUT
SALE
100
85.0000
A
21/08/2020
6.7000 USD
PUT
SALE
500
80.0000
A
15/01/2021
8.3300 USD
PUT
SALE
500
80.0000
A
15/01/2021
8.3300 USD
CALL
SALE
100
80.0000
A
21/01/2022
13.9000 USD
CALL
SALE
1,600
65.0000
A
15/05/2020
18.1900 USD
CALL
SALE
1,600
65.0000
A
15/05/2020
18.1900 USD
CALL
SALE
100
60.0000
A
19/06/2020
25.9900 USD
(ii) Exercising
Product name, eg call option
Number of securities
Exercise price per unit (Note 3)
N/A
N/A
N/A
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Date of disclosure
06 MAY 2020
Contact Name
Craig Horsley
Telephone Number
+44(141) 245 7736
Name of offeree/offeror with which connected
ABBVIE INC.
Nature of connection (Note 6)
Advisory
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDISESSUSUMESSEII
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