REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.
FORM 38.5
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
1. KEY INFORMATION
Name of exempt market-maker
Morgan Stanley & Co. LLC
Company dealt in
ABBVIE INC.
Class of relevant security to which the dealings being disclosed relate (Note 1)
US$0.01 COMMON STOCK
Date of dealing
06 MAY 2020
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant secuities accquired
Highest price paid (Note 3)
Lowest price paid (Note 3)
2,839,617
88.1500 USD
85.0100 USD
Total number of relevant secuities disposed
Highest price paid (Note 3)
Lowest price paid (Note 3)
2,862,216
88.1500 USD
85.0100 USD
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD
Nature of transaction
(Note 4)
Number of relevant securities
(Note 5)
Price per unit
N/A
N/A
N/A
N/A
(c) Options transactions in respect of existing relevant securities
i) Writing, selling, purchasing or varying
Product name, eg call option
Writing, selling, purchasing, varying etc
Number of securities to which the option relates (Note 5)
Exercise Price
Type, e.g American, European etc
Expiry Date
Option money paid/received per unit (Note 3)
CALL
PURCHASE
100
90.0000
A
08/05/2020
0.0400 USD
PUT
PURCHASE
500
80.0000
A
08/05/2020
0.0800 USD
PUT
PURCHASE
500
80.0000
A
08/05/2020
0.0800 USD
CALL
PURCHASE
100
90.0000
A
08/05/2020
0.1200 USD
CALL
PURCHASE
100
90.0000
A
08/05/2020
0.1300 USD
PUT
PURCHASE
100
82.0000
A
08/05/2020
0.1700 USD
CALL
PURCHASE
200
90.0000
A
08/05/2020
0.2300 USD
PUT
PURCHASE
100
83.5000
A
08/05/2020
0.2500 USD
PUT
PURCHASE
300
83.5000
A
08/05/2020
0.2600 USD
CALL
PURCHASE
100
90.0000
A
15/05/2020
0.4700 USD
CALL
PURCHASE
100
87.0000
A
08/05/2020
0.5300 USD
CALL
PURCHASE
200
90.0000
A
15/05/2020
0.5800 USD
CALL
PURCHASE
100
87.0000
A
08/05/2020
1.0100 USD
CALL
PURCHASE
300
89.0000
A
15/05/2020
1.0600 USD
CALL
PURCHASE
100
86.0000
A
08/05/2020
1.1400 USD
CALL
PURCHASE
100
87.0000
A
08/05/2020
1.2500 USD
CALL
PURCHASE
500
87.0000
A
08/05/2020
1.2800 USD
CALL
PURCHASE
500
87.0000
A
08/05/2020
1.2800 USD
CALL
PURCHASE
500
88.0000
A
15/05/2020
1.4700 USD
CALL
PURCHASE
100
87.5000
A
15/05/2020
1.5500 USD
CALL
PURCHASE
3,700
100.0000
A
18/09/2020
1.7500 USD
CALL
PURCHASE
2,500
100.0000
A
18/09/2020
1.7600 USD
CALL
PURCHASE
3,700
100.0000
A
18/09/2020
1.7600 USD
CALL
PURCHASE
3,700
100.0000
A
18/09/2020
1.7700 USD
CALL
PURCHASE
3,000
100.0000
A
18/09/2020
1.7700 USD
CALL
PURCHASE
3,700
100.0000
A
18/09/2020
1.7800 USD
CALL
PURCHASE
3,700
100.0000
A
18/09/2020
1.7800 USD
CALL
PURCHASE
3,700
100.0000
A
18/09/2020
1.7800 USD
CALL
PURCHASE
3,700
100.0000
A
18/09/2020
1.7900 USD
CALL
PURCHASE
3,700
100.0000
A
18/09/2020
1.7900 USD
CALL
PURCHASE
3,700
100.0000
A
18/09/2020
1.7900 USD
CALL
PURCHASE
3,700
100.0000
A
18/09/2020
1.8000 USD
CALL
PURCHASE
3,700
100.0000
A
18/09/2020
1.8000 USD
CALL
PURCHASE
3,700
100.0000
A
18/09/2020
1.8800 USD
CALL
PURCHASE
3,800
100.0000
A
18/09/2020
1.8800 USD
CALL
PURCHASE
2,500
100.0000
A
18/09/2020
1.8800 USD
CALL
PURCHASE
2,500
100.0000
A
18/09/2020
1.8800 USD
CALL
PURCHASE
3,800
100.0000
A
18/09/2020
1.8800 USD
CALL
PURCHASE
3,700
100.0000
A
18/09/2020
1.8800 USD
CALL
PURCHASE
3,700
100.0000
A
18/09/2020
1.8900 USD
CALL
PURCHASE
3,800
100.0000
A
18/09/2020
1.8900 USD
CALL
PURCHASE
3,800
100.0000
A
18/09/2020
1.8900 USD
CALL
PURCHASE
3,700
100.0000
A
18/09/2020
1.8900 USD
CALL
PURCHASE
100
90.0000
A
19/06/2020
1.8900 USD
CALL
PURCHASE
3,700
100.0000
A
18/09/2020
1.9000 USD
CALL
PURCHASE
3,800
100.0000
A
18/09/2020
1.9000 USD
CALL
PURCHASE
500
85.0000
A
08/05/2020
1.9100 USD
CALL
PURCHASE
3,700
100.0000
A
18/09/2020
1.9300 USD
CALL
PURCHASE
3,800
100.0000
A
18/09/2020
1.9300 USD
CALL
PURCHASE
200
86.5000
A
22/05/2020
2.4200 USD
CALL
PURCHASE
100
90.0000
A
19/06/2020
2.4800 USD
CALL
PURCHASE
1,000
90.0000
A
19/06/2020
2.6100 USD
CALL
PURCHASE
100
90.0000
A
19/06/2020
2.6200 USD
CALL
PURCHASE
200
90.0000
A
19/06/2020
2.6200 USD
CALL
PURCHASE
200
95.0000
A
21/08/2020
2.7500 USD
CALL
PURCHASE
100
95.0000
A
21/08/2020
2.7500 USD
CALL
PURCHASE
200
90.0000
A
19/06/2020
2.8100 USD
CALL
PURCHASE
200
85.5000
A
15/05/2020
3.0200 USD
CALL
PURCHASE
200
85.0000
A
15/05/2020
3.0900 USD
CALL
PURCHASE
100
92.5000
A
18/09/2020
4.0700 USD
CALL
PURCHASE
100
92.5000
A
18/09/2020
4.0700 USD
CALL
PURCHASE
100
82.5000
A
15/05/2020
5.4400 USD
CALL
PURCHASE
100
82.5000
A
19/06/2020
6.0500 USD
CALL
PURCHASE
100
90.0000
A
15/01/2021
6.7800 USD
CALL
PURCHASE
400
82.5000
A
19/06/2020
6.8200 USD
CALL
PURCHASE
300
82.5000
A
19/06/2020
6.8200 USD
CALL
PURCHASE
100
90.0000
A
15/01/2021
7.0000 USD
CALL
PURCHASE
500
85.0000
A
15/01/2021
8.4500 USD
CALL
PURCHASE
500
85.0000
A
15/01/2021
8.4500 USD
CALL
PURCHASE
100
80.0000
A
15/01/2021
12.0900 USD
CALL
PURCHASE
200
80.0000
A
15/01/2021
12.0900 USD
CALL
PURCHASE
100
80.0000
A
15/01/2021
12.3300 USD
CALL
PURCHASE
200
80.0000
A
15/01/2021
12.3300 USD
CALL
PURCHASE
200
75.0000
A
15/01/2021
14.9400 USD
CALL
PURCHASE
200
75.0000
A
15/01/2021
14.9400 USD
CALL
PURCHASE
200
75.0000
A
15/01/2021
15.1200 USD
CALL
PURCHASE
100
75.0000
A
15/01/2021
15.1200 USD
CALL
SALE
1,000
100.0000
A
15/05/2020
0.0200 USD
CALL
SALE
1,000
95.0000
A
08/05/2020
0.0200 USD
PUT
SALE
500
67.5000
A
15/05/2020
0.0300 USD
PUT
SALE
500
67.5000
A
15/05/2020
0.0300 USD
CALL
SALE
500
95.0000
A
15/05/2020
0.0800 USD
CALL
SALE
500
95.0000
A
15/05/2020
0.0800 USD
CALL
SALE
100
95.0000
A
15/05/2020
0.0900 USD
CALL
SALE
100
95.0000
A
15/05/2020
0.0900 USD
CALL
SALE
400
95.0000
A
15/05/2020
0.1100 USD
CALL
SALE
700
90.0000
A
08/05/2020
0.1900 USD
CALL
SALE
700
90.0000
A
08/05/2020
0.1900 USD
CALL
SALE
700
90.0000
A
08/05/2020
0.2500 USD
PUT
SALE
100
77.5000
A
15/05/2020
0.2500 USD
CALL
SALE
500
90.0000
A
08/05/2020
0.2600 USD
CALL
SALE
200
90.0000
A
08/05/2020
0.2700 USD
CALL
SALE
200
92.5000
A
15/05/2020
0.2800 USD
CALL
SALE
100
90.0000
A
08/05/2020
0.2900 USD
CALL
SALE
100
90.0000
A
08/05/2020
0.2900 USD
CALL
SALE
300
90.0000
A
08/05/2020
0.3200 USD
CALL
SALE
500
90.0000
A
08/05/2020
0.3200 USD
CALL
SALE
100
90.0000
A
08/05/2020
0.3200 USD
CALL
SALE
200
90.0000
A
08/05/2020
0.3200 USD
CALL
SALE
1,000
90.0000
A
08/05/2020
0.3300 USD
CALL
SALE
200
90.0000
A
08/05/2020
0.3300 USD
CALL
SALE
100
90.0000
A
15/05/2020
0.5800 USD
CALL
SALE
1,000
90.0000
A
15/05/2020
0.6100 USD
CALL
SALE
200
90.0000
A
15/05/2020
0.7000 USD
CALL
SALE
100
90.0000
A
15/05/2020
0.7000 USD
CALL
SALE
500
90.0000
A
15/05/2020
0.7700 USD
CALL
SALE
300
90.0000
A
15/05/2020
0.7900 USD
CALL
SALE
100
95.0000
A
19/06/2020
0.8800 USD
CALL
SALE
100
90.0000
A
15/05/2020
0.9700 USD
CALL
SALE
8,000
95.0000
A
19/06/2020
1.0300 USD
PUT
SALE
100
75.0000
A
19/06/2020
1.0300 USD
CALL
SALE
100
95.0000
A
19/06/2020
1.1400 USD
CALL
SALE
500
87.0000
A
08/05/2020
1.6000 USD
CALL
SALE
100
87.5000
A
15/05/2020
1.8800 USD
CALL
SALE
500
90.0000
A
19/06/2020
2.1800 USD
CALL
SALE
500
90.0000
A
19/06/2020
2.1800 USD
CALL
SALE
100
90.0000
A
19/06/2020
2.4300 USD
CALL
SALE
300
86.0000
A
08/05/2020
2.4400 USD
CALL
SALE
100
90.0000
A
19/06/2020
2.5400 USD
CALL
SALE
100
90.0000
A
19/06/2020
2.5500 USD
CALL
SALE
100
85.0000
A
15/05/2020
2.8000 USD
CALL
SALE
100
85.0000
A
15/05/2020
3.2200 USD
CALL
SALE
100
85.0000
A
15/05/2020
3.4000 USD
CALL
SALE
100
87.5000
A
19/06/2020
3.7200 USD
CALL
SALE
100
87.5000
A
19/06/2020
3.7900 USD
CALL
SALE
300
85.0000
A
29/05/2020
4.7200 USD
CALL
SALE
200
85.0000
A
29/05/2020
4.7200 USD
CALL
SALE
100
85.0000
A
19/06/2020
5.0300 USD
CALL
SALE
100
85.0000
A
19/06/2020
5.1700 USD
CALL
SALE
100
85.0000
A
19/06/2020
5.1700 USD
CALL
SALE
200
85.0000
A
19/06/2020
5.3600 USD
CALL
SALE
300
85.0000
A
19/06/2020
5.3600 USD
CALL
SALE
500
87.5000
A
18/09/2020
5.6800 USD
CALL
SALE
500
87.5000
A
18/09/2020
5.6800 USD
PUT
SALE
200
75.0000
A
15/01/2021
5.7000 USD
PUT
SALE
200
75.0000
A
15/01/2021
5.7000 USD
CALL
SALE
500
85.0000
A
21/08/2020
6.9200 USD
CALL
SALE
500
85.0000
A
21/08/2020
6.9200 USD
CALL
SALE
100
80.0000
A
15/05/2020
7.4400 USD
CALL
SALE
500
85.0000
A
15/01/2021
8.6200 USD
CALL
SALE
400
85.0000
A
15/01/2021
8.6200 USD
CALL
SALE
1,500
85.0000
A
15/01/2021
8.6200 USD
CALL
SALE
100
80.0000
A
19/06/2020
9.0200 USD
CALL
SALE
100
77.5000
A
18/09/2020
12.1100 USD
CALL
SALE
100
82.5000
A
21/01/2022
13.6800 USD
(ii) Exercising
Product name, eg call option
Number of securities
Exercise price per unit (Note 3)
N/A
N/A
N/A
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Date of disclosure
07 MAY 2020
Contact Name
Craig Horsley
Telephone Number
+44(141) 245 7736
Name of offeree/offeror with which connected
ABBVIE INC.
Nature of connection (Note 6)
Advisory
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDISESSLSUWESSEDI
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