REG - Morgan Stanley Dundee Precious Met. - Form 8.3 - Dundee Precious
06/06/2025 12:30
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RNS Number : 8463L Morgan Stanley 06 June 2025
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Morgan Stanley
(b) Owner or controller of interests and short positions disclosed, if Morgan Stanley Canada Limited
different from 1(a):
Morgan Stanley Europe SE
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form Dundee Precious Metals Inc.
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this N/A
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 05 June 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making YES- Adriatic Metals plc
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Common
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 1,218,230 0.73 1,041,030 0.62
(2) Cash-settled derivatives: 957,783 0.57 1,210,367 0.72
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
2,176,013 1.3 2,251,397 1.34
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options
Class of relevant security in relation to which subscription right exists: NO
Details, including nature of the rights concerned and relevant percentages: NO
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Common PURCHASE 100 21.8600 CAD
Common PURCHASE 4,200 21.9281 CAD
Common PURCHASE 34,900 21.9331 CAD
Common PURCHASE 20,400 21.9364 CAD
Common PURCHASE 9,700 21.9373 CAD
Common PURCHASE 129 21.9422 CAD
Common PURCHASE 36,000 21.9497 CAD
Common PURCHASE 26,300 21.9564 CAD
Common PURCHASE 1 21.9600 CAD
Common PURCHASE 500 21.9680 CAD
Common PURCHASE 1,200 21.9800 CAD
Common PURCHASE 4,200 22.0476 CAD
Common PURCHASE 2,700 22.1348 CAD
Common SALE 1,700 21.9400 CAD
Common SALE 13,963 21.9419 CAD
Common SALE 31,500 21.9443 CAD
Common SALE 131,900 21.9575 CAD
Common SALE 7,700 21.9600 CAD
Common SALE 20,576 21.9630 CAD
Common SALE 6,841 21.9760 CAD
Common SALE 2,500 22.0664 CAD
Common PURCHASE 1,556 22.0725 CAD
Common SALE 1,556 22.0725 CAD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Common CFD increasing a long position 1,600 21.9400 CAD
Common CFD increasing a long position 31,500 21.9443 CAD
Common CFD increasing a long position 131,900 21.9575 CAD
Common CFD increasing a short position 8,694 21.9217 CAD
Common CFD increasing a short position 34,900 21.9331 CAD
Common CFD increasing a short position 20,400 21.9364 CAD
Common CFD increasing a short position 9,700 21.9373 CAD
Common CFD increasing a short position 106 21.9583 CAD
Common CFD increasing a short position 13,600 21.9590 CAD
Common CFD increasing a short position 1,200 21.9800 CAD
Common CFD increasing a short position 2,700 22.1348 CAD
Common CFD reducing a long position 100 21.8600 CAD
Common CFD reducing a long position 4,200 21.9281 CAD
Common CFD reducing a long position 129 21.9422 CAD
Common CFD reducing a long position 200 21.9500 CAD
Common CFD reducing a long position 26,300 21.9564 CAD
Common CFD reducing a long position 13,600 21.9583 CAD
Common CFD reducing a long position 2,600 21.9600 CAD
Common CFD reducing a long position 300 21.9800 CAD
Common CFD reducing a long position 1,600 22.1900 CAD
Common CFD reducing a short position 100 21.9400 CAD
Common CFD reducing a short position 13,963 21.9419 CAD
Common CFD reducing a short position 7,700 21.9600 CAD
Common CFD reducing a short position 20,576 21.9630 CAD
Common CFD reducing a short position 6,841 21.9760 CAD
Common CFD reducing a short position 2,500 22.0664 CAD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 06 June 2025
Contact name: Craig Horsley
Telephone number*: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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