REG - Morgan Stanley SABMiller PLC - Form 8.5 (EPT/NON-RI) Replacement SABMiller Plc <Origin Href="QuoteRef">MS.N</Origin> <Origin Href="QuoteRef">SAB.L</Origin>
28/09/2015 13:20
For best results when printing this announcement, please click on the link
below:
http://pdf.reuters.com/Regnews/regnews.asp?i=43059c3bf0e37541&u=urn:newsml:reuters.com:20150928:nRSW9577Za
RNS Number : 4049A
Morgan Stanley
28 September 2015
Amendment (Section 3(a))
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR
WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: RMB Morgan Stanley (Pty) Ltd
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree SABMiller Plc
(c) Name of the party to the offer with which exempt principal trader is connected: SABMiller Plc
(d) Date dealing undertaken: 22 SEPTEMBER 2015
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? Yes
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the
offeror or offeree to which the disclosure relates following the dealing (if
any)
Class of relevant security: USD 0.10 ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 70,959 0.00 255,698 0.02
(2) Derivatives (other than options): 166,798 0.01 266,415 0.02
(3) Options and agreements to purchase/sell:
TOTAL: 237,757 0.01 522,113 0.03
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and
other executive options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Securities Purchase/sale Number of securities Price per unit(ZAR)
USD 0.10 ordinary PURCHASE 4,692 735.56
USD 0.10 ordinary PURCHASE 4,592 738.00
USD 0.10 ordinary SALE 2,189 736.41
USD 0.10 ordinary PURCHASE 60 736.50
USD 0.10 ordinary PURCHASE 2,624 736.73
USD 0.10 ordinary PURCHASE 1,000 740.85
USD 0.10 ordinary PURCHASE 613 741.97
USD 0.10 ordinary SALE 1,101 735.42
USD 0.10 ordinary SALE 2,159 735.42
USD 0.10 ordinary SALE 1,092 735.42
USD 0.10 ordinary SALE 648 735.42
USD 0.10 ordinary SALE 2,479 735.58
USD 0.10 ordinary SALE 2,350 736.50
USD 0.10 ordinary PURCHASE 2,189 736.41
USD 0.10 ordinary PURCHASE 4,441 741.00
USD 0.10 ordinary PURCHASE 99 740.41
USD 0.10 ordinary PURCHASE 1,185 742.36
USD 0.10 ordinary PURCHASE 23,474 749.24
USD 0.10 ordinary SALE 1 752.25
USD 0.10 ordinary SALE 770 736.41
USD 0.10 ordinary SALE 1,419 736.41
USD 0.10 ordinary SALE 38 741.00
USD 0.10 ordinary SALE 1,000 741.00
USD 0.10 ordinary SALE 1,000 741.00
USD 0.10 ordinary SALE 959 741.00
USD 0.10 ordinary SALE 766 741.00
USD 0.10 ordinary SALE 234 741.00
USD 0.10 ordinary SALE 113 741.00
USD 0.10 ordinary SALE 328 741.00
USD 0.10 ordinary SALE 3 742.50
USD 0.10 ordinary SALE 137 735.01
USD 0.10 ordinary SALE 729 735.01
USD 0.10 ordinary SALE 260 735.01
USD 0.10 ordinary SALE 16 735.10
USD 0.10 ordinary SALE 60 735.10
USD 0.10 ordinary SALE 29 735.10
USD 0.10 ordinary SALE 125 735.10
USD 0.10 ordinary SALE 17 735.10
USD 0.10 ordinary SALE 109 735.10
USD 0.10 ordinary SALE 239 735.16
USD 0.10 ordinary SALE 221 736.13
USD 0.10 ordinary SALE 225 736.64
USD 0.10 ordinary SALE 218 737.28
USD 0.10 ordinary SALE 94 737.53
USD 0.10 ordinary PURCHASE 401 739.00
USD 0.10 ordinary PURCHASE 199 739.00
USD 0.10 ordinary PURCHASE 367 735.01
USD 0.10 ordinary PURCHASE 3,471 735.01
USD 0.10 ordinary PURCHASE 571 738.00
USD 0.10 ordinary PURCHASE 900 738.00
USD 0.10 ordinary PURCHASE 900 738.00
USD 0.10 ordinary PURCHASE 200 738.00
USD 0.10 ordinary PURCHASE 900 738.00
USD 0.10 ordinary PURCHASE 601 738.00
USD 0.10 ordinary PURCHASE 520 738.00
USD 0.10 ordinary PURCHASE 191 738.02
USD 0.10 ordinary PURCHASE 663 738.02
USD 0.10 ordinary SALE 457 740.09
USD 0.10 ordinary PURCHASE 40 736.50
USD 0.10 ordinary PURCHASE 20 736.50
USD 0.10 ordinary PURCHASE 300 739.10
USD 0.10 ordinary PURCHASE 170 744.40
USD 0.10 ordinary PURCHASE 143 745.10
USD 0.10 ordinary SALE 613 741.97
USD 0.10 ordinary PURCHASE 9 740.97
USD 0.10 ordinary PURCHASE 135 740.97
USD 0.10 ordinary PURCHASE 68 741.21
USD 0.10 ordinary PURCHASE 44 741.62
USD 0.10 ordinary SALE 112 735.62
USD 0.10 ordinary SALE 1 735.62
USD 0.10 ordinary SALE 101 735.66
USD 0.10 ordinary SALE 236 735.67
USD 0.10 ordinary SALE 99 736.27
USD 0.10 ordinary SALE 6 736.27
USD 0.10 ordinary SALE 20 736.27
USD 0.10 ordinary SALE 578 736.88
USD 0.10 ordinary SALE 655 736.88
USD 0.10 ordinary SALE 88 736.89
USD 0.10 ordinary SALE 236 737.01
USD 0.10 ordinary SALE 914 737.01
USD 0.10 ordinary SALE 140 737.56
USD 0.10 ordinary SALE 731 737.56
USD 0.10 ordinary SALE 243 737.56
USD 0.10 ordinary SALE 40 737.87
USD 0.10 ordinary SALE 55 738.09
USD 0.10 ordinary SALE 45 738.09
USD 0.10 ordinary SALE 17 738.09
USD 0.10 ordinary SALE 1,359 738.09
USD 0.10 ordinary SALE 603 738.09
USD 0.10 ordinary SALE 86 738.09
USD 0.10 ordinary SALE 52 740.00
USD 0.10 ordinary PURCHASE 56 740.26
USD 0.10 ordinary PURCHASE 33 740.43
USD 0.10 ordinary PURCHASE 58 740.43
USD 0.10 ordinary PURCHASE 28 740.50
USD 0.10 ordinary PURCHASE 57 740.65
USD 0.10 ordinary PURCHASE 59 740.72
USD 0.10 ordinary PURCHASE 57 740.95
USD 0.10 ordinary PURCHASE 82 740.97
USD 0.10 ordinary PURCHASE 113 741.00
USD 0.10 ordinary PURCHASE 46 741.00
USD 0.10 ordinary PURCHASE 70 741.00
USD 0.10 ordinary PURCHASE 69 741.00
USD 0.10 ordinary PURCHASE 48 741.00
USD 0.10 ordinary PURCHASE 83 741.00
USD 0.10 ordinary PURCHASE 85 741.00
USD 0.10 ordinary PURCHASE 56 741.00
USD 0.10 ordinary PURCHASE 301 735.15
USD 0.10 ordinary PURCHASE 20 735.31
USD 0.10 ordinary PURCHASE 242 736.05
USD 0.10 ordinary PURCHASE 435 736.23
USD 0.10 ordinary PURCHASE 6 736.55
USD 0.10 ordinary PURCHASE 120 737.00
USD 0.10 ordinary PURCHASE 540 737.00
USD 0.10 ordinary PURCHASE 420 737.06
USD 0.10 ordinary PURCHASE 540 737.77
USD 0.10 ordinary SALE 507 735.37
USD 0.10 ordinary SALE 73 735.71
USD 0.10 ordinary SALE 50 735.77
USD 0.10 ordinary SALE 32 735.95
USD 0.10 ordinary SALE 540 736.59
USD 0.10 ordinary SALE 52 736.62
USD 0.10 ordinary SALE 130 736.67
USD 0.10 ordinary SALE 533 736.96
USD 0.10 ordinary SALE 25 737.11
USD 0.10 ordinary SALE 78 737.22
USD 0.10 ordinary SALE 204 737.30
USD 0.10 ordinary SALE 25 737.40
USD 0.10 ordinary SALE 15 737.40
USD 0.10 ordinary SALE 86 737.50
USD 0.10 ordinary SALE 222 735.00
USD 0.10 ordinary SALE 48 735.03
USD 0.10 ordinary SALE 104 735.05
USD 0.10 ordinary SALE 263 735.06
USD 0.10 ordinary SALE 172 735.07
USD 0.10 ordinary SALE 28 735.07
USD 0.10 ordinary SALE 56 735.07
USD 0.10 ordinary SALE 188 735.08
USD 0.10 ordinary SALE 77 735.08
USD 0.10 ordinary SALE 128 735.10
USD 0.10 ordinary SALE 10 735.10
USD 0.10 ordinary SALE 91 735.10
USD 0.10 ordinary SALE 30 735.10
USD 0.10 ordinary SALE 254 735.11
USD 0.10 ordinary SALE 69 735.15
USD 0.10 ordinary SALE 68 735.16
USD 0.10 ordinary SALE 174 735.16
USD 0.10 ordinary SALE 1 735.16
USD 0.10 ordinary SALE 24 735.16
USD 0.10 ordinary SALE 91 735.16
USD 0.10 ordinary SALE 1 735.16
USD 0.10 ordinary SALE 120 735.16
USD 0.10 ordinary SALE 64 735.31
USD 0.10 ordinary SALE 235 735.41
USD 0.10 ordinary SALE 259 735.46
USD 0.10 ordinary SALE 234 735.50
USD 0.10 ordinary SALE 263 735.52
USD 0.10 ordinary SALE 123 735.54
USD 0.10 ordinary SALE 118 735.54
USD 0.10 ordinary SALE 33 735.54
USD 0.10 ordinary SALE 199 735.54
USD 0.10 ordinary SALE 1 735.54
USD 0.10 ordinary SALE 247 735.71
USD 0.10 ordinary SALE 249 735.84
USD 0.10 ordinary SALE 484 736.00
USD 0.10 ordinary SALE 128 736.08
USD 0.10 ordinary SALE 144 736.12
USD 0.10 ordinary PURCHASE 2,479 735.58
USD 0.10 ordinary SALE 4,692 735.56
USD 0.10 ordinary SALE 4,592 738.00
USD 0.10 ordinary PURCHASE 457 740.09
USD 0.10 ordinary SALE 60 736.50
USD 0.10 ordinary SALE 613 741.97
USD 0.10 ordinary PURCHASE 6,417 737.36
USD 0.10 ordinary SALE 256 741.15
USD 0.10 ordinary SALE 1,000 740.85
USD 0.10 ordinary PURCHASE 2,350 736.50
USD 0.10 ordinary SALE 2,624 736.73
USD 0.10 ordinary PURCHASE 1,101 735.42
USD 0.10 ordinary PURCHASE 2,159 735.42
USD 0.10 ordinary PURCHASE 1,092 735.42
USD 0.10 ordinary PURCHASE 648 735.42
USD 0.10 ordinary PURCHASE 600 739.00
USD 0.10 ordinary SALE 613 741.97
USD 0.10 ordinary SALE 600 739.00
USD 0.10 ordinary PURCHASE 613 741.97
USD 0.10 ordinary PURCHASE 2207 740.67
USD 0.10 ordinary PURCHASE 1185 741.49
(b) Derivatives transactions (other than options)
Class of relevant security Product descriptione.g. CFD Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit
USD 0.10 ordinary CFD Long 210 747.14 ZAR
USD 0.10 ordinary CFD Short 300 743.04 ZAR
USD 0.10 ordinary CFD Short 300 743.04 ZAR
USD 0.10 ordinary CFD Short 300 743.04 ZAR
USD 0.10 ordinary CFD Short 300 743.04 ZAR
USD 0.10 ordinary CFD Short 300 743.04 ZAR
USD 0.10 ordinary CFD Short 300 743.04 ZAR
USD 0.10 ordinary CFD Short 300 743.04 ZAR
USD 0.10 ordinary CFD Short 300 743.04 ZAR
USD 0.10 ordinary CFD Short 300 743.04 ZAR
USD 0.10 ordinary CFD Short 300 743.04 ZAR
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Typee.g. American, European etc. Expiry date Option money paid/ received per unit
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercising
Class of relevant security Product descriptione.g. call option Number of securities Exercise price per unit
N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealinge.g. subscription, conversion Details Price per unit (if applicable)
N/A N/A N/A N/A
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 28 SEPTEMBER 2015
Contact name: Craig Horsley
Telephone number: +44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock ExchangeRecent news on Morgan Stanley
See all newsREG - Morgan StanleyEurope - ISM_MSESE_EARLY REDEMPTION_05-03-2026
AnnouncementREG - Morgan Stanley Fin - ISM_MSF_EARLY REDEMPTION_05-03-2026
AnnouncementREG - On the Beach Group Morgan Stanley - Holding(s) in Company
AnnouncementREG - Morgan Stanley & Co. British Land Co PLC - Form 8.5 (EPT/RI) - Replacement of British Land
AnnouncementREG - iShares Physical - Final Terms
Announcement