REG - Morgan Stanley SABMiller PLC - Form 8.5 (EPT/NON-RI) SABMiller Plc <Origin Href="QuoteRef">MS.N</Origin> <Origin Href="QuoteRef">SAB.L</Origin>

Morgan StanleyAnnouncement

23/09/2015 12:00

RNS Number : 9577Z
Morgan Stanley
23 September 2015
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
RMB Morgan Stanley (Pty) Ltd
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
SABMiller Plc
(c) Name of the party to the offer with which exempt principal trader is connected:
SABMiller Plc
(d) Date dealing undertaken:
22 SEPTEMBER 2015
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
USD 0.10 ordinary
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
68,180
0.00
256,311
0.02
(2) Derivatives (other than options):
166,798
0.01
266,415
0.02
(3) Options and agreements to purchase/sell:




 TOTAL:
234,978
0.01
522,726
0.03
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Securities
Purchase/sale
Number of securities
Price per unit
(ZAR)
USD 0.10 ordinary
PURCHASE
4,692
735.56
USD 0.10 ordinary
PURCHASE
4,592
738.00
USD 0.10 ordinary
SALE
2,189
736.41
USD 0.10 ordinary
PURCHASE
60
736.50
USD 0.10 ordinary
PURCHASE
2,624
736.73
USD 0.10 ordinary
PURCHASE
1,000
740.85
USD 0.10 ordinary
PURCHASE
613
741.97
USD 0.10 ordinary
SALE
1,101
735.42
USD 0.10 ordinary
SALE
2,159
735.42
USD 0.10 ordinary
SALE
1,092
735.42
USD 0.10 ordinary
SALE
648
735.42
USD 0.10 ordinary
SALE
2,479
735.58
USD 0.10 ordinary
SALE
2,350
736.50
USD 0.10 ordinary
PURCHASE
2,189
736.41
USD 0.10 ordinary
PURCHASE
4,441
741.00
USD 0.10 ordinary
PURCHASE
99
740.41
USD 0.10 ordinary
PURCHASE
1,185
742.36
USD 0.10 ordinary
PURCHASE
23,474
749.24
USD 0.10 ordinary
SALE
1
752.25
USD 0.10 ordinary
SALE
770
736.41
USD 0.10 ordinary
SALE
1,419
736.41
USD 0.10 ordinary
SALE
38
741.00
USD 0.10 ordinary
SALE
1,000
741.00
USD 0.10 ordinary
SALE
1,000
741.00
USD 0.10 ordinary
SALE
959
741.00
USD 0.10 ordinary
SALE
766
741.00
USD 0.10 ordinary
SALE
234
741.00
USD 0.10 ordinary
SALE
113
741.00
USD 0.10 ordinary
SALE
328
741.00
USD 0.10 ordinary
SALE
3
742.50
USD 0.10 ordinary
SALE
137
735.01
USD 0.10 ordinary
SALE
729
735.01
USD 0.10 ordinary
SALE
260
735.01
USD 0.10 ordinary
SALE
16
735.10
USD 0.10 ordinary
SALE
60
735.10
USD 0.10 ordinary
SALE
29
735.10
USD 0.10 ordinary
SALE
125
735.10
USD 0.10 ordinary
SALE
17
735.10
USD 0.10 ordinary
SALE
109
735.10
USD 0.10 ordinary
SALE
239
735.16
USD 0.10 ordinary
SALE
221
736.13
USD 0.10 ordinary
SALE
225
736.64
USD 0.10 ordinary
SALE
218
737.28
USD 0.10 ordinary
SALE
94
737.53
USD 0.10 ordinary
PURCHASE
401
739.00
USD 0.10 ordinary
PURCHASE
199
739.00
USD 0.10 ordinary
PURCHASE
367
735.01
USD 0.10 ordinary
PURCHASE
3,471
735.01
USD 0.10 ordinary
PURCHASE
571
738.00
USD 0.10 ordinary
PURCHASE
900
738.00
USD 0.10 ordinary
PURCHASE
900
738.00
USD 0.10 ordinary
PURCHASE
200
738.00
USD 0.10 ordinary
PURCHASE
900
738.00
USD 0.10 ordinary
PURCHASE
601
738.00
USD 0.10 ordinary
PURCHASE
520
738.00
USD 0.10 ordinary
PURCHASE
191
738.02
USD 0.10 ordinary
PURCHASE
663
738.02
USD 0.10 ordinary
SALE
457
740.09
USD 0.10 ordinary
PURCHASE
40
736.50
USD 0.10 ordinary
PURCHASE
20
736.50
USD 0.10 ordinary
PURCHASE
300
739.10
USD 0.10 ordinary
PURCHASE
170
744.40
USD 0.10 ordinary
PURCHASE
143
745.10
USD 0.10 ordinary
SALE
613
741.97
USD 0.10 ordinary
PURCHASE
9
740.97
USD 0.10 ordinary
PURCHASE
135
740.97
USD 0.10 ordinary
PURCHASE
68
741.21
USD 0.10 ordinary
PURCHASE
44
741.62
USD 0.10 ordinary
SALE
112
735.62
USD 0.10 ordinary
SALE
1
735.62
USD 0.10 ordinary
SALE
101
735.66
USD 0.10 ordinary
SALE
236
735.67
USD 0.10 ordinary
SALE
99
736.27
USD 0.10 ordinary
SALE
6
736.27
USD 0.10 ordinary
SALE
20
736.27
USD 0.10 ordinary
SALE
578
736.88
USD 0.10 ordinary
SALE
655
736.88
USD 0.10 ordinary
SALE
88
736.89
USD 0.10 ordinary
SALE
236
737.01
USD 0.10 ordinary
SALE
914
737.01
USD 0.10 ordinary
SALE
140
737.56
USD 0.10 ordinary
SALE
731
737.56
USD 0.10 ordinary
SALE
243
737.56
USD 0.10 ordinary
SALE
40
737.87
USD 0.10 ordinary
SALE
55
738.09
USD 0.10 ordinary
SALE
45
738.09
USD 0.10 ordinary
SALE
17
738.09
USD 0.10 ordinary
SALE
1,359
738.09
USD 0.10 ordinary
SALE
603
738.09
USD 0.10 ordinary
SALE
86
738.09
USD 0.10 ordinary
SALE
52
740.00
USD 0.10 ordinary
PURCHASE
56
740.26
USD 0.10 ordinary
PURCHASE
33
740.43
USD 0.10 ordinary
PURCHASE
58
740.43
USD 0.10 ordinary
PURCHASE
28
740.50
USD 0.10 ordinary
PURCHASE
57
740.65
USD 0.10 ordinary
PURCHASE
59
740.72
USD 0.10 ordinary
PURCHASE
57
740.95
USD 0.10 ordinary
PURCHASE
82
740.97
USD 0.10 ordinary
PURCHASE
113
741.00
USD 0.10 ordinary
PURCHASE
46
741.00
USD 0.10 ordinary
PURCHASE
70
741.00
USD 0.10 ordinary
PURCHASE
69
741.00
USD 0.10 ordinary
PURCHASE
48
741.00
USD 0.10 ordinary
PURCHASE
83
741.00
USD 0.10 ordinary
PURCHASE
85
741.00
USD 0.10 ordinary
PURCHASE
56
741.00
USD 0.10 ordinary
PURCHASE
301
735.15
USD 0.10 ordinary
PURCHASE
20
735.31
USD 0.10 ordinary
PURCHASE
242
736.05
USD 0.10 ordinary
PURCHASE
435
736.23
USD 0.10 ordinary
PURCHASE
6
736.55
USD 0.10 ordinary
PURCHASE
120
737.00
USD 0.10 ordinary
PURCHASE
540
737.00
USD 0.10 ordinary
PURCHASE
420
737.06
USD 0.10 ordinary
PURCHASE
540
737.77
USD 0.10 ordinary
SALE
507
735.37
USD 0.10 ordinary
SALE
73
735.71
USD 0.10 ordinary
SALE
50
735.77
USD 0.10 ordinary
SALE
32
735.95
USD 0.10 ordinary
SALE
540
736.59
USD 0.10 ordinary
SALE
52
736.62
USD 0.10 ordinary
SALE
130
736.67
USD 0.10 ordinary
SALE
533
736.96
USD 0.10 ordinary
SALE
25
737.11
USD 0.10 ordinary
SALE
78
737.22
USD 0.10 ordinary
SALE
204
737.30
USD 0.10 ordinary
SALE
25
737.40
USD 0.10 ordinary
SALE
15
737.40
USD 0.10 ordinary
SALE
86
737.50
USD 0.10 ordinary
SALE
222
735.00
USD 0.10 ordinary
SALE
48
735.03
USD 0.10 ordinary
SALE
104
735.05
USD 0.10 ordinary
SALE
263
735.06
USD 0.10 ordinary
SALE
172
735.07
USD 0.10 ordinary
SALE
28
735.07
USD 0.10 ordinary
SALE
56
735.07
USD 0.10 ordinary
SALE
188
735.08
USD 0.10 ordinary
SALE
77
735.08
USD 0.10 ordinary
SALE
128
735.10
USD 0.10 ordinary
SALE
10
735.10
USD 0.10 ordinary
SALE
91
735.10
USD 0.10 ordinary
SALE
30
735.10
USD 0.10 ordinary
SALE
254
735.11
USD 0.10 ordinary
SALE
69
735.15
USD 0.10 ordinary
SALE
68
735.16
USD 0.10 ordinary
SALE
174
735.16
USD 0.10 ordinary
SALE
1
735.16
USD 0.10 ordinary
SALE
24
735.16
USD 0.10 ordinary
SALE
91
735.16
USD 0.10 ordinary
SALE
1
735.16
USD 0.10 ordinary
SALE
120
735.16
USD 0.10 ordinary
SALE
64
735.31
USD 0.10 ordinary
SALE
235
735.41
USD 0.10 ordinary
SALE
259
735.46
USD 0.10 ordinary
SALE
234
735.50
USD 0.10 ordinary
SALE
263
735.52
USD 0.10 ordinary
SALE
123
735.54
USD 0.10 ordinary
SALE
118
735.54
USD 0.10 ordinary
SALE
33
735.54
USD 0.10 ordinary
SALE
199
735.54
USD 0.10 ordinary
SALE
1
735.54
USD 0.10 ordinary
SALE
247
735.71
USD 0.10 ordinary
SALE
249
735.84
USD 0.10 ordinary
SALE
484
736.00
USD 0.10 ordinary
SALE
128
736.08
USD 0.10 ordinary
SALE
144
736.12
USD 0.10 ordinary
PURCHASE
2,479
735.58
USD 0.10 ordinary
SALE
4,692
735.56
USD 0.10 ordinary
SALE
4,592
738.00
USD 0.10 ordinary
PURCHASE
457
740.09
USD 0.10 ordinary
SALE
60
736.50
USD 0.10 ordinary
SALE
613
741.97
USD 0.10 ordinary
PURCHASE
6,417
737.36
USD 0.10 ordinary
SALE
256
741.15
USD 0.10 ordinary
SALE
1,000
740.85
USD 0.10 ordinary
PURCHASE
2,350
736.50
USD 0.10 ordinary
SALE
2,624
736.73
USD 0.10 ordinary
PURCHASE
1,101
735.42
USD 0.10 ordinary
PURCHASE
2,159
735.42
USD 0.10 ordinary
PURCHASE
1,092
735.42
USD 0.10 ordinary
PURCHASE
648
735.42
 
(b) Derivatives transactions (other than options)
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
USD 0.10 ordinary
CFD
Long
210
747.14 ZAR
USD 0.10 ordinary
CFD
Short
300
743.04 ZAR
USD 0.10 ordinary
CFD
Short
300
743.04 ZAR
USD 0.10 ordinary
CFD
Short
300
743.04 ZAR
USD 0.10 ordinary
CFD
Short
300
743.04 ZAR
USD 0.10 ordinary
CFD
Short
300
743.04 ZAR
USD 0.10 ordinary
CFD
Short
300
743.04 ZAR
USD 0.10 ordinary
CFD
Short
300
743.04 ZAR
USD 0.10 ordinary
CFD
Short
300
743.04 ZAR
USD 0.10 ordinary
CFD
Short
300
743.04 ZAR
USD 0.10 ordinary
CFD
Short
300
743.04 ZAR
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
(ii) Exercising
Class of relevant security
Product description
e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
NO
Date of disclosure:
23 SEPTEMBER 2015
Contact name:
Craig Horsley
Telephone number:
+44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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