REG - Nanoco Group PLC Goldman Sachs Group. - Notification of Major Interest in Shares <Origin Href="QuoteRef">GS.N</Origin> <Origin Href="QuoteRef">NANON.L</Origin>
RNS Number : 5148RNanoco Group PLC12 December 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:Nanoco Group PLC
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
X
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the
notification obligation:The Goldman Sachs Group, Inc.
4. Full name of shareholder(s)
(if different from 3.):Goldman, Sachs & Co.
5. Date of the transaction and date on
which the threshold is crossed or
reached:08 December 2015
6. Date on which issuer notified:
09 December 2016
7. Threshold(s) that is/are crossed or
reached:Below 4%
8. Notified details:
A: Voting rights attached to shares
Class/type of
shares
if possible using
the ISIN CODESituation previous
to the triggering
transactionResulting situation after the triggering transaction
Number
of
SharesNumber
of
Voting
RightsNumber
of sharesNumber of voting
rights% of voting rights
Direct
Direct
Indirect
Direct
Indirect
GB00B01JLR99
0
0
1,300,000
0.55%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrumentExpiration
dateExercise/
Conversion PeriodNumber of voting
rights that may be
acquired if the
instrument is
exercised/ converted.% of voting
rightsStock Loan (Physical)
Open
7,744,625
3.27%
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrumentExercise price
Expiration date
Exercise/
Conversion periodNumber of voting rights instrument refers to
% of voting rights
Nominal
Delta
Total (A+B+C)
Number of voting rights
Percentage of voting rights
9,044,625
3.82%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:-----------------The Goldman Sachs Group, Inc.; 9,044,625 shares; 3.82%
The Goldman, Sachs & Co. L.L.C. (Controlled by The Goldman Sachs Group, Inc.); 9,044,625 shares; 3.82%
Goldman, Sachs & Co. (Controlled by Goldman, Sachs & Co. L.L.C.); 9,044,625 shares; 3.82%
Proxy Voting:
10. Name of the proxy holder:
N/A
11. Number of voting rights proxy holder will cease
to hold:N/A
12. Date on which proxy holder will cease to hold
voting rights:N/A
13. Additional information:This is a correction to a previously filed disclosure for trade date 8th December 2015. The reason for the amendment is due to an internal system change to remove non-reportable activity which we have identified as being inadvertently included in our disclosure calculation for this issuer. After removal of this activity the correct disclosable position remains above the 3% threshold.
Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.
General email contact:
14. Contact name:
Joanna Foley
15. Contact telephone number:
+44 207 051 9996
This information is provided by RNSThe company news service from the London Stock ExchangeENDHOLDDBDDUGBBGLB
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