REG - Nat.Australia Bank - Director/PDMR Shareholding

National Australia BankAnnouncement

01/06/2021 10:10

RNS Number : 4003A
  
National Australia Bank Ld
  
01 June 2021
  
 

Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
 
Appendix 3Y
 
Change of Director's Interest Notice
 
Information or documents not available now must be given to ASX as soon as possible.  Information and documents given to ASX becomes ASX's property and may be made public.
 
Name of Entity             NATIONAL AUSTRALIA BANK LIMITED
ABN                                         12 004 044 937
 
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the Director for the purposes of section 205G of the Corporations Act.
 
Name of Director                      Peeyush Kumar GUPTA
Date of last notice                    7 December 2020
 
Part 1 - Change of Director's relevant interest in securities 
Note: In the case of a trust, this includes interests in the trust made available by the responsibility entity of the trust.
 



Direct or indirect interest


As shown
 




Nature of indirect interest
(including registered holder
Note: provide details of the circumstances giving rise to the relevant interest


As shown




Date of change


31 May 2021
 




No. of securities held prior to change
Nature of interest and name of holder:
Direct interest
Anisam Pty Ltd
<Gupta 2002 A/C>


9,571 ordinary shares fully paid in the share capital of National Australia Bank Limited
Relevant interests in Managed Investment Schemes made available by a related body corporate of National Australia Bank Limited:
·    600,000 units with a value of $718,680 as at 1 June 2020 (MLC Private Equity Co-Investment Fund I)
·    578,438.86 units with a value of $563,736.14 as at 1 June 2020 (MLC PIC Wholesale Inflation Plus - Assertive Portfolio Fund)
·    700,000 units with a value of $700,000 (MLC Private Equity Co-Investment Fund II)
·    800,000 units with a value of $800,000 (MLC Private Equity Co-Investment Fund III)
 




Class


N/A
 




Number of units acquired


N/A
 




Number of units no longer classified as relevant interests


·    600,000 units (MLC Private Equity Co-Investment Fund I)*
·    578,438.86 units (MLC PIC Wholesale Inflation Plus - Assertive Portfolio Fund)**
·    700,000 units (MLC Private Equity Co-Investment Fund II)***
·    800,000 units (MLC Private Equity Co-Investment Fund III)****
 




Number exercised


N/A
 




Value/consideration
Note: If consideration is non-cash, provide details and estimated valuation


*$457,320.00 as at 30 April 2021
**$576,130.89 as at 30 April 2021
***$647,140.00 as at 30 April 2021
****$77,680.00 as at 30 April 2021[1]
 




No. of securities held after change
Nature of interest and name of holder:
Direct interest
Anisam Pty Ltd
<Gupta 2002 A/C>


9,571 ordinary shares fully paid in the share capital of National Australia Bank Limited




Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back


Due to NAB's sale of its MLC Wealth business to IOOF Holdings Ltd on 31 May 2021, these investments in MLC managed funds are no longer classified as relevant interests for the purpose of these disclosures.



 
Part 2 - Change of Director's interest in contracts
Note: In the case of a Company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
 



Detail of contract


N/A




Nature of interest
 


N/A



 



Name of registered holder
(if issued securities)


N/A




Date of change








No. and class of securities to which interest related prior to change
Note: Detail are only required for a contract in relation to which the interest has changed


N/A




Interest acquired


N/A




Interest disposed


N/A




Value/consideration
Note: If consideration is non-cash, provide details and an estimate valuation


N/A




Interest after change


N/A



 




Part 3 - +Closed period
 



Were the interests in the securities or contracts detailed above traded during a 
+closed period where prior written clearance was required?


NO




If so, was prior written clearance provided to allow the trade to proceed during this period?


N/A




If prior written clearance was provided, on what date was this provided?


N/A



 
 
……………………………
Louise Thomson
Group Company Secretary
1 June 2021
 





[1] Value of commitment $800k, 10% of capital called
 


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