REG - National Grid PLC National Grid - NGPF National Grid - NGPN Goldman Sachs Group. - Holding(s) in Company
05/06/2024 16:45
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20240605:nRSE2882Ra&default-theme=true
RNS Number : 2882R National Grid PLC 05 June 2024
5 June 2024
National Grid plc ('National Grid' or 'Company')
Notification of Major Interest in National Grid Ordinary Shares
National Grid has received a notification on Form TR-1 from The Goldman Sachs
Group, Inc. that its total interest in National Grid voting ordinary shares is
as shown below.
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BDR05C01
Issuer Name
NATIONAL GRID PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An acquisition or disposal of
financial instruments
3. Details of person subject to the notification obligation
Name
The Goldman Sachs Group, Inc.
City of registered office (if applicable)
Wilmington, Delaware
Country of registered office (if applicable)
USA
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the
notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
29-May-2024
6. Date on which Issuer notified
04-Jun-2024
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B) Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached 2.032675 1.724757 3.757432 139834521
Position of previous notification (if applicable) 2.852602 0.014405 2.867007
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) Number of direct voting rights (DTR5.1) Number of indirect voting rights (DTR5.2.1) % of direct voting rights (DTR5.1) % of indirect voting rights (DTR5.2.1)
GB00BDR05C01 69567752 1.869327
US6362744095 6079048 0.163348
Sub Total 8.A 75646800 2.032675%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument Expiration date Exercise/conversion period Number of voting rights that may be acquired if the instrument is % of voting rights
exercised/converted
Securities lending Open 32625500 0.876667
Sub Total 8.B1 32625500 0.876667%
8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))
Type of financial instrument Expiration date Exercise/conversion period Physical or cash settlement Number of voting rights % of voting rights
Future 21-Jun-2024 Cash 20620090 0.554074
Future 21-Jun-2024 Cash 5277668 0.141814
Future 19-Dec-2025 Cash 1662983 0.044685
Future 20-Dec-2024 Cash 1351602 0.036318
Future 18-Dec-2026 Cash 879437 0.023631
Future 21-Jun-2024 Cash 263773 0.007088
Swap 23-Aug-2024 Cash 131899 0.003544
Future 21-Jun-2024 Cash 115820 0.003112
Future 21-Jun-2024 Cash 113385 0.003047
Swap 23-May-2034 Cash 112698 0.003028
Future 21-Jun-2024 Cash 98150 0.002637
Future 18-Dec-2026 Cash 78874 0.002119
Swap 23-May-2034 Cash 75181 0.002020
Future 21-Jun-2024 Cash 52331 0.001406
Future 21-Jun-2024 Cash 44519 0.001196
Future 21-Jun-2024 Cash 41163 0.001106
Future 21-Jun-2024 Cash 34824 0.000936
Future 21-Jun-2024 Cash 30546 0.000821
Future 21-Jun-2024 Cash 30527 0.000820
Future 21-Jun-2024 Cash 27038 0.000727
Future 21-Jun-2024 Cash 26166 0.000703
Future 21-Jun-2024 Cash 26003 0.000699
Future 21-Jun-2024 Cash 23947 0.000643
Future 21-Jun-2024 Cash 22694 0.000610
Swap 10-Apr-2034 Cash 21352 0.000574
Call Warrant 31-Dec-2030 Cash 16285 0.000438
Future 21-Jun-2024 Cash 15699 0.000422
Swap 10-Apr-2034 Cash 14256 0.000383
Call Option 20-Dec-2024 Cash 13504 0.000363
Future 21-Jun-2024 Cash 13083 0.000352
Future 21-Jun-2024 Cash 11739 0.000315
Call Option 17-Jan-2025 Cash 10877 0.000292
Call Option 20-Dec-2024 Cash 10668 0.000287
Call Option 20-Dec-2024 Cash 9924 0.000267
Future 21-Jun-2024 Cash 9234 0.000248
Call Warrant 31-Dec-2030 Cash 8715 0.000234
Call Option 19-Dec-2025 Cash 8693 0.000234
Call Option 07-Jun-2024 Cash 8134 0.000219
Call Option 21-Jun-2024 Cash 7912 0.000213
Put Option 20-Dec-2024 Cash 7672 0.000206
Future 21-Jun-2024 Cash 7669 0.000206
Call Option 19-Dec-2025 Cash 7458 0.000200
Future 21-Jun-2024 Cash 6978 0.000188
Call Option 21-Jun-2024 Cash 6389 0.000172
Call Option 20-Dec-2024 Cash 6313 0.000170
Future 21-Jun-2024 Cash 5634 0.000151
Call Option 20-Dec-2024 Cash 5363 0.000144
Call Option 17-Jan-2025 Cash 5319 0.000143
Future 21-Jun-2024 Cash 5165 0.000139
Call Option 15-Dec-2028 Cash 4988 0.000134
Call Option 20-Dec-2024 Cash 4978 0.000134
Call Option 15-Dec-2028 Cash 4968 0.000133
Put Option 20-Dec-2024 Cash 4743 0.000127
Call Warrant 31-Dec-2030 Cash 4311 0.000116
Call Option 20-Dec-2030 Cash 4302 0.000116
Future 21-Jun-2024 Cash 3913 0.000105
Call Option 21-Jun-2024 Cash 3864 0.000104
Call Option 20-Dec-2024 Cash 3343 0.000090
Future 21-Jun-2024 Cash 3287 0.000088
Put Option 19-Dec-2025 Cash 3239 0.000087
Call Option 21-Jun-2024 Cash 3162 0.000085
Put Option 17-Dec-2027 Cash 3127 0.000084
Put Option 20-Dec-2024 Cash 3055 0.000082
Put Option 16-Jun-2028 Cash 3053 0.000082
Call Option 20-Dec-2024 Cash 2971 0.000080
Call Option 28-Jun-2024 Cash 2876 0.000077
Put Option 23-Jan-2026 Cash 2670 0.000072
Future 21-Jun-2024 Cash 2617 0.000070
Call Option 21-Feb-2025 Cash 2588 0.000070
Call Option 19-Dec-2025 Cash 2485 0.000067
Call Option 21-Jun-2024 Cash 2435 0.000065
Call Option 17-Dec-2027 Cash 2397 0.000064
Future 21-Jun-2024 Cash 2350 0.000063
Call Option 17-Apr-2025 Cash 2279 0.000061
Call Option 19-Dec-2025 Cash 2148 0.000058
Call Option 17-Dec-2027 Cash 2094 0.000056
Call Warrant 31-Dec-2030 Cash 2000 0.000054
Call Option 15-Dec-2028 Cash 1953 0.000052
Call Option 21-Jun-2024 Cash 1911 0.000051
Call Option 16-May-2025 Cash 1880 0.000051
Future 21-Jun-2024 Cash 1878 0.000050
Put Option 19-Dec-2025 Cash 1866 0.000050
Call Option 22-May-2026 Cash 1848 0.000050
Put Option 18-Jun-2027 Cash 1837 0.000049
Call Option 21-Jun-2024 Cash 1806 0.000049
Call Option 01-Apr-2026 Cash 1769 0.000048
Call Option 22-May-2028 Cash 1734 0.000047
Put Option 20-Dec-2024 Cash 1731 0.000047
Call Option 20-Dec-2024 Cash 1684 0.000045
Call Option 15-Dec-2028 Cash 1663 0.000045
Call Option 20-Jul-2026 Cash 1624 0.000044
Call Option 20-Dec-2024 Cash 1615 0.000043
Call Option 04-Mar-2025 Cash 1546 0.000042
Put Option 21-Jun-2024 Cash 1534 0.000041
Put Option 21-Jun-2024 Cash 1423 0.000038
Call Option 20-Dec-2030 Cash 1417 0.000038
Call Option 17-Dec-2032 Cash 1380 0.000037
Put Option 20-Jun-2025 Cash 1327 0.000036
Call Option 18-Dec-2026 Cash 1308 0.000035
Put Option 15-Dec-2028 Cash 1270 0.000034
Put Option 15-Dec-2028 Cash 1264 0.000034
Call Option 10-Sep-2026 Cash 1197 0.000032
Put Option 17-Nov-2025 Cash 1155 0.000031
Put Option 17-Nov-2025 Cash 1155 0.000031
Put Option 19-Dec-2025 Cash 1153 0.000031
Put Option 21-Mar-2025 Cash 1143 0.000031
Put Option 20-Dec-2024 Cash 1140 0.000031
Put Option 19-Dec-2025 Cash 1082 0.000029
Put Option 19-Dec-2025 Cash 1046 0.000028
Call Option 17-Jan-2025 Cash 1040 0.000028
Call Option 19-Sep-2025 Cash 1037 0.000028
Call Option 19-Dec-2025 Cash 1020 0.000027
Put Option 19-Dec-2025 Cash 995 0.000027
Put Option 20-Dec-2024 Cash 981 0.000026
Put Option 15-Dec-2028 Cash 918 0.000025
Call Option 22-Feb-2027 Cash 911 0.000024
Put Option 20-Jun-2025 Cash 890 0.000024
Put Option 15-Nov-2024 Cash 886 0.000024
Put Option 21-Jun-2024 Cash 869 0.000023
Put Option 20-Sep-2024 Cash 846 0.000023
Call Option 30-Apr-2029 Cash 832 0.000022
Future 21-Jun-2024 Cash 783 0.000021
Put Option 21-Jun-2024 Cash 728 0.000020
Call Option 26-Oct-2026 Cash 727 0.000020
Put Option 03-Feb-2027 Cash 622 0.000017
Put Option 21-Jun-2024 Cash 615 0.000017
Call Option 19-Dec-2025 Cash 602 0.000016
Put Option 20-Jun-2025 Cash 596 0.000016
Put Option 19-Dec-2025 Cash 594 0.000016
Put Option 18-Oct-2024 Cash 589 0.000016
Put Option 20-Dec-2030 Cash 569 0.000015
Forward 21-Jun-2024 Cash 540 0.000015
Put Option 20-Dec-2024 Cash 538 0.000014
Put Option 19-Sep-2025 Cash 499 0.000013
Put Option 14-Jul-2027 Cash 494 0.000013
Call Option 08-Apr-2025 Cash 489 0.000013
Call Option 20-Dec-2030 Cash 459 0.000012
Put Option 20-Dec-2024 Cash 455 0.000012
Call Option 12-Jul-2024 Cash 429 0.000012
Put Option 13-Jan-2028 Cash 426 0.000011
Call Option 06-Jun-2024 Cash 401 0.000011
Put Option 21-Jun-2024 Cash 392 0.000011
Put Option 15-Dec-2028 Cash 387 0.000010
Call Option 10-Jan-2029 Cash 352 0.000009
Put Option 20-Mar-2026 Cash 341 0.000009
Put Option 25-Jun-2026 Cash 340 0.000009
Call Option 28-Jun-2028 Cash 324 0.000009
Call Option 20-Jul-2026 Cash 297 0.000008
Call Option 06-Jun-2024 Cash 294 0.000008
Call Option 12-May-2025 Cash 288 0.000008
Put Option 21-Jun-2024 Cash 275 0.000007
Call Option 22-Feb-2027 Cash 274 0.000007
Call Option 06-Jun-2024 Cash 259 0.000007
Put Option 13-Jan-2027 Cash 257 0.000007
Put Option 17-Dec-2027 Cash 251 0.000007
Put Option 17-Sep-2027 Cash 248 0.000007
Put Option 18-Jun-2027 Cash 241 0.000006
Put Option 19-Mar-2027 Cash 232 0.000006
Put Option 20-Dec-2024 Cash 232 0.000006
Call Option 12-Mar-2029 Cash 230 0.000006
Put Option 21-Jun-2024 Cash 229 0.000006
Put Option 19-Dec-2025 Cash 227 0.000006
Call Option 13-Jun-2029 Cash 222 0.000006
Put Option 21-Mar-2025 Cash 221 0.000006
Forward 21-Jun-2024 Cash 216 0.000006
Call Option 30-Jun-2028 Cash 214 0.000006
Call Option 28-Jun-2028 Cash 212 0.000006
Forward 21-Jun-2024 Cash 203 0.000005
Forward 21-Jun-2024 Cash 194 0.000005
Forward 21-Jun-2024 Cash 186 0.000005
Put Option 08-Apr-2025 Cash 180 0.000005
Put Option 20-Dec-2030 Cash 180 0.000005
Forward 21-Jun-2024 Cash 177 0.000005
Call Option 28-Mar-2025 Cash 177 0.000005
Call Option 02-Nov-2027 Cash 176 0.000005
Put Option 18-Dec-2026 Cash 174 0.000005
Put Option 18-Sep-2026 Cash 169 0.000005
Forward 21-Jun-2024 Cash 169 0.000005
Put Option 19-Jun-2026 Cash 160 0.000004
Future 21-Jun-2024 Cash 157 0.000004
Future 21-Jun-2024 Cash 157 0.000004
Forward 21-Jun-2024 Cash 156 0.000004
Call Option 13-Jun-2029 Cash 156 0.000004
Call Option 21-Jun-2024 Cash 151 0.000004
Forward 21-Jun-2024 Cash 151 0.000004
Put Option 11-Mar-2025 Cash 148 0.000004
Put Option 20-Dec-2024 Cash 148 0.000004
Put Option 20-Mar-2026 Cash 148 0.000004
Call Option 31-Jul-2028 Cash 141 0.000004
Forward 21-Jun-2024 Cash 134 0.000004
Forward 21-Jun-2024 Cash 130 0.000003
Forward 21-Jun-2024 Cash 125 0.000003
Call Option 28-Mar-2025 Cash 124 0.000003
Forward 21-Jun-2024 Cash 121 0.000003
Forward 21-Jun-2024 Cash 121 0.000003
Forward 21-Jun-2024 Cash 121 0.000003
Forward 21-Jun-2024 Cash 117 0.000003
Put Option 21-Jun-2024 Cash 115 0.000003
Put Option 19-Dec-2025 Cash 114 0.000003
Call Option 10-Mar-2028 Cash 113 0.000003
Call Option 02-Nov-2028 Cash 113 0.000003
Forward 21-Jun-2024 Cash 112 0.000003
Put Option 15-Dec-2028 Cash 111 0.000003
Forward 21-Jun-2024 Cash 108 0.000003
Forward 21-Jun-2024 Cash 108 0.000003
Forward 21-Jun-2024 Cash 108 0.000003
Forward 21-Jun-2024 Cash 99 0.000003
Put Option 19-Sep-2025 Cash 98 0.000003
Forward 21-Jun-2024 Cash 95 0.000003
Forward 21-Jun-2024 Cash 91 0.000002
Put Option 17-Dec-2027 Cash 90 0.000002
Put Option 20-Dec-2030 Cash 89 0.000002
Put Option 17-Sep-2027 Cash 88 0.000002
Put Option 20-Dec-2024 Cash 86 0.000002
Forward 21-Jun-2024 Cash 86 0.000002
Forward 21-Jun-2024 Cash 86 0.000002
Put Option 18-Jun-2027 Cash 84 0.000002
Call Option 20-Apr-2028 Cash 83 0.000002
Put Option 20-Dec-2030 Cash 83 0.000002
Forward 21-Jun-2024 Cash 82 0.000002
Put Option 20-Dec-2030 Cash 80 0.000002
Put Option 19-Dec-2025 Cash 80 0.000002
Put Option 19-Mar-2027 Cash 80 0.000002
Call Option 02-Nov-2027 Cash 79 0.000002
Put Option 20-Jun-2025 Cash 78 0.000002
Put Option 21-Jun-2024 Cash 77 0.000002
Put Option 08-Oct-2024 Cash 76 0.000002
Put Option 20-Dec-2024 Cash 74 0.000002
Put Option 18-Dec-2026 Cash 72 0.000002
Put Option 18-Sep-2026 Cash 69 0.000002
Put Option 20-Dec-2024 Cash 68 0.000002
Put Option 20-Sep-2024 Cash 67 0.000002
Put Option 19-Dec-2025 Cash 67 0.000002
Put Option 19-Jun-2026 Cash 64 0.000002
Put Option 21-Jun-2024 Cash 64 0.000002
Put Option 19-Sep-2025 Cash 60 0.000002
Put Option 20-Mar-2026 Cash 58 0.000002
Put Option 21-Mar-2025 Cash 57 0.000002
Call Option 10-Jan-2028 Cash 53 0.000001
Put Option 10-Sep-2024 Cash 52 0.000001
Put Option 20-Jun-2025 Cash 50 0.000001
Put Option 21-Jun-2024 Cash 47 0.000001
Put Option 19-Dec-2025 Cash 43 0.000001
Call Option 31-Jul-2028 Cash 42 0.000001
Call Option 21-Jun-2024 Cash 40 0.000001
Put Option 20-Dec-2024 Cash 38 0.000001
Put Option 21-Mar-2025 Cash 38 0.000001
Put Option 20-Dec-2024 Cash 33 0.000001
Put Option 21-Jun-2024 Cash 28 0.000001
Call Option 11-Mar-2027 Cash 25 0.000001
Call Option 28-Mar-2025 Cash 25 0.000001
Put Option 20-Dec-2024 Cash 22 0.000001
Put Option 20-Sep-2024 Cash 17 0.000000
Put Option 20-Dec-2024 Cash 16 0.000000
Put Option 20-Sep-2024 Cash 11 0.000000
Put Option 11-Feb-2025 Cash 11 0.000000
Put Option 14-Jan-2025 Cash 11 0.000000
Call Option 21-Jun-2024 Cash 9 0.000000
Put Option 12-Dec-2024 Cash 9 0.000000
Call Option 02-Nov-2028 Cash 8 0.000000
Put Option 21-Jun-2024 Cash 8 0.000000
Put Option 20-Sep-2024 Cash 8 0.000000
Put Option 08-Oct-2024 Cash 7 0.000000
Put Option 12-Nov-2024 Cash 6 0.000000
Call Option 28-Mar-2025 Cash 6 0.000000
Put Option 10-Sep-2024 Cash 5 0.000000
Call Option 14-Jun-2024 Cash 4 0.000000
Put Option 06-Jun-2024 Cash 3 0.000000
Put Option 21-Jun-2024 Cash 3 0.000000
Put Option 13-Aug-2024 Cash 2 0.000000
Put Option 21-Jun-2024 Cash 2 0.000000
Put Option 21-Jun-2024 Cash 2 0.000000
Put Option 21-Jun-2024 Cash 1 0.000000
Call Option 07-Jun-2024 Cash 1 0.000000
Put Option 09-Jul-2024 Cash 1 0.000000
Put Option 21-Jun-2024 Cash 1 0.000000
Sub Total 8.B2 31562221 0.848090%
9. Information in relation to the person subject to the notification
obligation
2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)
Ultimate controlling person Name of controlled undertaking % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1) Goldman Sachs (UK) L.L.C.
The Goldman Sachs Group, Inc. (Chain 1) Goldman Sachs Group UK Limited
The Goldman Sachs Group, Inc. (Chain 1) Goldman Sachs International
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2) GSAM Holdings LLC
The Goldman Sachs Group, Inc. (Chain 2) Goldman Sachs Asset Management Holdings LLC
The Goldman Sachs Group, Inc. (Chain 2) Goldman Sachs Asset Management UK Holdings I Ltd
The Goldman Sachs Group, Inc. (Chain 2) Goldman Sachs Asset Management UK Holdings II Ltd
The Goldman Sachs Group, Inc. (Chain 2) Goldman Sachs Asset Management Holdings I B.V. / Goldman Sachs Asset
Management Holdings II B.V.
The Goldman Sachs Group, Inc. (Chain 2) Goldman Sachs Asset Management Holdings B.V.
The Goldman Sachs Group, Inc. (Chain 3)
The Goldman Sachs Group, Inc. (Chain 3) Goldman Sachs Bank USA
The Goldman Sachs Group, Inc. (Chain 3) Goldman Sachs Bank Europe SE
The Goldman Sachs Group, Inc. (Chain 4)
The Goldman Sachs Group, Inc. (Chain 4) Goldman Sachs & Co. LLC
The Goldman Sachs Group, Inc. (Chain 5)
The Goldman Sachs Group, Inc. (Chain 5) GSAM Holdings LLC
The Goldman Sachs Group, Inc. (Chain 5) Goldman Sachs Asset Management, L.P.
The Goldman Sachs Group, Inc. (Chain 6)
The Goldman Sachs Group, Inc. (Chain 6) Folio Financial, Inc.
The Goldman Sachs Group, Inc. (Chain 6) Folio Investments Inc.
The Goldman Sachs Group, Inc. (Chain 7)
The Goldman Sachs Group, Inc. (Chain 7) Goldman Sachs (UK) L.L.C.
The Goldman Sachs Group, Inc. (Chain 7) Goldman Sachs Group UK Limited
The Goldman Sachs Group, Inc. (Chain 7) Goldman Sachs International Bank
The Goldman Sachs Group, Inc. (Chain 8)
The Goldman Sachs Group, Inc. (Chain 8) The Goldman Sachs Trust Company, National Association
The Goldman Sachs Group, Inc. (Chain 8) The Goldman Sachs Trust Company of Delaware
The Goldman Sachs Group, Inc. (Chain 9)
The Goldman Sachs Group, Inc. (Chain 9) GSAM Holdings LLC
The Goldman Sachs Group, Inc. (Chain 9) Goldman Sachs Asset Management, L.P.
The Goldman Sachs Group, Inc. (Chain 9) Goldman Sachs Asset Management International Holdings L.L.C.
The Goldman Sachs Group, Inc. (Chain 9) Goldman Sachs Asset Management Co., Ltd.
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Please note, the total amount of voting rights have been rounded to 6 decimal
places therefore there is a possibility of a rounding error.
General email contact:
gs-regops-emea-position-enquiries@gs.com
(mailto:gs-regops-emea-position-enquiries@gs.com)
12. Date of Completion
04-Jun-2024
13. Place Of Completion
Warsaw
This notice is in compliance with National Grid's obligations under the
Disclosure and Transparency Rules.
Pritti Patel
Deputy Company Secretary and General Counsel, Corporate
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END HOLUPUAWQUPCGAARecent news on National Grid
See all newsREG - National Grid PLC - Director/PDMR Shareholding
AnnouncementREG - National Grid PLC - Director/PDMR Shareholding
AnnouncementREG - National Grid PLC - Total Voting Rights
AnnouncementREG - National Grid PLC - Ofgem’s Draft Determination for RIIO-ET3
AnnouncementREG - National Grid PLC - Director/PDMR Shareholding
Announcement