REG - Charles Stanley & Co Niox Group PLC - Form 8.3 - Niox Group plc

NioxAnnouncement

28/03/2025 15:45

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RNS Number : 7608C  Charles Stanley & Co. Ltd.  28 March 2025

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.           KEY INFORMATION

 (a) Full name of discloser:                                                    Stockinvest Limited
 (b) Owner or controller of interests and short positions disclosed, if         David & Gillian Ingram
 different from 1(a): The naming of nominee or vehicle companies is
 insufficient. For a trust, the trustee(s), settlor and beneficiaries must be
 named.
 (c) Name of offeror/offeree in relation to whose                               Niox Group PLC

 relevant securities this form relates:

 Use a separate form for each offeror/offeree
 (d) If an exempt fund manager connected with an offeror/offeree, state this    N/A
 and specify identity of offeror/offeree:
 (e) Date position held/dealing undertaken:                                     26/03/2025

 For an opening position disclosure, state the latest

 practicable date prior to the disclosure
 (f)  In addition to the company in 1(c) above, is the discloser making         N/A
 disclosures in respect of any other party to the offer?

 If it is a cash offer or possible cash offer, state "N/A"

 

2.           POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

(a)          Interests and short positions in the relevant securities
of the offeror or offeree to which the disclosure relates following the
dealing (if any)

 Class of relevant security:                                          0.08p ordinary share
                                                                      Interests          Short positions
                                                                      Number     %       Number    %
 (1) Relevant securities owned and/or controlled:                     5,662,722  1.42
 (2) Cash-settled derivatives:
 (3) Stock-settled derivatives (including options) and agreements to
 purchase/sell:
 TOTAL:                                                               5,662,722  1.42

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors'
and other employee options)

 Class of relevant security in relation to which subscription right exists:
 Details, including nature of the rights concerned and relevant percentages:

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)      Purchases and sales

 Class of relevant  Purchase/sale  Number of    Price per unit

security
securities

 

(b)      Cash-settled derivative transactions

 Class of   Product       Nature of dealing        Number of    Price per

relevant
description

reference
unit

security  e.g. CFD      e.g. opening/closing a
securities

long/short position,

                          increasing/reducing a

long/short position

 

(c)      Stock-settled derivative transactions (including options)

(i)       Writing, selling, purchasing or varying

 Class      Product       Writing, purchasing,    Number                                  Exercise   Type        Expiry date  Option

of
description

price     e.g.
money

relevant  e.g. call     selling, varying etc.   of securities to which option relates
per unit
American,
paid/

security
option
European
received

per unit
                                                                                                     etc.

 

(ii)      Exercise

 Class of   Product            Exercising/  Number of    Exercise price

relevant
description
exercised
securities
per unit

security  e.g. call option
against

 

(d)         Other dealings (including subscribing for new securities)

 Class of relevant  Nature of dealing e.g. subscription, conversion  Details  Price per unit (if

security
applicable)

 

4.           OTHER INFORMATION

(a)          Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"

none

(b)        Agreements, arrangements or understandings relating to
options or derivatives

Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii)   the voting rights or future acquisition or disposal of any relevant
securities to which

any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

none

(c)          Attachments

 Is a Supplemental Form 8 (Open Positions) attached?  NO

 

 Date of disclosure:  28/03/2025
 Contact name:        D M Ingram
 Telephone number*:   07700 773230

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .

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