REG - UBS AG (EPT) Niox Group PLC - Form 8.5 (EPT/RI)- Niox Group plc

NioxAnnouncement

21/03/2025 12:00

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RNS Number : 7120B  UBS AG (EPT)  21 March 2025

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                                        UBS Investment Bank, London
 (b) Name of offeror/offeree in relation to whose relevant securities this form              Niox Group plc
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is                    Niox Group plc
 connected:
 (d) Date dealing undertaken:                                                                20 March 2025
 (e) In addition to the company in 1(b) above, is the exempt principal trader    NO
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 ordinary                    Buy               706699                      0.76000        GBP                    0.60863        GBP

 ordinary                    Sell              739139                      0.75000        GBP                    0.60863        GBP

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 ordinary                    CFD                  Increasing a long position                                                     500000                          0.74266375        GBP

 ordinary                    CFD                  Increasing a long position                                                     4868                            0.746        GBP

 ordinary                    CFD                  Increasing a long position                                                     5321                            0.74452734448412        GBP

 ordinary                    CFD                  Increasing a long position                                                     8504                            0.73448353715898        GBP

 ordinary                    CFD                  Increasing a long position                                                     14649                           0.75        GBP

 ordinary                    CFD                  Increasing a long position                                                     14313                           0.67554        GBP

 ordinary                    CFD                  Reducing a long position                                                       14180                           0.716437        GBP

 ordinary                    CFD                  Reducing a long position                                                       64                              0.74065625        GBP

 ordinary                    CFD                  Reducing a long position                                                       110577                          0.716758        GBP

 ordinary                    CFD                  Reducing a long position                                                       8181                            0.717665        GBP

 ordinary                    CFD                  Reducing a long position                                                       57341                           0.746456        GBP

 ordinary                    CFD                  Reducing a long position                                                       4629                            0.76        GBP

 ordinary                    CFD                  Reducing a long position                                                       4210                            0.746455        GBP

 ordinary                    CFD                  Reducing a long position                                                       3559                            0.742        GBP

 ordinary                    CFD                  Reducing a long position                                                       9962                            0.717707        GBP

 ordinary                    CFD                  Reducing a long position                                                       9449                            0.7233        GBP

 ordinary                    CFD                  Reducing a long position                                                       5000                            0.726        GBP

 ordinary                    CFD                  Reducing a long position                                                       32418                           0.74        GBP

 ordinary                    CFD                  Reducing a long position                                                       15943                           0.736        GBP

 ordinary                    CFD                  Reducing a long position                                                       76854                           0.740023        GBP

 ordinary                    CFD                  Reducing a long position                                                       16294                           0.6132        GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included. If there
 are no such agreements, arrangements or understandings, state "none "

 None

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 None

 

 

 Date of disclosure:  21 March 2025
 Contact name:        Richard Howard
 Telephone number:    +44 (0)207 568 9128

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .

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