REG - Nova Ljubljanska EBRD - Notification of Major Holdings

Nova Ljubljanska Banka dd LjubljanaAnnouncement

16/11/2018 16:05

RNS Number : 6498H
Nova Ljubljanska Banka d.d.
16 November 2018
 


Standard form for notification of major holdings
 



NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the competent authority)i










1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
 
NOVA LJUBLJANSKA BANKA D.D., TRG REPUBLIKE 2, LJUBLJANA, SLOVENIA




2. Reason for the notification (please tick the appropriate box or boxes):
 
[X] An acquisition or disposal of voting rights
[ ] An acquisition or disposal of financial instruments
[ ] An event changing the breakdown of voting rights
[ ] Other (please specify)iii:
 
 




3. Details of person subject to the notification obligationiv :




Name:
European Bank for
Reconstruction and Development (EBRD)


City and country of registered office (if applicable):
One Exchange Square, London EC2A 2JN, United Kingdom




4. Full name of shareholder(s) (if different from 3.)v:
/
 
 




5. Date on which the threshold was crossed or reachedvi:
 
9 November 2018
 
(publication date of Pricing statement as of 9th November 2018 on web page https://www.nlb.si/public-offering-of-shares-pricing-statement)




6. Total positions of person(s) subject to the notification obligation:








% of voting rights attached to shares (total of 7.A)


% of voting rights through financial instruments

(total of 7.B.1 + 7.B.2)


Total of both in % (7.A + 7.B)


Total number of voting rights of issuervii




Resulting situation on the date on which threshold was crossed or reached


6.25%






6.25%


20.000.000




Position of previous notification (if applicable)



















 
 
 



7. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii:




A: Voting rights attached to shares




Class/type of

shares
ISIN code (if possible)


Number of voting rightsix


% of voting rights




Direct
(Art 9 of Directive 2004/109/EC or Art. 118 ZTFI)


Indirect
(Art 10 of Directive 2004/109/EC or Art. 120 ZTFI)


Direct
(Art 9 of Directive 2004/109/EC or Art. 118 ZTFI)


Indirect
(Art 10 of Directive 2004/109/EC or Art. 120 ZTFI)




SI0021117344


1,250,000*
 
*in the form of 6,250,000 global depositary
Receipts (GDR) ISIN: US66980N2036 and US66980N1046 (five GDRs representing one ordinary share ISIN: SI0021117344)
 






6.25%




















































SUBTOTAL A


1,250,000


6.25%




 
 




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC or Art. 119/1(1) ZTFI




Type of financial instrument


Expiration

datex


Exercise/

Conversion Periodxi


Number of voting rights that may be acquired if the instrument is exercised/ converted.


% of voting rights














































































SUBTOTAL B.1












 
 




B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC or Art. 119/1(1) ZTFI




Type of financial instrument


Expiration

datex


Exercise/

Conversion Period xi


Physical or cash settlementxii


Number of voting rights


% of voting rights






























































































SUBTOTAL B.2












 
 
 
















 
 



8. Information in relation to the person subject to the notification obligation (please tick the applicable box):
 
[X] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.xiii
 
[ ] Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv:
 




Namexv


% of voting rights if it equals or is higher than the notifiable threshold


% of voting rights through financial instruments if it equals or is higher than the notifiable threshold


Total of both if it equals or is higher than the notifiable threshold




































































































9. In case of proxy voting: [name of the proxy holder] will cease to hold [% and number] voting rights as of [date]
 
 










10. Additional informationxvi:
 
 
 
 
 







 
Done at Ljubljana on 14th November 2018
 




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