REG - Nova Ljubljanska - Notification of major holdings
Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the competent authority)i
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
Nova Ljubljanska Banka dd
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2. Reason for the notification (please tick the appropriate box or boxes):
[X] An acquisition or disposal of voting rights
[] An acquisition or disposal of financial instruments
[ ] An event changing the breakdown of voting rights
[ ] Other (please specify)iii:
3. Details of person subject to the notification obligationiv :
Name:
Brandes Investment Partners, L.P.
City and country of registered office (if applicable):
11988 El Camino Real, Suite 600, San Diego, 92130, United States
4. Full name of shareholder(s) (if different from 3.)v:
5. Date on which the threshold was crossed or reachedvi:
2018-11-14
6. Total positions of person(s) subject to the notification obligation:
% of voting rights attached to shares (total of 7.A)
% of voting rights through financial instruments
(total of 7.B.1 + 7.B.2)Total of both in % (7.A + 7.B)
Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached
6.71%
6.71%
20,000,000.00
Position of previous notification (if applicable)
7. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii:
A: Voting rights attached to shares
Class/type of
sharesISIN code (if possible)
Number of voting rightsix
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC)
Indirect
(Art 10 of Directive 2004/109/EC)
Direct
(Art 9 of Directive 2004/109/EC)
Indirect
(Art 10 of Directive 2004/109/EC)
US66980N1046
983,450**
4.917
US66980N2036
358,585**
1.792
SUBTOTAL A
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
Type of financial instrument
Expiration
datexExercise/
Conversion PeriodxiNumber of voting rights that may be acquired if the instrument is exercised/ converted.
% of voting rights
SUBTOTAL B.1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (Note that holdings held via indices, baskets and ETFs would be displayed here as asset class "Equity" or "PreferredEquity" so please update this to the correct name accordingly)
Type of financial instrument
Expiration
datexExercise/
Conversion Period xiPhysical or cash settlementxii
Number of voting rights
% of voting rights
SUBTOTAL B.2
8. Information in relation to the person subject to the notification obligation (please tick the applicable box):
[ ] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.xiii
[ ] Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv:
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
Brandes Investment Partners, L.P.
6.71
0.00
6.71
9. In case of proxy voting: [name of the proxy holder] will cease to hold [% and number] voting rights as of [date]
10. Additional informationxvi:
** Takes into account the GDR ratio 5:1
Done at San Diego on 2018-11-19.
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