REG - Ocado Group PLC - Holding(s) in Company <Origin Href="QuoteRef">OCDO.L</Origin>

OcadoAnnouncement

01/11/2017 16:31

RNS Number : 3117V
Ocado Group PLC
01 November 2017
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGSi
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
OCADO GROUP PLC
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name
Citigroup Global MarketsLimited
City and country of registered office (if applicable)
London , United Kingdom
4. Full name of shareholder(s) (if different from 3.)v
Name
N/A
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi:
31-Oct-2017
6. Date on which issuer notified (DD/MM/YYYY):
01-Nov-2017
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached
2.3034%
7.8074%
10.1108%
630,670,316
Position of previous notification (if 
applicable)
2.1178%
7.8301%
9.9479%
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible)
Number of voting rightsix
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00B3MBS747
14,526,771
2.3034%
SUBTOTAL 8. A
14,526,771
2.3034%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument
Expiration
datex
Exercise/
Conversion Periodxi
Number of voting rights that may be acquired if the instrument is 
exercised/converted.
% of voting rights
Right to recall lent securities
22,695,998
3.5987%
SUBTOTAL 8. B 1
22,695,998
3.5987%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expiration
datex
Exercise/
Conversion Period xi
Physical or cash 
settlementxii
Number of voting rights 
% of voting rights
Equity Swap
13-Dec-19
Cash
88,738.00
0.0141
Equity Swap
26-Dec-18
Cash
217,847.00
0.0345
Equity Swap
08-Oct-18
Cash
2,049,353.00
0.3249
Equity Swap
08-Oct-18
Cash
127,433.00
0.0202
Equity Swap
31-Oct-18
Cash
65,203.00
0.0103
Equity Swap
26-Dec-17
Cash
536,188.00
0.0850
Equity Swap
08-Jan-18
Cash
535,645.00
0.0849
Equity Swap
31-Oct-18
Cash
61,043.00
0.0097
Equity Swap
30-Aug-18
Cash
156,559.00
0.0248
Equity Swap
30-Apr-18
Cash
435,014.00
0.0690
Equity Swap
02-Apr-18
Cash
29,320.00
0.0046
Equity Swap
19-Nov-18
Cash
992,531.00
0.1574
Equity Swap
28-May-19
Cash
855,673.00
0.1357
Equity Swap
13-Nov-18
Cash
6,751.00
0.0011
Equity Swap
05-Oct-18
Cash
77,144.00
0.0122
Equity Swap
04-Apr-18
Cash
98,318.00
0.0156
Equity Swap
20-Mar-18
Cash
1,018.00
0.0002
Equity Swap
16-Oct-19
Cash
2,678,565.00
0.4247
Equity Swap
16-Oct-19
Cash
836,900.00
0.1327
Equity Swap
16-Oct-19
Cash
631,748.00
0.1002
Equity Swap
16-Oct-19
Cash
205,822.00
0.0326
Equity Swap
16-Oct-19
Cash
76,514.00
0.0121
Equity Swap
08-Jan-18
Cash
4,394,827.00
0.6969
Equity Swap
10-Aug-18
Cash
1,150,818.00
0.1825
Equity Swap
10-Aug-18
Cash
6,029,158.00
0.9560
Equity Swap
10-Aug-18
Cash
1,965,870.00
0.3117
Equity Swap
10-Aug-18
Cash
2,118,980.00
0.3360
Equity Swap
21-Aug-18
Cash
120,007.00
0.0190
Equity Swap
11-Oct-18
Cash
4.00
0.0000
Equity Swap
11-Oct-18
Cash
4.00
0.0000
SUBTOTAL 8.B.2
26,542,995
4.2087%
9. Information in relation to the person subject to the notification obligation (please mark the 
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
X
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
Citigroup Global Markets Limited
Citigroup Global Markets Europe Limited
Citigroup Financial Products Inc.
Citigroup Global Markets Holdings Inc.
Citgroup Inc.
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
Place of completion
Belfast
Date of completion
01-Nov-2017

This information is provided by RNS
The company news service from the London Stock Exchange
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