REG - Oxford Biomedica PLC - Holding(s) in Company

Oxford BioMedicaAnnouncement

23/04/2020 08:40

RNS Number : 6320K
  
Oxford Biomedica PLC
  
23 April 2020
  
 

TR-1: Standard form for notification of major holdings
 



NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i










1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: 


Oxford Biomedica PLC




1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)




Non-UK issuer








2. Reason for the notification (please mark the appropriate box or boxes with an "X")




An acquisition or disposal of voting rights


X




An acquisition or disposal of financial instruments








An event changing the breakdown of voting rights








Other (please specify)iii:








3. Details of person subject to the notification obligationiv




Name


Oaktree Capital Group Holdings GP, LLC




City and country of registered office (if applicable)


333 South Grand Ave., 28th Floor Los Angeles, CA 90071, U.S.A.




4. Full name of shareholder(s) (if different from 3.)v




Name


OCM Strategic Credit Investments S.A R.L.




Name


OCM Strategic Credit Investments 2 S.A R.L.




Name


OCM Luxembourg SC Fund A S.A R.L.




Name


OCM Luxembourg SC Fund B S.A R.L.




City and country of registered office (if applicable)


26A Boulevard Royal, 7th Floor, L-2449

Luxembourg




5. Date on which the threshold was crossed or reachedvi:


20 April 2020




6. Date on which issuer notified (DD/MM/YYYY):


22 April 2020




7. Total positions of person(s) subject to the notification obligation








% of voting rights attached to shares (total of 8. A)


% of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)


Total of both in % (8.A + 8.B)


Total number of voting rights of issuervii




Resulting situation on the date on which threshold was crossed or reached


Below 3%


N/A


Below 3%


76,907,779




Position of previous notification (if 
applicable)


3.91%


N/A


3.91%
















 



8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii




A: Voting rights attached to shares




Class/type of

shares
ISIN code (if possible)


Number of voting rightsix


% of voting rights




Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)


Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)




Ordinary shares


0


2,261,346


0.00%


Below 3%
















































SUBTOTAL 8. A


2,261,346


Below 3%




 
 




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))




Type of financial instrument


Expiration

datex


Exercise/

Conversion Periodxi


Number of voting rights that may be acquired if the instrument is 
exercised/converted.


% of voting rights




N/A


N/A


N/A


N/A


N/A
























































SUBTOTAL 8. B 1












 
 




B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))




Type of financial instrument


Expiration

datex


Exercise/

Conversion Period xi


Physical or cash 
settlementxii


Number of voting rights 


% of voting rights




N/A


N/A


N/A


N/A


N/A


N/A




































































SUBTOTAL 8.B.2












 
 
 















 



9. Information in relation to the person subject to the notification obligation (please mark the 
applicable box with an "X")




Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii








Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)


X




Namexv


% of voting rights if it equals or is higher than the notifiable threshold


% of voting rights through financial instruments if it equals or is higher than the notifiable threshold


Total of both if it equals or is higher than the notifiable threshold




Oaktree Capital Group Holdings GP, LLC
















Oaktree Capital Group, LLC
















Oaktree Holdings, Inc.
















Oaktree Capital

Management, L.P.
















Oaktree-TCDRS

Strategic Credit, LLC
















Oaktree-TSE 16

Strategic Credit, LLC
















Oaktree Strategic

Income, LLC
















INPRS Strategic Credit Holdings, LLC
















OCM Strategic Credit Investments S.A R.L.[1]


































Oaktree Capital Group Holdings GP, LLC
















Oaktree Capital Group, LLC
















Oaktree Holdings, Inc.
















Oaktree Capital

Management, L.P.
















Exelon Strategic Credit Holdings, LLC
















Oaktree-NGP Strategic Credit, LLC
















Oaktree-Minn Strategic Credit, LLC
















Oaktree-Forest

Multi-Strategy, LLC (Series A)
















Oaktree-TBMR Strategic Credit Fund C, LLC
















Oaktree-TBMR Strategic Credit Fund F, LLC
















Oaktree-TBMR Strategic Credit Fund G, LLC
















OCM Strategic Credit Investments 2 S.A R.L.[2]


































Oaktree Capital Group Holdings GP, LLC
















Oaktree Capital Group, LLC
















Oaktree Holdings, Inc.
















Oaktree Capital

Management, L.P.
















Oaktree Capital II, L.P.
















Oaktree Fund GP II, L.P.
















Oaktree Fund GP IIA, LLC
















Oaktree Strategic Credit Fund A GP, L.P.
















Oaktree Strategic Credit Fund A, L.P.
















OCM Luxembourg SC Fund A S.A R.L.


































Oaktree Capital Group Holdings GP, LLC
















Oaktree Capital Group, LLC
















Oaktree Holdings, Inc.
















Oaktree Capital Management, L.P.
















Oaktree Capital II, L.P.
















Oaktree Fund GP II, L.P.
















Oaktree Fund GP IIA, LLC
















Oaktree Strategic Credit Fund B GP, L.P.
















Oaktree Strategic Credit Fund B, L.P.
















OCM Luxembourg SC Fund B SP 1, L.P.
















OCM Luxembourg SC Fund B S.A R.L.






















10. In case of proxy voting, please identify:




Name of the proxy holder


N/A




The number and % of voting rights held


N/A




The date until which the voting rights will be held


N/A










11. Additional informationxvi
















 



Place of completion


London, United Kingdom




Date of completion


22 April 2020



 



Contact name:


Natalie Walter




Contact telephone number:


01865 783000



 
 





[1] Oaktree-TCDRS  Strategic Credit, LLC, Oaktree-TSE 16 Strategic Credit, LLC, Oaktree Strategic Income, LLC and INPRS Strategic Credit Holdings, LLC jointly control OCM Strategic Credit Investments S.A R.L.  


[2] Exelon Strategic Credit Holdings, LLC, Oaktree-NGP Strategic Credit, LLC, Oaktree-Minn Strategic Credit, LLC, Oaktree-Forest Multi-Strategy, LLC (Series A), Oaktree-TBMR Strategic Credit Fund C, LLC, Oaktree-TBMR Strategic Credit Fund F, LLC, and Oaktree-TBMR Strategic Credit Fund G, LLC jointly control OCM Strategic Credit Investments 2 S.A R.L..



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