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RNS Number : 0266A Oxford Biomedica PLC 28 January 2022
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BDFBVT43
Issuer Name
OXFORD BIOMEDICA PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An event changing the breakdown of voting
3. Details of person subject to the notification obligation
Name
Novo Holdings A/S
City of registered office (if applicable)
Hellerup
Country of registered office (if applicable)
Name City of registered office Country of registered office
Novo Nordisk Foundation Hellerup Denmark
4. Details of the shareholder
Name City of registered office Country of registered office
Novo Holdings A/S Hellerup Denmark
5. Date on which the threshold was crossed or reached
01-Jun-2021
6. Date on which Issuer notified
27-Jan-2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total % of voting rights through financial instruments (total Total of both in % (8.A + 8.B) Total number of voting rights held in
of 8.A) of 8.B 1 + 8.B 2) issuer
Resulting situation on the date on which
threshold was 9.570000 0.000000 9.570000 8253000
crossed or reached
Position of previous notification (if applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) Number of direct voting rights (DTR5.1) Number of indirect voting % of indirect voting rights (DTR5.2.1)
rights (DTR5.2.1) % of direct voting rights (DTR5.1)
GB00BDFBVT43 8253000 0 9.570000 0.000000
8253000 9.570000%
Sub Total 8.A
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Number of voting rights that may be acquired if the instrument is % of voting rights
exercised/converted
Type of financial instrument Expiration date Exercise/conversion period
Sub Total 8.B1
8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))
Type of financial instrument Expiration date Exercise/conversion period Physical or cash settlement Number of voting rights % of voting rights
Sub Total 8.B2
9. Information in relation to the person subject to the notification
obligation
1. Person subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other undertaking(s)
holding directly or indirectly an interest in the (underlying) issuer.
Ultimate controlling person Name of controlled undertaking % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
The position of Novo Holdings A/S in its previous TR-1 notification was 10.1%.
This notification obligation has arisen as a result of issuances of shares by
the issuer (and not a disposal of shares by Novo Holdings A/S) and is based
upon the latest total voting rights announcement of the issuer dated 4 January
2022.
The qualifying instruments are held by Novo Holdings A/S, the holding company
in the Novo Group. Novo Holdings A/S is wholly owned by the Novo Nordisk
Foundation.
12. Date of Completion
27-Jan-2022
13. Place Of Completion
London, United Kingdom
Contact name: Natalie Walter
Contact telephone number: 01865 783000
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