REG - JPMorgan Sec.Plc Oxford Instruments - Form 8.5 (EPT/RI)-Oxford Instruments plc Amend
08/03/2022 15:00
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RNS Number : 0729E JPMorgan Securities Plc 08 March 2022
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Oxford Instruments plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Financial advisor to Oxford Instruments PLC
connected:
(d) Date dealing undertaken: 4 March 2022
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes, Spectris plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
5p ordinary Purchase 282,260 25.0000 GBP 22.6500 GBP
Sale 62,084 25.0000 GBP 22.4000 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
5p ordinary Equity Swap Decrease Long 1,336 22.9530 GBP
1,100 23.1498 GBP
1,000 23.6843 GBP
56,000 25.0000 GBP
Decrease Short 800 22.7542 GBP
997 22.7959 GBP
2,564 22.7999 GBP
9,922 22.8498 GBP
39 22.8499 GBP
1,056 22.8513 GBP
1,826 22.8627 GBP
1,871 22.8992 GBP
257 22.9668 GBP
1,377 23.0894 GBP
197 23.0995 GBP
49 24.0999 GBP
655 24.3987 GBP
17,325 23.0635 GBP
Increase Long 1,215 22.6970 GBP
4 22.8000 GBP
2,313 23.0083 GBP
100 23.1498 GBP
Increase Short 12,562 22.7724 GBP
45,000 22.7793 GBP
1,643 22.8000 GBP
1,025 22.8011 GBP
45,000 22.8467 GBP
1,054 22.8821 GBP
45,000 22.8896 GBP
45,000 22.9396 GBP
385 23.0281 GBP
73 23.0501 GBP
667 23.1608 GBP
49 24.2501 GBP
48 23.1363 GBP
1,050 23.1606 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 8 March 2022
Contact name: Alwyn Basch
Telephone number: 020 7742 7407
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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