REG - JPMorgan Sec.Plc Oxford Instruments - Form 8.5 (EPT/RI)- Oxford Instruments plc
01/03/2022 11:30
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RNS Number : 2039D JPMorgan Securities Plc 01 March 2022
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Oxford Instruments plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is financial advisor to Oxford Instruments PLC
connected:
(d) Date dealing undertaken: 28 February 2022
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes, Spectris plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
5p ordinary Purchase 893,450 26.9000 GBP 20.0000 GBP
Sale 733,746 27.5500 GBP 19.9980 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
5p ordinary Equity Swap Decrease Long 72,113 20.0000 GBP
218 20.1505 GBP
71 20.5506 GBP
2,832 25.5066 GBP
2,000 25.8308 GBP
4,131 25.9756 GBP
285 25.9872 GBP
1,192 26.0656 GBP
96 26.2266 GBP
821 26.2292 GBP
7,645 26.2967 GBP
1,125 26.3698 GBP
350 26.4508 GBP
385 26.4661 GBP
567 26.5594 GBP
1,705 26.6500 GBP
7,436 26.6501 GBP
719 26.6513 GBP
471 26.6527 GBP
156 26.6630 GBP
Decrease Short 77 20.1485 GBP
1,070 21.9582 GBP
1,630 24.0177 GBP
1,600 24.0446 GBP
600 24.1462 GBP
18,681 25.1549 GBP
20,000 26.0791 GBP
25,109 26.2434 GBP
67,868 26.2830 GBP
84,068 26.3487 GBP
959 26.3541 GBP
2,319 26.4040 GBP
2,932 26.4091 GBP
8,536 26.4368 GBP
23,286 26.4421 GBP
30,389 26.4611 GBP
44,905 26.4921 GBP
100 26.5231 GBP
19,128 26.5670 GBP
32 26.5697 GBP
208 26.6460 GBP
175 26.6468 GBP
2,137 26.6947 GBP
43,681 26.7170 GBP
25,672 26.7546 GBP
22,648 26.7650 GBP
84,868 26.8170 GBP
7,578 27.2076 GBP
Increase Long 5 19.9985 GBP
63 19.9999 GBP
393 20.4604 GBP
112 20.7499 GBP
1,000 21.2766 GBP
1,244 22.1406 GBP
1,769 22.9506 GBP
1,734 22.9532 GBP
87 23.5606 GBP
5,005 24.0235 GBP
350 24.1232 GBP
2,844 24.4052 GBP
828 24.4126 GBP
75 25.1499 GBP
35 25.2499 GBP
304 25.5796 GBP
10,714 25.6786 GBP
158 25.8561 GBP
469 26.3486 GBP
182 26.3492 GBP
80 26.3992 GBP
2,131 26.5233 GBP
2,175 26.5235 GBP
178 26.5259 GBP
1,513 26.6338 GBP
4,601 26.6500 GBP
Increase Short 70 20.0000 GBP
1,255 26.5385 GBP
112 26.7505 GBP
Opening a Long Position 14,245 26.5053 GBP
536 26.7250 GBP
Opening a Short Position 424 21.3084 GBP
112 21.6454 GBP
14,245 24.6019 GBP
6,930 26.1005 GBP
132,788 26.1251 GBP
280,000 26.3995 GBP
30,000 26.6016 GBP
17,325 26.6883 GBP
153,300 26.7445 GBP
13,860 26.7613 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 1 March 2022
Contact name: Alwyn Basch
Telephone number: 020 7742 7407
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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