REG - JPMorgan Sec.Plc Oxford Instruments - Form 8.5 (EPT/RI)- Oxford Instruments plc
03/03/2022 11:00
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RNS Number : 5406D JPMorgan Securities Plc 03 March 2022
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Oxford Instruments plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is financial advisor to Oxford Instruments PLC
connected:
(d) Date dealing undertaken: 2 March 2022
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes, Spectris plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
5p ordinary Purchase 34,725 26.6013 GBP 25.6500 GBP
Sale 31,570 26.6000 GBP 25.9409 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
5p ordinary Equity Swap Decrease Long 2,382 26.2750 GBP
Decrease Short 526 25.9995 GBP
20 26.1777 GBP
8 26.1813 GBP
956 26.2656 GBP
46 26.5157 GBP
1,612 26.5968 GBP
Increase Long 252 26.1192 GBP
2,286 26.1383 GBP
Increase Short 193 25.6617 GBP
5,388 26.0570 GBP
1,200 26.3194 GBP
900 26.4203 GBP
Opening a Long Position 283 26.0773 GBP
429 26.0986 GBP
41 26.0995 GBP
72 26.1499 GBP
140 26.1986 GBP
557 26.2258 GBP
71 26.2499 GBP
129 26.3115 GBP
78 26.3999 GBP
5,270 26.6000 GBP
Opening a Short Position 11 26.0250 GBP
86 26.0501 GBP
101 26.1036 GBP
786 26.1131 GBP
209 26.1355 GBP
538 26.1456 GBP
1,977 26.2581 GBP
846 26.2893 GBP
71 26.6000 GBP
932 26.6001 GBP
1,513 26.6013 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 3 March 2022
Contact name: Alwyn Basch
Telephone number: 020 7742 7407
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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