REG - JPMorgan Sec.Plc Oxford Instruments - Form 8.5 (EPT/RI)- Oxford Instruments plc

Oxford InstrumentsAnnouncement

04/03/2022 11:00

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RNS Number : 6943D  JPMorgan Securities Plc  04 March 2022

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            J.P. Morgan Securities Plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Oxford Instruments plc
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Financial advisor to Oxford Instruments PLC
 connected:
 (d) Date dealing undertaken:                                                    3 March 2022
 (e) In addition to the company in 1(b) above, is the exempt principal trader    Yes, Spectris plc
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 5p ordinary                 Purchase          70,881                      26.8236 GBP                           25.2000 GBP

                             Sale              56,053                      26.6860 GBP                           25.1987 GBP

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 5p ordinary                 Equity Swap          Decrease Long                                                                  614                             25.2000 GBP

                                                                                                                                 738                             25.3214 GBP

                                                                                                                                 37                              25.6000 GBP

                                                  Decrease Short                                                                 300                             25.6982 GBP

                                                                                                                                 325                             25.7790 GBP

                                                                                                                                 37                              26.0449 GBP

                                                                                                                                 742                             26.1350 GBP

                                                                                                                                 1,415                           26.4394 GBP

                                                                                                                                 24,052                          26.6860 GBP

                                                  Increase Long                                                                  6,838                           25.8404 GBP

                                                                                                                                 286                             26.3571 GBP

                                                                                                                                 5                               26.4500 GBP

                                                  Increase Short                                                                 769                             25.5805 GBP

                                                                                                                                 44,585                          26.1696 GBP

                                                  Opening a Long Position                                                        709                             25.1987 GBP

                                                                                                                                 360                             25.8909 GBP

                                                                                                                                 43                              26.1499 GBP

                                                                                                                                 614                             26.1653 GBP

                                                                                                                                 73                              26.3495 GBP

                                                                                                                                 580                             26.4001 GBP

                                                                                                                                 52                              26.4999 GBP

                                                  Opening a Short Position                                                       52                              25.2000 GBP

                                                                                                                                 1,240                           25.2001 GBP

                                                                                                                                 1,051                           25.5001 GBP

                                                                                                                                 1,928                           25.7546 GBP

                                                                                                                                 189                             26.0706 GBP

                                                                                                                                 469                             26.4073 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 None

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 None

 

 

 Date of disclosure:  4 March 2022
 Contact name:        Alwyn Basch
 Telephone number:    020 7742 7407

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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