REG - JPMorgan Sec.Plc Oxford Instruments - Form 8.5 (EPT/RI)-Oxford Instruments plc

Oxford InstrumentsAnnouncement

07/03/2022 11:15

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RNS Number : 8577D  JPMorgan Securities Plc  07 March 2022

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            J.P. Morgan Securities Plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Oxford Instruments plc
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Financial advisor to Oxford Instruments PLC
 connected:
 (d) Date dealing undertaken:                                                    4 March 2022
 (e) In addition to the company in 1(b) above, is the exempt principal trader    Yes, Spectris plc
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 5p ordinary                 Purchase          281,162                     25.0000 GBP                           22.6500 GBP

                             Sale              41,608                      25.0000 GBP                           22.4000 GBP

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 5p ordinary                 Equity Swap          Decrease Long                                                                  1,336                           22.9530 GBP

                                                                                                                                 1,100                           23.1498 GBP

                                                                                                                                 1,000                           23.6843 GBP

                                                                                                                                 56,000                          25.0000 GBP

                                                  Decrease Short                                                                 800                             22.7542 GBP

                                                                                                                                 997                             22.7959 GBP

                                                                                                                                 2,564                           22.7999 GBP

                                                                                                                                 4,961                           22.8498 GBP

                                                                                                                                 39                              22.8499 GBP

                                                                                                                                 1,056                           22.8513 GBP

                                                                                                                                 1,826                           22.8627 GBP

                                                                                                                                 1,871                           22.8992 GBP

                                                                                                                                 257                             22.9668 GBP

                                                                                                                                 1,377                           23.0894 GBP

                                                                                                                                 197                             23.0995 GBP

                                                                                                                                 49                              24.0999 GBP

                                                                                                                                 655                             24.3987 GBP

                                                  Increase Long                                                                  1,215                           22.6970 GBP

                                                                                                                                 4                               22.8000 GBP

                                                                                                                                 2,313                           23.0083 GBP

                                                                                                                                 100                             23.1498 GBP

                                                  Increase Short                                                                 12,562                          22.7724 GBP

                                                                                                                                 45,000                          22.7793 GBP

                                                                                                                                 1,643                           22.8000 GBP

                                                                                                                                 1,025                           22.8011 GBP

                                                                                                                                 45,000                          22.8467 GBP

                                                                                                                                 1,054                           22.8821 GBP

                                                                                                                                 45,000                          22.8896 GBP

                                                                                                                                 45,000                          22.9396 GBP

                                                                                                                                 385                             23.0281 GBP

                                                                                                                                 73                              23.0501 GBP

                                                                                                                                 667                             23.1608 GBP

                                                                                                                                 49                              24.2501 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 None

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 None

 

 

 Date of disclosure:  7 March 2022
 Contact name:        Alwyn Basch
 Telephone number:    020 7742 7407

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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