REG - JPMorgan Sec.Plc Oxford Instruments - Form 8.5 (EPT/RI)-Oxford Instruments plc
08/03/2022 11:30
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RNS Number : 0379E JPMorgan Securities Plc 08 March 2022
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Oxford Instruments plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Financial advisor to Oxford Instruments PLC
connected:
(d) Date dealing undertaken: 7 March 2022
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes, Spectris plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
5p ordinary Purchase 121,287 18.0018 GBP 16.0200 GBP
Sale 459,926 18.0000 GBP 16.0000 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
5p ordinary Equity Swap Decrease Long 753 16.6815 GBP
792 16.7883 GBP
8,879 16.8302 GBP
1,720 16.8428 GBP
1,699 16.8431 GBP
1,000 17.0180 GBP
55 17.0617 GBP
1,748 17.1975 GBP
213 17.2666 GBP
50 17.4204 GBP
1,057 17.5448 GBP
135 17.5680 GBP
460 17.5958 GBP
50 17.6018 GBP
199 17.6530 GBP
50 18.0018 GBP
Decrease Short 100,000 16.7466 GBP
80,000 17.1070 GBP
132,244 17.2174 GBP
4,286 17.6000 GBP
2,563 17.7733 GBP
700 17.8714 GBP
1,595 17.9996 GBP
Increase Long 1,295 16.4814 GBP
412 16.6806 GBP
4,346 16.9811 GBP
9,746 17.2425 GBP
1 17.5500 GBP
82 17.6000 GBP
Increase Short 2,772 16.7014 GBP
Opening a Long Position 132 16.9981 GBP
2,124 17.1929 GBP
4,541 17.2209 GBP
1,040 17.3174 GBP
3,258 17.3772 GBP
8,284 17.5973 GBP
1,993 17.5991 GBP
2,384 17.7093 GBP
Opening a Short Position 261 16.0201 GBP
815 16.9505 GBP
1,220 17.0228 GBP
4,455 17.0345 GBP
1,732 17.3922 GBP
474 17.5822 GBP
6,515 17.6000 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 8 March 2022
Contact name: Alwyn Basch
Telephone number: 020 7742 7407
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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