REG - Peel Hunt Limited - Director/PDMR Shareholding
23/03/2022 12:00
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RNS Number : 7580F Peel Hunt Limited 23 March 2022
23 March 2022
Peel Hunt Limited
("Peel Hunt" or the "Company")
Director / PDMR Shareholding
Following a dematerialisation of Peel Hunt shares of no par value ("Ordinary
Shares") held by the directors, the Company announces that on 23 March 2022
it was notified of the following transfers:
* Lucinda Riches, Non-Executive Director of the Company, transferred her entire
holding of Ordinary Shares to a third party nominee, Wealth Nominees Limited.
Lucinda Riches' beneficial interest in the Company remains unchanged at 21,929
Ordinary Shares (representing 0.02% of the Company's total issued share
capital).
* Steven Fine, Chief Executive Officer and Director of the Company, transferred
his entire holding of Ordinary Shares to a third party nominee, Wealth
Nominees Limited. Steven Fine's beneficial interest in the Company (including
Ordinary Shares held via a SIPP) remains unchanged at 5,477,351 Ordinary
Shares (representing 4.46% of the Company's total issued share capital).
* Sunil Dhall, Chief Financial and Operating Officer and Director of the
Company, transferred his entire holding of Ordinary Shares to a third party
nominee, Wealth Nominees Limited. Sunil Dhall's beneficial interest in the
Company remains unchanged at 2,143,362 Ordinary Shares (representing 1.75% of
the Company's total issued share capital).
The Company was also further notified that Richard Brearley, Non-Executive
Director of the Company, transferred 20,000 Ordinary Shares to his wife, Mrs
Sarah Brearley. Mr and Mrs Brearley's beneficial interest in the Company
remains unchanged at 20,000 Ordinary Shares (representing 0.02% of the
Company's total issued share capital).
Further details are set out in the PDMR forms below, made in accordance with
the Market Abuse Regulation (EU) No. 596/2014 which is part of UK law by
virtue of the European Union (Withdrawal) Act 2018.
For further information, please contact:
Peel Hunt via. Engine MHP
Steven Fine, CEO
Sunil Dhall, CFOO
Engine MHP (Financial PR) +44 (0) 203 128 8540 / +44 (0) 203 128 8549
Andrew peelhunt@mhpc.com
Jaques
Charlie Barker
Rachel Mann
Robert Collett-Creedy
Keefe, Bruyette & Woods, a Stifel Company +44 (0) 207 710 7600
Alistair McKay
Alberto Moreno Blasco
Fred Walsh
Dennis Towers
Grant Thornton UK LLP (Nominated Adviser) +44 (0) 20 383 5100
Colin Aaronson
Daphne Zhang
Notification of Transactions of Persons Discharging Managerial Responsibility
and Persons Closely Associated with them
1 Details of the person discharging managerial responsibility / person closely
associated
a) Name Lucinda Riches
2 Reason for the notification
a) Position/status Independent Non-executive Director
b) Initial notification/amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Peel Hunt Limited
b) LEI 549300LZ19UIGSNC8I92
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Peel Hunt Limited Ordinary Shares
Identification code Ordinary share ISIN : GG00BLGZJW08
b) Nature of transaction
Transfer into a nominee holding account, Wealth Nominees Limited
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 21,929
d) Aggregated information
Aggregated volume n/a - single transaction
Price Nil
e) Date of transaction 21 March 2022
f) Place of transaction Off market
1 Details of the person discharging managerial responsibility / person closely
associated
a) Name Steven Fine
2 Reason for the notification
a) Position/status Chief Executive Officer and Director
b) Initial notification/amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Peel Hunt Limited
b) LEI 549300LZ19UIGSNC8I92
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Peel Hunt Limited Ordinary Shares
Identification code Ordinary share ISIN : GG00BLGZJW08
b) Nature of transaction
Transfer into a nominee holding account, Wealth Nominees Limited
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 4,864,851
d) Aggregated information
Aggregated volume n/a - single transaction
Price Nil
e) Date of transaction 21 March 2022
f) Place of transaction Off market
1 Details of the person discharging managerial responsibility / person closely
associated
a) Name Sunil Dhall
2 Reason for the notification
a) Position/status PDMR (Chief Financial and Operating Officer and Director)
b) Initial notification/amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Peel Hunt Limited
b) LEI 549300LZ19UIGSNC8I92
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Peel Hunt Limited Ordinary Shares
Identification code Ordinary share ISIN : GG00BLGZJW08
b) Nature of transaction
Transfer into a nominee holding account, Wealth Nominees Limited
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 2,143,362
d) Aggregated information
Aggregated volume n/a - single transaction
Price Nil
e) Date of transaction 21 March 2022
f) Place of transaction Off market
1 Details of the person discharging managerial responsibility / person closely
associated
a) Name Richard Brearley
2 Reason for the notification
a) Position/status Independent Non-executive Director
b) Initial notification/amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Peel Hunt Limited
b) LEI 549300LZ19UIGSNC8I92
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Peel Hunt Limited Ordinary Shares
Identification code Ordinary share ISIN : GG00BLGZJW08
b) Nature of transaction
Transfer to wife, Sarah Brearley
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 20,000
d) Aggregated information
Aggregated volume n/a - single transaction
Price Nil
e) Date of transaction 21 March 2022
f) Place of transaction Off market
1 Details of the person discharging managerial responsibility / person closely
associated
a) Name Sarah Brearley
2 Reason for the notification
a) Position/status Person Closely Associated of Richard Brearley
b) Initial notification/amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Peel Hunt Limited
b) LEI 549300LZ19UIGSNC8I92
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each
place where transactions have been conducted
a) Description of the financial instrument, type of instrument Peel Hunt Limited Ordinary Shares
Identification code Ordinary share ISIN : GG00BLGZJW08
b) Nature of transaction
Receipt of transferred Ordinary Shares from spouse
c) Price(s) and volume(s) Price(s) Volume(s)
Nil 20,000
d) Aggregated information
Aggregated volume n/a - single transaction
Price Nil
e) Date of transaction 21 March 2022
f) Place of transaction Off market
** Ends **
Notes to editors:
Peel Hunt is a leading specialist in UK Investment Banking, ranked number one
broker for UK mid and small-cap companies in Institutional Investor's latest
Europe Survey. Our purpose is to nurture and guide people through the
evolution of business. We achieve this through a proven, joined-up approach
that consistently delivers value to UK corporates, global institutions and
trading counterparties alike.
We have 163 corporate clients (including 33 in the FTSE 100 and FTSE 250),
with an average market capitalisation of approximately £700m. Our
award-winning research is distributed to over 1,245 institutions across the
UK, Europe and US. Our trading platform makes markets in over 10,000
instruments in 38 markets and is an increasingly important provider of trade
execution services to the UK retail platforms and brokers.
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