REG - Peel Hunt Limited - Holding(s) in Company

Peel HuntAnnouncement

02/08/2022 12:15

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RNS Number : 6438U  Peel Hunt Limited  02 August 2022

02 August 2022

Peel Hunt Limited

("Peel Hunt" or the "Company")

 

TR-1: Notification of major holdings

 

 

 

TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
 FCA in Microsoft Word format if possible) (i)

 1a. Identity of the issuer or the underlying issuer of existing shares to                                                                                    PEEL HUNT LIMITED
 which voting rights are attached (ii):

                                                                                                                                                              LEI 549300LZ19UIGSNC8I92
 1b. Please indicate if the issuer is a non-UK issuer  (please mark with an
 "X" if appropriate)
 Non-UK issuer                                                                                                                                                                                                                                             X
 2. Reason for the notification (please mark the appropriate box or boxes with
 an "X")
 An acquisition or disposal of voting rights                                                                                                                                                                                                               X
 An acquisition or disposal of financial instruments
 An event changing the breakdown of voting rights
 Other (please specify) (iii):
 3. Details of person subject to the notification obligation (iv)
 Name                                                                                                                                                         Gresham House Asset Management Ltd
 City and country of registered office (if applicable)                                                                                                        London, UK
 4. Full name of shareholder(s) (if different from 3.) (v)
 Name                                                                                                                                                         LF Gresham House UK Smaller companies

                                                                                                                                                              LF Gresham House UK Multi Cap Income Fund
 City and country of registered office (if applicable)                                                                                                        London, UK
 5. Date on which the threshold was crossed or reached (vi):                                                                                                  26/07/2022
 6. Date on which issuer notified (DD/MM/YYYY):                                                                                                               01/08/2022
 7. Total positions of person(s) subject to the notification obligation
                                                                            % of voting rights attached to shares (total of 8. A)  % of voting rights through financial instruments      Total of both in % (8.A + 8.B)  Total number of voting rights held in issuer (8.A + 8.B) (vii)

(total of 8.B 1 + 8.B 2)
 Resulting situation on the date on which threshold was crossed or reached  5.52%                                                                                                        5.52%                           6,779,139
 Position of previous notification (if

 applicable)

 

 8. Notified details of the resulting situation on the date on which the
 threshold was crossed or reached (viii)
 A: Voting rights attached to shares
 Class/type of                                  Number of voting rights (ix)                                              % of voting rights

shares

 ISIN code (if possible)
                                                Direct                    Indirect                                        Direct                                           Indirect

                                                (DTR5.1)                   (DTR5.2.1)                                     (DTR5.1)                                         (DTR5.2.1)
 GG00BLGZJW08                                                             6,779,139                                                                                        5.52%

 SUBTOTAL 8. A                                  6,779,139                                                                 5.52%

 B 1: Financial Instruments according to DTR5.3.1R (1) (a)
 Type of financial instrument                   Expiration  Exercise/                             Number of voting rights that may be acquired if the instrument is        % of voting rights

date (x)
Conversion Period (xi)

                                                                                                  exercised/converted.

                                                            SUBTOTAL 8. B 1

 B 2: Financial Instruments with similar economic effect according to DTR5.3.1R
 (1) (b)
 Type of financial instrument  Expiration                   Exercise/                   Physical or cash                                          Number of voting rights  % of voting rights

date (x)
Conversion Period (xi)

                                                                                        Settlement (xii)

                                                                                        SUBTOTAL 8.B.2

 

 9. Information in relation to the person subject to the notification
 obligation (please mark the

 applicable box with an "X")
 Person subject to the notification obligation is not controlled by any natural
 person or legal entity and does not control any other undertaking(s) holding
 directly or indirectly an interest in the (underlying) issuer (xiii)
 Full chain of controlled undertakings through which the voting rights and/or                                                                                                                                                            x
 the

financial instruments are effectively held starting with the ultimate
 controlling natural person or legal entity (please add additional rows as
 necessary) (xiv)
 Name (xv)                                  % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher  Total of both if it equals or is higher than the notifiable threshold
                                                                                                                        than the notifiable threshold
 LF Gresham House UK Smaller companies      Below 3%                                                                                                                                                Below 3%
 LF Gresham House UK Multi Cap Income Fund  4.70%                                                                                                                                                   4.70%

 10. In case of proxy voting, please identify:
 Name of the proxy holder                                                                                               Gresham House Asset Management Ltd
 The number and % of voting rights held                                                                                 N/A
 The date until which the voting rights will be held                                                                    N/A

 11. Additional information (xvi)

 

 Place of completion  Gresham House Asset Management Ltd
 Date of completion   01/08/2022

 

 

For further information, please contact:

 

 

 Peel Hunt via Engine MHP                     +44 (0)20 3128 8540

 Steven Fine, CEO

 Sunil Dhall, CFOO

 Engine MHP (Financial PR)                    +44 (0)20 3128 8540

                                              peelhunt@mhpc.com
 Andrew Jaques

 Charlie Barker

 Rachel Mann

 Robert Collett-Creedy

 Grant Thornton UK LLP (Nominated Adviser)    +44 (0)20 7728 2942

 Colin Aaronson

 Daphne Zhang

 Sam Littler

 

Notes to editors:

 

Peel Hunt is a leading specialist in UK Investment Banking, ranked number one
broker for UK mid- and small-cap companies in Institutional Investor's 2021
Survey. Our purpose is to nurture and guide people through the evolution of
business. We achieve this through a proven, joined-up approach that
consistently delivers value to UK corporates, global institutions and trading
counterparties alike.

 

We have 165 corporate clients (including 34 in the FTSE 350), with an average
market capitalisation of approximately £630m. Our award-winning research is
distributed to over 1,235 institutions across the UK, Europe and US. Our
trading platform makes markets in over 10,000 instruments on over 45 markets
and is an increasingly important provider of trade execution services to UK
retail platforms and brokers.

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