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RNS Number : 3227D Peel Hunt Limited 20 June 2023
20 June 2023
Peel Hunt Limited
Purchase of Shares by Employee Benefit Trust
Peel Hunt Limited announces that JTC Employer Solutions Trustee Limited as
trustee for the Peel Hunt Employee Benefit Trust, has acquired further shares
in the Company in line with the intention stated in the 2022 annual report and
accounts and now holds 4,929,685 Peel Hunt ordinary shares of no par value,
representing 4.01 per cent. of the Company's voting rights. Further
information is set out in the TR1 forms below.
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the underlying issuer of existing shares to Peel Hunt Limited
which voting rights are attached (ii):
1b. Please indicate if the issuer is a non-UK issuer (please mark with an
"X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments N/A
An event changing the breakdown of voting rights N/A
Other (please specify) (iii): N/A
3. Details of person subject to the notification obligation (iv)
Name JTC plc
City and country of registered office (if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name JTC Employer Solutions Trustee Limited
City and country of registered office (if applicable) Jersey
5. Date on which the threshold was crossed or reached (vi): 24.01.2023
6. Date on which issuer notified (DD/MM/YYYY): 24.01.2023
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments Total of both in % (8.A + 8.B) Total number of voting rights held in issuer (8.A + 8.B) (vii)
(total of 8.B 1 + 8.B 2)
Resulting situation on the date on which threshold was crossed or reached 4.014% 4,929,685
Position of previous notification (if
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights (ix) % of voting rights
shares
ISIN code (if possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
GG00BLGZJW08 4,929,685 4.014%
SUBTOTAL 8. A 4,929,685 4.014%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument Expiration Exercise/ Number of voting rights that may be acquired if the instrument is % of voting rights
date (x)
Conversion Period (xi)
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R
(1) (b)
Type of financial instrument Expiration Exercise/ Physical or cash Number of voting rights % of voting rights
date (x)
Conversion Period (xi)
Settlement (xii)
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional rows as
necessary) (xiv)
Name (xv) % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
JTC Employer Solutions Trustee Limited 4.014% 4.014%
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information (xvi)
The Issued Share Capital Position was 122,807,085 shares as at 24.01.2023
Place of completion Jersey, Channel Islands
Date of completion 16.06.2023
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the underlying issuer of existing shares to Peel Hunt Limited
which voting rights are attached (ii):
1b. Please indicate if the issuer is a non-UK issuer (please mark with an
"X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments N/A
An event changing the breakdown of voting rights N/A
Other (please specify) (iii): N/A
3. Details of person subject to the notification obligation (iv)
Name JTC plc
City and country of registered office (if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name JTC Employer Solutions Trustee Limited
City and country of registered office (if applicable) Jersey
5. Date on which the threshold was crossed or reached (vi): 29.09.2022
6. Date on which issuer notified (DD/MM/YYYY): 29.09.2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments Total of both in % (8.A + 8.B) Total number of voting rights held in issuer (8.A + 8.B) (vii)
(total of 8.B 1 + 8.B 2)
Resulting situation on the date on which threshold was crossed or reached 3.014% 3,701,617
Position of previous notification (if
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights (ix) % of voting rights
shares
ISIN code (if possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
GG00BLGZJW08 3,701,617 3.014%
SUBTOTAL 8. A 3,701,617 3.014%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument Expiration Exercise/ Number of voting rights that may be acquired if the instrument is % of voting rights
date (x)
Conversion Period (xi)
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R
(1) (b)
Type of financial instrument Expiration Exercise/ Physical or cash Number of voting rights % of voting rights
date (x)
Conversion Period (xi)
Settlement (xii)
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional rows as
necessary) (xiv)
Name (xv) % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
JTC Employer Solutions Trustee Limited 3.014% 3.014%
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information (xvi)
The Issued Share Capital Position was 122,807,085 shares as at 29.09.2022
Place of completion Jersey, Channel Islands
Date of completion 16.06.2023
For further information, please contact:
Peel Hunt via MHP
Steven Fine, CEO
Sunil Dhall, CFOO
Engine MHP (Financial PR) +44 (0)20 3128 8540
Tim Rowntree
Charlie Barker
Robert Collett-Creedy
peelhunt@mhpc.com
Grant Thornton UK LLP (Nominated Adviser) +44 (0)20 7728 2942
Colin Aaronson
Sam Littler
Notes to editors:
Peel Hunt is a leading specialist in UK investment banking. Our purpose is to
guide and nurture people through the evolution of business. We achieve this
through a proven, joined-up approach that consistently delivers value to UK
corporates, global institutions and trading counterparties alike.
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