REG - Peel Hunt Limited - TR-1: Notification of major holdings

Peel HuntAnnouncement

01/03/2022 13:15

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RNS Number : 2225D  Peel Hunt Limited  01 March 2022

01 March 2022

Peel Hunt Limited

("Peel Hunt" or the "Company")

 

TR-1: Notification of major holdings

 

 

 

TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
 FCA in Microsoft Word format if possible) (i)

 1a. Identity of the issuer or the underlying issuer of existing shares to                                                                                    PEEL HUNT LIMITED
 which voting rights are attached (ii):

                                                                                                                                                              LEI 549300LZ19UIGSNC8I92
 1b. Please indicate if the issuer is a non-UK issuer  (please mark with an
 "X" if appropriate)
 Non-UK issuer                                                                                                                                                                                                                                             X
 2. Reason for the notification (please mark the appropriate box or boxes with
 an "X")
 An acquisition or disposal of voting rights                                                                                                                                                                                                               X
 An acquisition or disposal of financial instruments
 An event changing the breakdown of voting rights
 Other (please specify) (iii):
 3. Details of person subject to the notification obligation (iv)
 Name                                                                                                                                                         Iain Fraser Morgan
 City and country of registered office (if applicable)
 4. Full name of shareholder(s) (if different from 3.) (v)
 Name
 City and country of registered office (if applicable)
 5. Date on which the threshold was crossed or reached (vi):                                                                                                  25/02/2022
 6. Date on which issuer notified (DD/MM/YYYY):                                                                                                               01/03/2022
 7. Total positions of person(s) subject to the notification obligation
                                                                            % of voting rights attached to shares (total of 8. A)  % of voting rights through financial instruments      Total of both in % (8.A + 8.B)  Total number of voting rights held in issuer (8.A + 8.B) (vii)

(total of 8.B 1 + 8.B 2)
 Resulting situation on the date on which threshold was crossed or reached  3.17                                                   n/a                                                   3.17                            3,896,689
 Position of previous notification (if                                      n/a                                                    n/a                                                   n/a

 applicable)

 

 8. Notified details of the resulting situation on the date on which the
 threshold was crossed or reached (viii)
 A: Voting rights attached to shares
 Class/type of                                  Number of voting rights (ix)                                              % of voting rights

shares

 ISIN code (if possible)
                                                Direct                    Indirect                                        Direct                                           Indirect

                                                (DTR5.1)                   (DTR5.2.1)                                     (DTR5.1)                                         (DTR5.2.1)
 GG00BLGZJW08                                   3,086,189                 810,500                                         2.51                                             0.66

 SUBTOTAL 8. A

 B 1: Financial Instruments according to DTR5.3.1R (1) (a)
 Type of financial instrument                   Expiration  Exercise/                             Number of voting rights that may be acquired if the instrument is        % of voting rights

date (x)
Conversion Period (xi)

                                                                                                  exercised/converted.

                                                            SUBTOTAL 8. B 1

 B 2: Financial Instruments with similar economic effect according to DTR5.3.1R
 (1) (b)
 Type of financial instrument  Expiration                   Exercise/                   Physical or cash                                          Number of voting rights  % of voting rights

date (x)
Conversion Period (xi)

                                                                                        Settlement (xii)

                                                                                        SUBTOTAL 8.B.2

 

 9. Information in relation to the person subject to the notification
 obligation (please mark the

 applicable box with an "X")
 Person subject to the notification obligation is not controlled by any natural                                                                                                                                           X
 person or legal entity and does not control any other undertaking(s) holding
 directly or indirectly an interest in the (underlying) issuer (xiii)
 Full chain of controlled undertakings through which the voting rights and/or
 the

financial instruments are effectively held starting with the ultimate
 controlling natural person or legal entity (please add additional rows as
 necessary) (xiv)
 Name (xv)                   % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher  Total of both if it equals or is higher than the notifiable threshold
                                                                                                         than the notifiable threshold

 10. In case of proxy voting, please identify:
 Name of the proxy holder
 The number and % of voting rights held
 The date until which the voting rights will be held

 11. Additional information (xvi)
 Of the 810,500 shares held indirectly, 360,500 shares are held via a SIPP and
 450,000 are held via nominee.

 

 Place of completion  London, United Kingdom
 Date of completion   01 March 2022

 

 

For further information, please contact:

 

 

 Peel Hunt via Engine MHP                     +44 (0)20 3128 8540

 Steven Fine, CEO

 Sunil Dhall, CFOO

 Engine MHP (Financial PR)                    +44 (0)20 3128 8540

                                              peelhunt@mhpc.com
 Andrew Jaques

 Charlie Barker

 Rachel Mann

 Robert Collett-Creedy

 Grant Thornton UK LLP (Nominated Adviser)    +44 (0)20 7728 2942

 Colin Aaronson

 Daphne Zhang

 Sam Littler

 

Notes to editors:

 

Peel Hunt is a leading specialist in UK Investment Banking, ranked number one
broker for UK mid and small-cap companies in Institutional Investor's latest
Europe Survey. Our purpose is to nurture and guide people through the
evolution of business.  We achieve this through a proven, joined-up approach
that consistently delivers value to UK corporates, global institutions and
trading counterparties alike.

 

We have 163 corporate clients (including 33 in the FTSE 100 and FTSE 250),
with an average market capitalisation of approximately £700m. Our
award-winning research is distributed to over 1,245 institutions across the
UK, Europe and US. Our trading platform makes markets in over 10,000
instruments in 38 markets and is an increasingly important provider of trade
execution services to the UK retail platforms and brokers.

 

 

 

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