REG-PHSC Plc: Holding(s) in Company

PHSCAnnouncement

24/08/2023 15:45

TR-1: Standard form for notification of major holdings

 

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i                                                                                                                                                                               
                                                                                                                                                                                                                                                                                                        
 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :                                                           PHSC plc                                                                                                                     
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)                                                                                                                                                                                                          
 Non-UK issuer                                                                                                                                                                                                                                                                                          
 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)                                                                                                                                                                                                                  
 An acquisition or disposal of voting rights                                                                                                                                                                                                                                                            
 An acquisition or disposal of financial instruments                                                                                                                                                                                                                                                    
 An event changing the breakdown of voting rights                                                                                                                                                                                                                      X                                
 Other (please specify) iii :                                                                                                                                                                                                                                                                           
 3. Details of person subject to the notification obligation iv                                                                                                                                                                                                                                         
 Name                                                                                                                                                                      Unicorn Asset Management Limited                                                                                             
 City and country of registered office (if applicable)                                                                                                                     London, United Kingdom                                                                                                       
 4. Full name of shareholder(s) (if different from 3.) v                                                                                                                                                                                                                                                
 Name                                                                                                                                                                      Unicorn AIM VCT plc                                                                                                          
 City and country of registered office (if applicable)                                                                                                                     Newton Abbot, United Kingdom                                                                                                 
 5. Date on which the threshold was crossed or reached vi :                                                                                                                23 August 2023                                                                                                               
 6. Date on which issuer notified (DD/MM/YYYY):                                                                                                                            24 August 2023                                                                                                               
 7. Total positions of person(s) subject to the notification obligation                                                                                                                                                                                                                                 
                                                                            % of voting rights attached to shares (total of 8. A)  % of voting rights through financial instruments                   Total of both in % (8.A + 8.B)  Total number of voting rights held in issuer (8.A + 8.B) vii      
                                                                                                                                    (total of 8.B 1 + 8.B 2)                                                                                                                                            
 Resulting situation on the date on which threshold was crossed or reached  11.32%                                                                                                                    11.32%                          1,249,057                                                         
 Position of previous notification (if applicable)                          10.02%                                                                                                                    10.02%                                                                                            
                                                                                                                                                                                                                                                                                                        

 

 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii                                                                                                            
 A: Voting rights attached to shares                                                                                                                                                                                      
 Class/type of                                    Number of voting rights ix                                                           % of voting rights                                                                 
  shares ISIN code (if possible)                                                                                                                                                                                          
                                                  Direct (DTR5.1)            Indirect  (DTR5.2.1)                                      Direct (DTR5.1)                                               Indirect (DTR5.2.1)  
 Ordinary shares GB0033113456                                                1,249,057                                                                                                               11.32%               
                                                                                                                                                                                                                          
                                                                                                                                                                                                                          
 SUBTOTAL 8. A                                    1,249,057                                                                            11.32%                                                                             
                                                                                                                                                                                                                          
 B 1: Financial Instruments according to DTR5.3.1R (1) (a)                                                                                                                                                                
 Type of financial instrument                     Expiration   Exercise/                                Number of voting rights that may be acquired if the instrument is exercised/converted.       % of voting rights   
                                                   date x       Conversion Period xi                                                                                                                                      
                                                                                                                                                                                                                          
                                                                                                                                                                                                                          
                                                                                                                                                                                                                          
                                                               SUBTOTAL 8. B 1                                                                                                                                            
                                                                                                                                                                                                                          
 B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)                                                                                                                                   
 Type of financial instrument  Expiration                      Exercise/                   Physical or cash Settlement xii                                            Number of voting rights        % of voting rights   
                                date x                          Conversion Period xi                                                                                                                                      
                                                                                                                                                                                                                          
                                                                                                                                                                                                                          
                                                                                                                                                                                                                          
                                                                                           SUBTOTAL 8.B.2                                                                                                                 
                                                                                                                                                                                                                          
                                                                                                                                                                                                                          

 

 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)                                                                                                                                                                                                                   
 Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii                                                                            X                                    
 Full chain of controlled undertakings through which the voting rights and/or the                                                                                                                                                                                                                                                               
  financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv                                                                                                                                                                                
 Name xv                                                   % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher than the notifiable threshold  Total of both if it equals or is higher than the notifiable threshold                          
                                                                                                                                                                                                                                                                                                                                                
                                                                                                                                                                                                                                                                                                                                                
                                                                                                                                                                                                                                                                                                                                                
                                                                                                                                                                                                                                                                                                                                                
                                                                                                                                                                                                                                                                                                                                                
                                                                                                                                                                                                                                                                                                                                                
 10. In case of proxy voting, please identify:                                                                                                                                                                                                                                                                                                  
 Name of the proxy holder                                                                                                              See Section 4                                                                                                                                                                                            
 The number and % of voting rights held                                                                                                                                                                                                                                                                                                         
 The date until which the voting rights will be held                                                                                                                                                                                                                                                                                            
                                                                                                                                                                                                                                                                                                                                                
 11. Additional information xvi                                                                                                                                                                                                                                                                                                                 
 Figures are based on total voting rights of 11,034,237                                                                                                                                                                                                                                                                                         
                                                                                                                                                                                                                                                                                                                                                

 

 Place of completion  Unicorn Asset Management Limited, Preachers Court, Charterhouse, Charterhouse Square, London, EC1M 6AU  
 Date of completion   24 August 2023                                                                                          

 

 



Copyright (c) 2023 PR Newswire Association,LLC. All Rights Reserved