REG - Goldman Sachs & Co. Qualcomm Inc - Form 8.5 (EPT/NON-RI) - Amend - Qualcomm INC
Tue 07:00
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RNS Number : 5886G Goldman Sachs & Co. LLC 29 April 2025
Amendment - due to the amendment of transactions, the disclosure made on
11(th) April for dealings on 10(th) April has been updated. Section 2(a) and
3(a) has been updated.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL
TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS
NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: GOLDMAN SACHS & CO. LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form QUALCOMM INCORPORATED
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is ALPHAWAVE IP GROUP PLC
connected:
(d) Date position held/dealing undertaken: 10 April 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: USD 0.0001 common
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 2,627,902.3 0.23 37,167.3 0.00
(2) Cash-settled derivatives: 1,925,061 0.17 285,830 0.02
(3) Stock-settled derivatives (including options) and agreements to 214,526 0.01 499,892 0.04
purchase/sell:
4,767,489.3 0.43 822,889.3 0.07
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common Purchases 749,726 170.0000 USD 129.4200 USD
USD 0.0001 common Sales 763,990 199.9851 USD 129.3800 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common CFD Reducing a long position 71 132.7208 USD
USD 0.0001 common CFD Reducing a short position 27 133.0991 USD
USD 0.0001 common CFD Opening a short position 381 133.6240 USD
USD 0.0001 common CFD Reducing a long position 1,121 133.6240 USD
USD 0.0001 common CFD Reducing a long position 100 133.6797 USD
USD 0.0001 common CFD Reducing a long position 300 133.6797 USD
USD 0.0001 common CFD Reducing a short position 3,519 133.7214 USD
USD 0.0001 common CFD Reducing a short position 1,200 133.7795 USD
USD 0.0001 common CFD Reducing a short position 1,000 133.7795 USD
USD 0.0001 common CFD Reducing a short position 1,900 133.7795 USD
USD 0.0001 common CFD Reducing a short position 475 133.8471 USD
USD 0.0001 common CFD Reducing a short position 774 133.8545 USD
USD 0.0001 common CFD Reducing a long position 251 134.1310 USD
USD 0.0001 common CFD Reducing a short position 12 134.3975 USD
USD 0.0001 common CFD Reducing a short position 437 134.3975 USD
USD 0.0001 common CFD Opening a long position 71 134.3992 USD
USD 0.0001 common CFD Reducing a short position 9 134.4000 USD
USD 0.0001 common CFD Increasing a short position 861 134.4065 USD
USD 0.0001 common CFD Reducing a long position 1,840 134.4566 USD
USD 0.0001 common CFD Reducing a long position 131 134.5015 USD
USD 0.0001 common CFD Reducing a long position 119 134.5015 USD
USD 0.0001 common CFD Increasing a short position 137 134.5204 USD
USD 0.0001 common CFD Reducing a short position 106 134.5387 USD
USD 0.0001 common CFD Reducing a long position 114 134.5450 USD
USD 0.0001 common CFD Increasing a long position 1,175 134.7223 USD
USD 0.0001 common CFD Reducing a short position 72 134.8863 USD
USD 0.0001 common CFD Reducing a short position 117 134.8863 USD
USD 0.0001 common CFD Reducing a short position 1,958 136.6612 USD
USD 0.0001 common CFD Reducing a long position 489 136.7199 USD
USD 0.0001 common CFD Opening a long position 132 138.0285 USD
USD 0.0001 common SWAP Reducing a short position 760 143.5900 USD
USD 0.0001 common SWAP Opening a short position 760 143.5900 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
USD 0.0001 common Forward Selling 15 N/A N/A N/A 162.1513 USD
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 29 April 2025
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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