REG - Goldman Sachs & Co. Qualcomm Inc - Form 8.5 (EPT/NON-RI) - Amend - Qualcomm INC
Tue 14:15
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RNS Number : 6716G Goldman Sachs & Co. LLC 29 April 2025
Amendment - due to the amendment of transactions, the disclosure made on
24(th) April for dealings on 23(rd) April has been updated. Section 2(a), 3(a)
and 3(b) has been updated.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL
TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS
NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: GOLDMAN SACHS & CO. LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form QUALCOMM INCORPORATED
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is ALPHAWAVE IP GROUP PLC
connected:
(d) Date position held/dealing undertaken: 23 April 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: USD 0.0001 common
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 2,160,905.3 0.19 353,244.3 0.03
(2) Cash-settled derivatives: 1,967,801 0.17 197,985 0.01
(3) Stock-settled derivatives (including options) and agreements to 253,162 0.02 651,654 0.05
purchase/sell:
4,381,868.3 0.39 1,202,883.3 0.10
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common Purchases 931,745 143.7300 USD 139.7800 USD
USD 0.0001 common Sales 1,121,723 143.8200 USD 139.7900 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common CFD Reducing a long position 17 140.3876 USD
USD 0.0001 common CFD Increasing a long position 750 140.4590 USD
USD 0.0001 common CFD Opening a long position 21,769 140.4600 USD
USD 0.0001 common CFD Reducing a short position 6,229 140.5040 USD
USD 0.0001 common CFD Reducing a short position 3,818 140.5042 USD
USD 0.0001 common CFD Reducing a long position 1,318 140.5536 USD
USD 0.0001 common CFD Increasing a short position 853 140.6121 USD
USD 0.0001 common CFD Reducing a short position 2,380 140.7256 USD
USD 0.0001 common CFD Opening a short position 247 140.8120 USD
USD 0.0001 common CFD Increasing a short position 9 140.8476 USD
USD 0.0001 common CFD Increasing a short position 12 140.9954 USD
USD 0.0001 common CFD Increasing a short position 100 140.9954 USD
USD 0.0001 common CFD Reducing a short position 2,253 141.0895 USD
USD 0.0001 common CFD Reducing a short position 363 141.0912 USD
USD 0.0001 common CFD Reducing a short position 167 141.3133 USD
USD 0.0001 common CFD Reducing a short position 853 141.3353 USD
USD 0.0001 common CFD Reducing a short position 1,393 141.3353 USD
USD 0.0001 common CFD Reducing a long position 100 141.4009 USD
USD 0.0001 common CFD Reducing a long position 2,001 141.7361 USD
USD 0.0001 common CFD Reducing a long position 1,419 141.7361 USD
USD 0.0001 common CFD Increasing a short position 1,297 141.7961 USD
USD 0.0001 common CFD Reducing a short position 419 142.4707 USD
USD 0.0001 common CFD Opening a long position 1,539 142.4707 USD
USD 0.0001 common CFD Reducing a short position 256 142.4712 USD
USD 0.0001 common CFD Opening a long position 944 142.4712 USD
USD 0.0001 common CFD Reducing a short position 114 142.7585 USD
USD 0.0001 common CFD Reducing a short position 188 143.0009 USD
USD 0.0001 common CFD Opening a short position 2,380 143.2340 USD
USD 0.0001 common Call Option Opening a long position 520 3.4025 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 26 (2,600) 130.0000 USD AMERICAN 20/06/2025 4.5000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 40 (4,000) 130.0000 USD AMERICAN 18/06/2026 15.0500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 28 (2,800) 130.0000 USD AMERICAN 20/06/2025 4.5500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 16 (1,600) 130.0000 USD AMERICAN 18/06/2026 15.2000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 13 (1,300) 130.0000 USD AMERICAN 18/06/2026 15.2000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 22 (2,200) 130.0000 USD AMERICAN 18/06/2026 15.2000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 2 (200) 130.0000 USD AMERICAN 20/06/2025 4.5500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 46 (4,600) 130.0000 USD AMERICAN 18/06/2026 15.2000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 38 (3,800) 130.0000 USD AMERICAN 18/06/2026 15.0500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 47 (4,700) 130.0000 USD AMERICAN 20/06/2025 4.5500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 16 (1,600) 130.0000 USD AMERICAN 18/06/2026 15.0500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 42 (4,200) 130.0000 USD AMERICAN 20/06/2025 4.5500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 39 (3,900) 130.0000 USD AMERICAN 20/06/2025 4.5000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 32 (3,200) 130.0000 USD AMERICAN 20/06/2025 4.5500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 2 (200) 130.0000 USD AMERICAN 18/06/2026 15.2000 USD
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 29 April 2025
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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