REG - Goldman Sachs & Co. Qualcomm Inc - Form 8.5 (EPT/NON-RI) - Amend - Qualcomm INC
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RNS Number : 2731R Goldman Sachs & Co. LLC 16 July 2025
Amendment - due to the amendment of Equity transactions, the disclosure made
on 19(th) May for dealings on 16(th) May has been updated. Section 2(a) and
3(a) has been updated.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL
TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS
NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: GOLDMAN SACHS & CO. LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form QUALCOMM INCORPORATED
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is ALPHAWAVE IP GROUP PLC
connected:
(d) Date position held/dealing undertaken: 16 May 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: USD 0.0001 common
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 1,992,076.73 0.18 107,444.73 0.00
(2) Cash-settled derivatives: 2,009,055 0.18 340,960 0.03
(3) Stock-settled derivatives (including options) and agreements to 230,101 0.02 507,866 0.04
purchase/sell:
4,231,232.73 0.38 956,270.73 0.08
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common Purchases 1,298,092 153.0200 USD 151.4000 USD
USD 0.0001 common Sales 1,802,004 153.0500 USD 140.0000 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common CFD Increasing a long position 1,049 152.2374 USD
USD 0.0001 common CFD Reducing a short position 67 152.3503 USD
USD 0.0001 common CFD Reducing a short position 109 152.3503 USD
USD 0.0001 common CFD Reducing a short position 18 152.4182 USD
USD 0.0001 common CFD Opening a long position 1,690 152.4182 USD
USD 0.0001 common CFD Increasing a long position 1,793 152.4472 USD
USD 0.0001 common CFD Reducing a short position 605 152.4647 USD
USD 0.0001 common CFD Increasing a short position 5 152.4657 USD
USD 0.0001 common CFD Increasing a short position 11 152.4657 USD
USD 0.0001 common CFD Reducing a short position 63 152.4935 USD
USD 0.0001 common CFD Reducing a short position 19 152.4974 USD
USD 0.0001 common CFD Reducing a long position 200 152.5010 USD
USD 0.0001 common CFD Reducing a short position 2,449 152.5017 USD
USD 0.0001 common CFD Increasing a short position 138 152.5025 USD
USD 0.0001 common CFD Increasing a short position 564 152.5112 USD
USD 0.0001 common CFD Increasing a short position 346 152.5112 USD
USD 0.0001 common CFD Opening a short position 100 152.5130 USD
USD 0.0001 common CFD Increasing a short position 3 152.5130 USD
USD 0.0001 common CFD Increasing a short position 100 152.5130 USD
USD 0.0001 common CFD Increasing a short position 200 152.5130 USD
USD 0.0001 common CFD Increasing a short position 5 152.5732 USD
USD 0.0001 common CFD Reducing a long position 517 152.5796 USD
USD 0.0001 common CFD Opening a short position 141 152.5960 USD
USD 0.0001 common CFD Reducing a long position 236 152.5960 USD
USD 0.0001 common CFD Reducing a long position 7 152.6086 USD
USD 0.0001 common SWAP Reducing a short position 176 152.5000 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 16 July 2025
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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