REG - Goldman Sachs & Co. Qualcomm Inc - Form 8.5 (EPT/NON-RI) - Amendment - Qualcomm
26/08/2025 07:00
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RNS Number : 5302W Goldman Sachs & Co. LLC 25 August 2025
Amendment - due to the amendment of Equity transactions, the disclosure made
on 16th June for dealings on 13th June has been updated. Sections 2(a) &
3(a) have been updated.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL
TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS
NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: GOLDMAN SACHS & CO. LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM
relates: INCORPORATED)
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is ALPHAWAVE IP GROUP PLC
connected:
(d) Date position held/dealing undertaken: 13 June 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: USD 0.0001 common
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 1,951,712.43 0.17 426,758.43 0.03
(2) Cash-settled derivatives: 2,808,413 0.25 272,601 0.02
(3) Stock-settled derivatives (including options) and agreements to 225,610 0.02 345,182 0.03
purchase/sell:
4,985,778.43 0.45 1,044,541.43 0.09
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common Purchases 1,506,905 157.0750 USD 154.4550 USD
USD 0.0001 common Sales 1,787,092 158.7000 USD 142.7849 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common CFD Reducing a long position 40 154.5401 USD
USD 0.0001 common CFD Reducing a long position 19 154.5401 USD
USD 0.0001 common CFD Reducing a long position 136 154.5401 USD
USD 0.0001 common CFD Opening a short position 561 154.7167 USD
USD 0.0001 common CFD Reducing a short position 338 154.7175 USD
USD 0.0001 common CFD Reducing a short position 327 154.7175 USD
USD 0.0001 common CFD Reducing a short position 240 154.7175 USD
USD 0.0001 common CFD Opening a short position 230 154.7208 USD
USD 0.0001 common CFD Increasing a short position 127 154.7210 USD
USD 0.0001 common CFD Reducing a short position 1 154.7254 USD
USD 0.0001 common CFD Reducing a long position 96 154.7265 USD
USD 0.0001 common CFD Opening a short position 149 154.7265 USD
USD 0.0001 common CFD Increasing a long position 2,458 154.8055 USD
USD 0.0001 common CFD Increasing a long position 60 155.0555 USD
USD 0.0001 common CFD Reducing a long position 7 155.0700 USD
USD 0.0001 common CFD Reducing a long position 200 155.1325 USD
USD 0.0001 common CFD Reducing a short position 117 155.2305 USD
USD 0.0001 common CFD Reducing a long position 35 155.2684 USD
USD 0.0001 common CFD Reducing a long position 200 155.2684 USD
USD 0.0001 common CFD Increasing a short position 88 155.2736 USD
USD 0.0001 common CFD Increasing a short position 144 155.2736 USD
USD 0.0001 common CFD Increasing a short position 100 155.3367 USD
USD 0.0001 common CFD Reducing a short position 230 155.5175 USD
USD 0.0001 common CFD Increasing a long position 1,942 155.5932 USD
USD 0.0001 common CFD Reducing a short position 78 155.7679 USD
USD 0.0001 common CFD Reducing a short position 85 155.7679 USD
USD 0.0001 common CFD Reducing a short position 32 155.7679 USD
USD 0.0001 common CFD Opening a long position 172 156.2950 USD
USD 0.0001 common CFD Opening a long position 78 156.2950 USD
USD 0.0001 common CFD Reducing a short position 100 156.3291 USD
USD 0.0001 common CFD Increasing a long position 101 156.4660 USD
USD 0.0001 common CFD Increasing a long position 603 156.4660 USD
USD 0.0001 common CFD Reducing a short position 662 156.6914 USD
USD 0.0001 common CFD Reducing a short position 1,080 156.6919 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 25 August 2025
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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