REG - Goldman Sachs & Co. Qualcomm Inc - Form 8.5 (EPT/NON-RI) - Amendment - Qualcomm
26/08/2025 07:00
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RNS Number : 5304W Goldman Sachs & Co. LLC 25 August 2025
Amendment - due to the amendment of Derivative transactions, the disclosure
made on 19th June for dealings on 18th June has been updated. Section 3(b) has
been updated.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL
TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS
NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: GOLDMAN SACHS & CO. LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM
relates: INCORPORATED)
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is ALPHAWAVE IP GROUP PLC
connected:
(d) Date position held/dealing undertaken: 18 June 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: USD 0.0001 common
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 2,504,115.3 0.23 316,615.3 0.02
(2) Cash-settled derivatives: 2,804,463 0.25 256,441 0.02
(3) Stock-settled derivatives (including options) and agreements to 225,520 0.02 344,950 0.03
purchase/sell:
5,534,098.3 0.50 918,006.3 0.08
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common Purchases 432,623 156.0200 USD 153.1800 USD
USD 0.0001 common Sales 340,274 156.0200 USD 153.1800 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common CFD Reducing a long position 893 153.4454 USD
USD 0.0001 common CFD Increasing a long position 133 153.4875 USD
USD 0.0001 common CFD Reducing a short position 14 153.6117 USD
USD 0.0001 common CFD Reducing a short position 17 153.6117 USD
USD 0.0001 common CFD Reducing a short position 6 153.6117 USD
USD 0.0001 common CFD Reducing a short position 913 153.6300 USD
USD 0.0001 common CFD Reducing a long position 826 153.6300 USD
USD 0.0001 common CFD Opening a short position 700 153.6300 USD
USD 0.0001 common CFD Opening a long position 826 153.6300 USD
USD 0.0001 common CFD Reducing a long position 21 153.6303 USD
USD 0.0001 common CFD Reducing a long position 1,423 153.6310 USD
USD 0.0001 common CFD Increasing a short position 33 153.6310 USD
USD 0.0001 common CFD Increasing a short position 65 153.6365 USD
USD 0.0001 common CFD Reducing a short position 38 153.6622 USD
USD 0.0001 common CFD Reducing a long position 1,000 153.6720 USD
USD 0.0001 common CFD Reducing a short position 2 153.8778 USD
USD 0.0001 common CFD Reducing a short position 6 153.8778 USD
USD 0.0001 common CFD Reducing a short position 2 153.8778 USD
USD 0.0001 common CFD Reducing a short position 6 153.9447 USD
USD 0.0001 common CFD Reducing a short position 100 153.9447 USD
USD 0.0001 common CFD Reducing a short position 100 153.9447 USD
USD 0.0001 common CFD Increasing a short position 100 153.9894 USD
USD 0.0001 common CFD Reducing a short position 1,612 154.3154 USD
USD 0.0001 common CFD Reducing a short position 2,630 154.3163 USD
USD 0.0001 common CFD Increasing a long position 1,814 154.3302 USD
USD 0.0001 common CFD Increasing a short position 139 154.7716 USD
USD 0.0001 common CFD Increasing a short position 228 154.7716 USD
USD 0.0001 common CFD Increasing a short position 59 154.7806 USD
USD 0.0001 common CFD Increasing a short position 97 154.7806 USD
USD 0.0001 common CFD Reducing a long position 22 154.8504 USD
USD 0.0001 common CFD Reducing a long position 124 154.8504 USD
USD 0.0001 common CFD Reducing a short position 58 155.0772 USD
USD 0.0001 common CFD Reducing a short position 65 155.0772 USD
USD 0.0001 common CFD Reducing a short position 25 155.0772 USD
USD 0.0001 common CFD Reducing a short position 68 155.1448 USD
USD 0.0001 common CFD Opening a short position 68 155.6857 USD
USD 0.0001 common CFD Reducing a short position 73 155.6922 USD
USD 0.0001 common CFD Reducing a short position 121 155.6922 USD
USD 0.0001 common SWAP Increasing a short position 930 153.6300 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 25 August 2025
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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