REG - Goldman Sachs & Co. Qualcomm Inc - Form 8.5 (EPT/NON-RI) - Qualcomm Incorporated
Yesterday 12:00
For best results when printing this announcement, please click on link below:
https://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20250502:nRSB2754Ha&default-theme=true
RNS Number : 2754H Goldman Sachs & Co. LLC 02 May 2025
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL
TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS
NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: GOLDMAN SACHS & CO. LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form QUALCOMM INCORPORATED
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is ALPHAWAVE IP GROUP PLC
connected:
(d) Date position held/dealing undertaken: 01 May 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: USD 0.0001 common
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 1,501,055.682 0.13 368,665.682 0.03
(2) Cash-settled derivatives: 2,142,464 0.19 234,984 0.02
(3) Stock-settled derivatives (including options) and agreements to 272,964 0.02 529,184 0.04
purchase/sell:
3,916,483.682 0.34 1,132,833.682 0.09
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common Purchases 507,852 139.7000 USD 134.8300 USD
USD 0.0001 common Sales 618,100 144.5683 USD 134.8300 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common CFD Reducing a short position 166 135.2075 USD
USD 0.0001 common CFD Increasing a long position 272 135.2090 USD
USD 0.0001 common CFD Increasing a short position 926 135.2165 USD
USD 0.0001 common CFD Opening a short position 691 135.2215 USD
USD 0.0001 common CFD Reducing a long position 947 135.2215 USD
USD 0.0001 common CFD Reducing a long position 4,565 135.8120 USD
USD 0.0001 common CFD Increasing a short position 3,581 135.9145 USD
USD 0.0001 common CFD Increasing a short position 5,843 135.9146 USD
USD 0.0001 common CFD Reducing a long position 2,543 135.9311 USD
USD 0.0001 common CFD Opening a short position 2,691 135.9311 USD
USD 0.0001 common CFD Reducing a long position 1,558 135.9311 USD
USD 0.0001 common CFD Opening a short position 1,650 135.9311 USD
USD 0.0001 common CFD Reducing a long position 551 136.1241 USD
USD 0.0001 common CFD Reducing a long position 93 136.1241 USD
USD 0.0001 common CFD Increasing a short position 10 136.1341 USD
USD 0.0001 common CFD Increasing a short position 40 136.1441 USD
USD 0.0001 common CFD Increasing a long position 728 136.1625 USD
USD 0.0001 common CFD Increasing a long position 100 136.2299 USD
USD 0.0001 common CFD Reducing a short position 691 136.3341 USD
USD 0.0001 common CFD Opening a long position 2,745 136.3341 USD
USD 0.0001 common CFD Increasing a long position 2,126 136.3604 USD
USD 0.0001 common CFD Increasing a long position 1,245 136.3604 USD
USD 0.0001 common CFD Opening a long position 269 136.4010 USD
USD 0.0001 common CFD Opening a long position 128 136.4010 USD
USD 0.0001 common CFD Reducing a long position 304 136.5085 USD
USD 0.0001 common CFD Reducing a long position 42 136.5702 USD
USD 0.0001 common CFD Increasing a short position 25 136.7250 USD
USD 0.0001 common CFD Reducing a long position 685 136.7459 USD
USD 0.0001 common CFD Increasing a long position 5,866 136.9424 USD
USD 0.0001 common CFD Reducing a short position 7,432 137.0584 USD
USD 0.0001 common CFD Opening a long position 1,558 137.0584 USD
USD 0.0001 common CFD Reducing a short position 12,125 137.0584 USD
USD 0.0001 common CFD Opening a long position 2,543 137.0584 USD
USD 0.0001 common CFD Opening a long position 7,104 137.5941 USD
USD 0.0001 common CFD Reducing a short position 1,650 137.5941 USD
USD 0.0001 common CFD Reducing a short position 2,691 137.5941 USD
USD 0.0001 common CFD Opening a long position 11,591 137.5941 USD
USD 0.0001 common CFD Reducing a long position 22 137.7160 USD
USD 0.0001 common CFD Reducing a short position 100 138.7003 USD
USD 0.0001 common CFD Increasing a long position 128 139.5058 USD
USD 0.0001 common CFD Increasing a long position 269 139.5058 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 02 May 2025
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END FEOFLFEIEVIFIIERecent news on Qualcomm
See all newsREG - BlackRock Group Qualcomm Inc - Form 8.3 - Qualcomm Incorporated
AnnouncementREG - State Street Global Alphawave IP Group Qualcomm Inc - Form 8.3 - Qualcomm Incorporated
AnnouncementREG-Millennium Partners, L.P. Form 8.3 - Qualcomm Incorporated
AnnouncementREG - Societe Generale SA Qualcomm Inc - Form 8.3 - Qualcomm Incorporated
AnnouncementREG - Northern Trust Corp Alphawave IP Group Qualcomm Inc - Form 8.3 - Qualcomm Incorporated
Announcement