REG - Goldman Sachs & Co. Qualcomm Inc - Form 8.5 (EPT/NON-RI) - Qualcomm
Yesterday 12:00
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RNS Number : 0835H Goldman Sachs & Co. LLC 01 May 2025
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL
TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS
NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: GOLDMAN SACHS & CO. LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form QUALCOMM INCORPORATED
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is ALPHAWAVE IP GROUP PLC
connected:
(d) Date position held/dealing undertaken: 30 April 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: USD 0.0001 common
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 1,506,665.682 0.13 264,027.682 0.02
(2) Cash-settled derivatives: 2,117,102 0.19 244,382 0.02
(3) Stock-settled derivatives (including options) and agreements to 272,997 0.02 529,312 0.04
purchase/sell:
3,896,764.682 0.34 1,037,721.682 0.08
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common Purchases 718,505 148.8000 USD 143.8300 USD
USD 0.0001 common Sales 1,014,864 148.6600 USD 143.8300 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common CFD Increasing a short position 1,725 144.7297 USD
USD 0.0001 common CFD Increasing a short position 2,816 144.7302 USD
USD 0.0001 common CFD Opening a long position 62 145.2596 USD
USD 0.0001 common CFD Reducing a short position 5,340 145.2596 USD
USD 0.0001 common CFD Increasing a short position 2,710 145.7757 USD
USD 0.0001 common CFD Increasing a short position 1,662 145.7764 USD
USD 0.0001 common CFD Reducing a long position 3,390 146.2566 USD
USD 0.0001 common CFD Increasing a short position 25 146.3802 USD
USD 0.0001 common CFD Increasing a short position 4,450 146.8803 USD
USD 0.0001 common CFD Reducing a long position 3,500 147.1308 USD
USD 0.0001 common CFD Increasing a short position 301 147.1839 USD
USD 0.0001 common CFD Increasing a short position 491 147.1839 USD
USD 0.0001 common CFD Opening a long position 3,390 147.2123 USD
USD 0.0001 common CFD Reducing a short position 18 147.3207 USD
USD 0.0001 common CFD Reducing a short position 14 147.3207 USD
USD 0.0001 common CFD Reducing a long position 66 147.3374 USD
USD 0.0001 common CFD Increasing a long position 73 147.4639 USD
USD 0.0001 common CFD Reducing a long position 40 147.4679 USD
USD 0.0001 common CFD Increasing a short position 4 147.6677 USD
USD 0.0001 common CFD Reducing a long position 15 147.7146 USD
USD 0.0001 common CFD Reducing a long position 69 147.7146 USD
USD 0.0001 common CFD Reducing a long position 156 147.7874 USD
USD 0.0001 common CFD Increasing a short position 15 147.8198 USD
USD 0.0001 common CFD Reducing a long position 642 148.3661 USD
USD 0.0001 common CFD Increasing a long position 275 148.4590 USD
USD 0.0001 common CFD Increasing a short position 40 148.4665 USD
USD 0.0001 common SWAP Increasing a short position 811 148.4600 USD
USD 0.0001 common SWAP Increasing a short position 78 148.4600 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 7 (700) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 13 (1,300) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 2 (200) 130.0000 USD AMERICAN 18/06/2026 13.3400 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 3 (300) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 6 (600) 130.0000 USD AMERICAN 18/06/2026 13.3400 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 4 (400) 130.0000 USD AMERICAN 18/06/2026 13.3300 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 3 (300) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 3 (300) 130.0000 USD AMERICAN 18/06/2026 13.3100 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 130.0000 USD AMERICAN 18/06/2026 13.3100 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 2 (200) 130.0000 USD AMERICAN 18/06/2026 13.2900 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 6 (600) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 130.0000 USD AMERICAN 18/06/2026 13.1900 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 6 (600) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 7 (700) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 5 (500) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 10 (1,000) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 130.0000 USD AMERICAN 18/06/2026 13.3300 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 2 (200) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 5 (500) 130.0000 USD AMERICAN 18/06/2026 13.3400 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 2 (200) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 130.0000 USD AMERICAN 18/06/2026 13.3400 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 2 (200) 130.0000 USD AMERICAN 18/06/2026 13.3300 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 6 (600) 130.0000 USD AMERICAN 18/06/2026 13.3400 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 6 (600) 130.0000 USD AMERICAN 18/06/2026 13.3300 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 5 (500) 130.0000 USD AMERICAN 18/06/2026 13.3100 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 130.0000 USD AMERICAN 18/06/2026 13.3000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 3 (300) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 11 (1,100) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 5 (500) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 4 (400) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 2 (200) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 2 (200) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 7 (700) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 2 (200) 130.0000 USD AMERICAN 18/06/2026 13.2700 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 3 (300) 130.0000 USD AMERICAN 18/06/2026 13.3100 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 8 (800) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 3 (300) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 2 (200) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 2 (200) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 14 (1,400) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 3 (300) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 7 (700) 130.0000 USD AMERICAN 18/06/2026 13.3100 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 2 (200) 130.0000 USD AMERICAN 18/06/2026 13.3300 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 130.0000 USD AMERICAN 18/06/2026 13.3100 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 3 (300) 130.0000 USD AMERICAN 18/06/2026 13.3500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 3 (300) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 6 (600) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 4 (400) 130.0000 USD AMERICAN 18/06/2026 13.2900 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 130.0000 USD AMERICAN 18/06/2026 13.2500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 7 (700) 130.0000 USD AMERICAN 18/06/2026 13.3300 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 2 (200) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 3 (300) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 5 (500) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 6 (600) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 130.0000 USD AMERICAN 18/06/2026 13.3400 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 2 (200) 130.0000 USD AMERICAN 18/06/2026 13.3500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 7 (700) 130.0000 USD AMERICAN 18/06/2026 13.3400 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 3 (300) 130.0000 USD AMERICAN 18/06/2026 13.3200 USD
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 01 May 2025
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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