REG - Goldman Sachs & Co. Qualcomm Inc - Form 8.5 (EPT/NON-RI) - Qualcomm

QualcommAnnouncement

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RNS Number : 0122K  Goldman Sachs & Co. LLC  23 May 2025

 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL
TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS
NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                             GOLDMAN SACHS & CO. LLC
 (b) Name of offeror/offeree in relation to whose relevant securities this form   QUALCOMM INCORPORATED
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is         ALPHAWAVE IP GROUP PLC
 connected:
 (d) Date position held/dealing undertaken:                                       22 May 2025

      For an opening position disclosure, state the latest practicable date
 prior to the disclosure
 (e) In addition to the company in 1(b) above, is the exempt principal trader     NO
 making disclosures in respect of any other party to the offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

 

(a)        Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)

 

 Class of relevant security:                                          USD 0.0001 common

                                                                      Interests             Short positions
                                                                      Number         %      Number         %
 (1) Relevant securities owned and/or controlled:                     2,351,335.122  0.21   427,837.122    0.03
 (2) Cash-settled derivatives:                                        1,786,694      0.16   354,345        0.03
 (3) Stock-settled derivatives (including options) and agreements to  231,969        0.02   353,222        0.03
 purchase/sell:
                                                                      4,369,998.122  0.39   1,135,404.122  0.09

      TOTAL:

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors'
and other employee options)

 

 Class of relevant security in relation to which subscription right exists:
 Details, including nature of the rights concerned and relevant percentages:

 

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.0001 common           Purchases         582,937                     162.1513 USD                          147.2200 USD
 USD 0.0001 common           Sales             346,190                     199.9851 USD                          144.5683 USD

 

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.0001 common           CFD                  Increasing a long position                                                     511                             147.3153 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      2,464                           147.3692 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      21                              147.3697 USD
 USD 0.0001 common           CFD                  Increasing a short position                                                    310                             147.3725 USD
 USD 0.0001 common           CFD                  Increasing a short position                                                    282                             147.3765 USD
 USD 0.0001 common           CFD                  Increasing a long position                                                     579                             147.7241 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      3                               147.8606 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      113                             147.9373 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      12                              147.9806 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      300                             147.9806 USD
 USD 0.0001 common           CFD                  Increasing a short position                                                    100                             148.0001 USD
 USD 0.0001 common           CFD                  Increasing a short position                                                    100                             148.0001 USD
 USD 0.0001 common           CFD                  Increasing a short position                                                    100                             148.0001 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      2                               148.4850 USD
 USD 0.0001 common           CFD                  Reducing a long position                                                       200                             148.5220 USD
 USD 0.0001 common           CFD                  Opening a short position                                                       2,464                           148.5834 USD
 USD 0.0001 common           CFD                  Increasing a short position                                                    1,663                           148.7751 USD
 USD 0.0001 common           CFD                  Increasing a short position                                                    2,713                           148.7760 USD
 USD 0.0001 common           CFD                  Increasing a short position                                                    3,824                           148.7868 USD
 USD 0.0001 common           CFD                  Increasing a short position                                                    6,238                           148.7869 USD
 USD 0.0001 common           CFD                  Reducing a long position                                                       715                             148.8676 USD
 USD 0.0001 common           CFD                  Increasing a short position                                                    2                               149.7300 USD
 USD 0.0001 common           CFD                  Reducing a long position                                                       74                              149.9500 USD

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising / exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included. If there
 are no such agreements, arrangements or understandings, state "none"

 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 NONE

 

(c)        Attachments

 

 Is a Supplemental Form 8 (Open Positions) attached?  NO

 

 

 Date of disclosure:  23 May 2025
 Contact name:        Papa Lette and Andrzej Szyszka
 Telephone number:    +33(1) 4212 1459 / +48(22) 317 4817

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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