REG - Goldman Sachs & Co. Qualcomm Inc - Form 8.5 (EPT/NON-RI) - Qualcomm
Yesterday 17:00
For best results when printing this announcement, please click on link below:
https://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20250701:nRSA2865Pa&default-theme=true
RNS Number : 2865P Goldman Sachs & Co. LLC 01 July 2025
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL
TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS
NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: GOLDMAN SACHS & CO. LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM
relates: INCORPORATED)
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is ALPHAWAVE IP GROUP PLC
connected:
(d) Date position held/dealing undertaken: 30 June 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: USD 0.0001 common
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 3,112,428.3 0.28 195,382.3 0.01
(2) Cash-settled derivatives: 2,743,058 0.25 324,786 0.02
(3) Stock-settled derivatives (including options) and agreements to 202,210 0.01 453,646 0.04
purchase/sell:
6,057,696.3 0.54 973,814.3 0.07
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common Purchases 1,402,683 159.8600 USD 157.8050 USD
USD 0.0001 common Sales 1,050,213 159.8600 USD 145.9600 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common CFD Opening a short position 140 158.3950 USD
USD 0.0001 common CFD Reducing a short position 2 158.5050 USD
USD 0.0001 common CFD Increasing a short position 6 158.8602 USD
USD 0.0001 common CFD Increasing a short position 2 158.8602 USD
USD 0.0001 common CFD Increasing a short position 5 158.8602 USD
USD 0.0001 common CFD Reducing a long position 1,472 158.9855 USD
USD 0.0001 common CFD Opening a short position 1,876 159.0065 USD
USD 0.0001 common CFD Reducing a long position 289 159.0335 USD
USD 0.0001 common CFD Reducing a short position 1,470 159.0370 USD
USD 0.0001 common CFD Reducing a short position 2,397 159.0370 USD
USD 0.0001 common CFD Reducing a short position 2 159.0606 USD
USD 0.0001 common CFD Reducing a short position 227 159.0730 USD
USD 0.0001 common CFD Reducing a long position 4 159.0900 USD
USD 0.0001 common CFD Reducing a long position 2,166 159.0940 USD
USD 0.0001 common CFD Reducing a short position 1,876 159.1387 USD
USD 0.0001 common CFD Increasing a short position 4 159.1614 USD
USD 0.0001 common CFD Increasing a short position 2 159.1614 USD
USD 0.0001 common CFD Increasing a short position 3 159.1614 USD
USD 0.0001 common CFD Increasing a short position 2 159.1786 USD
USD 0.0001 common CFD Increasing a short position 200 159.1786 USD
USD 0.0001 common CFD Opening a long position 885 159.2571 USD
USD 0.0001 common CFD Reducing a long position 772 159.2600 USD
USD 0.0001 common CFD Opening a short position 141 159.2625 USD
USD 0.0001 common CFD Increasing a short position 942 159.2625 USD
USD 0.0001 common CFD Increasing a long position 710 159.2687 USD
USD 0.0001 common CFD Reducing a long position 137 159.2919 USD
USD 0.0001 common CFD Increasing a short position 137 159.2919 USD
USD 0.0001 common CFD Reducing a short position 1,868 159.3288 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 01 July 2025
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END FEOUAVVRVUUBRARRecent news on Qualcomm
See all newsREG - Folio Investments Qualcomm Inc - Form 8 (DD) - Qualcomm
AnnouncementREG - Goldman Sachs & Co. Qualcomm Inc - Form 8.5 (EPT/NON-RI) - Qualcomm
AnnouncementREG - Goldman Sachs BnkEur Qualcomm Inc - Form 8.5 (EPT/NON-RI) - Qualcomm
AnnouncementREG - BlackRock Group Qualcomm Inc - Form 8.3 - Qualcomm Incorporated
AnnouncementREG - BkofA Merrill Lynch Qualcomm Inc - 20250630_QUALCOMM INC_8.3_BAC
Announcement