REG - Goldman Sachs & Co. Qualcomm Inc - Form 8.5 (EPT/NON-RI) - Qualcomm

QualcommAnnouncement

Today 11:15

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RNS Number : 7667Q  Goldman Sachs & Co. LLC  11 July 2025

 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL
TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS
NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                             GOLDMAN SACHS & CO. LLC
 (b) Name of offeror/offeree in relation to whose relevant securities this form   AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM
 relates:                                                                         INCORPORATED)

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is         ALPHAWAVE IP GROUP PLC
 connected:
 (d) Date position held/dealing undertaken:                                       10 July 2025

      For an opening position disclosure, state the latest practicable date
 prior to the disclosure
 (e) In addition to the company in 1(b) above, is the exempt principal trader     NO
 making disclosures in respect of any other party to the offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

 

(a)        Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)

 

 Class of relevant security:                                          USD 0.0001 common

                                                                      Interests             Short positions
                                                                      Number         %      Number       %
 (1) Relevant securities owned and/or controlled:                     2,713,423.552  0.25   20,553.552   0.00
 (2) Cash-settled derivatives:                                        3,102,616      0.28   308,472      0.02
 (3) Stock-settled derivatives (including options) and agreements to  202,000        0.01   354,252      0.03
 purchase/sell:
                                                                      6,018,039.552  0.54   683,277.552  0.05

      TOTAL:

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors'
and other employee options)

 

 Class of relevant security in relation to which subscription right exists:
 Details, including nature of the rights concerned and relevant percentages:

 

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.0001 common           Purchases         455,541                     160.2700 USD                          158.0300 USD
 USD 0.0001 common           Sales             369,833                     160.2700 USD                          144.5683 USD

 

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.0001 common           CFD                  Increasing a long position                                                     5                               158.7991 USD
 USD 0.0001 common           CFD                  Increasing a long position                                                     18                              158.7991 USD
 USD 0.0001 common           CFD                  Reducing a long position                                                       1,274                           158.9325 USD
 USD 0.0001 common           CFD                  Increasing a short position                                                    131                             159.0839 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      1,849                           159.0890 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      30                              159.1053 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      42                              159.1053 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      17                              159.1053 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      1                               159.1114 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      2                               159.1114 USD
 USD 0.0001 common           CFD                  Increasing a short position                                                    115                             159.2755 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      1,577                           159.3080 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      2,575                           159.3080 USD
 USD 0.0001 common           CFD                  Increasing a short position                                                    2                               159.3371 USD
 USD 0.0001 common           CFD                  Increasing a short position                                                    200                             159.3371 USD
 USD 0.0001 common           CFD                  Reducing a long position                                                       736                             159.5078 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      3,073                           159.7702 USD
 USD 0.0001 common           CFD                  Increasing a short position                                                    98                              159.8449 USD
 USD 0.0001 common           CFD                  Opening a short position                                                       3,073                           159.8561 USD
 USD 0.0001 common           CFD                  Increasing a long position                                                     109                             159.8629 USD
 USD 0.0001 common           SWAP                 Reducing a short position                                                      1,704                           159.0900 USD

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising / exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included. If there
 are no such agreements, arrangements or understandings, state "none"

 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 NONE

 

(c)        Attachments

 

 Is a Supplemental Form 8 (Open Positions) attached?  NO

 

 

 Date of disclosure:  11 July 2025
 Contact name:        Papa Lette and Andrzej Szyszka
 Telephone number:    +33(1) 4212 1459 / +48(22) 317 4817

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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