REG - Goldman Sachs (EPT) Qualcomm Inc - Form 8.5 (EPT/RI) - Amend Qualcomm
Tue 14:15
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RNS Number : 6707G GoldmanSachs International 29 April 2025
Amendment - due to the amendment of Derivative transactions, the disclosure
made on 3(rd) April for dealings on 2(nd) April has been updated. Section 2(b)
has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form QUALCOMM INCORPORATED
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is ALPHAWAVE IP GROUP PLC
connected:
(d) Date dealing undertaken: 02 April 2025
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - disclosing today for ALPHAWAVE IP GROUP PLC
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common Purchases 13,204 154.4027 USD 150.7900 USD
9
140.4711 EUR
140.4711 EUR
USD 0.0001 common Sales 17,280 155.2600 USD 152.1040 USD
103
140.2439 EUR
140.2439 EUR
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common CFD Reducing a short position 103 140.2439 EUR
USD 0.0001 common SWAP Opening a long position 50 154.0800 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 1 (100) 155.0000 USD AMERICAN 17/04/2025 3.5500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 1 (100) 160.0000 USD AMERICAN 17/04/2025 1.6900 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 1 (100) 160.0000 USD AMERICAN 17/04/2025 1.6700 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 4 (400) 150.0000 USD AMERICAN 19/09/2025 17.9500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 2 (200) 155.0000 USD AMERICAN 15/08/2025 13.7500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 1 (100) 155.0000 USD AMERICAN 16/05/2025 7.6500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 1 (100) 155.0000 USD AMERICAN 16/01/2026 19.1500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 17 (1,700) 155.0000 USD AMERICAN 19/09/2025 15.0000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 5 (500) 155.0000 USD AMERICAN 15/08/2025 13.8000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 1 (100) 160.0000 USD AMERICAN 17/04/2025 1.8700 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Purchasing 1 (100) 130.0000 USD AMERICAN 20/06/2025 2.4900 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Purchasing 1 (100) 135.0000 USD AMERICAN 19/09/2025 6.5500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 130.0000 USD AMERICAN 18/06/2026 10.8500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 135.0000 USD AMERICAN 19/09/2025 6.3000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 83 (8,300) 140.0000 USD AMERICAN 18/07/2025 5.5000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 50 (5,000) 140.0000 USD AMERICAN 19/09/2025 8.1000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 24 (2,400) 140.0000 USD AMERICAN 19/09/2025 8.3500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 145.0000 USD AMERICAN 15/08/2025 8.8000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 3 (300) 145.0000 USD AMERICAN 20/06/2025 6.3500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 24 (2,400) 145.0000 USD AMERICAN 20/06/2025 6.5000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 4 (400) 145.0000 USD AMERICAN 20/06/2025 6.3500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 4 (400) 145.0000 USD AMERICAN 20/06/2025 6.3500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 145.0000 USD AMERICAN 20/06/2025 6.4000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 7 (700) 145.0000 USD AMERICAN 19/09/2025 9.4000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 7 (700) 145.0000 USD AMERICAN 20/06/2025 6.4000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 145.0000 USD AMERICAN 20/06/2025 6.4000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 8 (800) 145.0000 USD AMERICAN 18/07/2025 7.3000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 49 (4,900) 145.0000 USD AMERICAN 18/07/2025 7.4000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 8 (800) 150.0000 USD AMERICAN 20/06/2025 7.8000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 155.0000 USD AMERICAN 19/09/2025 13.9000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 20 (2,000) 155.0000 USD AMERICAN 20/06/2025 9.5500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 155.0000 USD AMERICAN 17/04/2025 5.0000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 6 (600) 155.0000 USD AMERICAN 20/06/2025 10.0500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 155.0000 USD AMERICAN 16/05/2025 8.9500 USD
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
USD 0.0001 common Put Option / (1.00 : 100.00) Exercising 122 (12,200) 175.0000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Exercising 236 (23,600) 170.0000 USD
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 29 April 2025
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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